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Series 65 Registered Investment Advisor Ria Jobs in Raleigh, NC

Varsity Tutors

Series 65 Tutor

Raleigh, NC · Remote

$18 - $40/hr

Deep knowledge of Series 65 Uniform Investment Adviser Law examination content covering economic factors, investment vehicle characteristics, client investment recommendations, and laws and ...

Varsity Tutors

Series 65 Tutor

Durham, NC · Remote

$18 - $40/hr

Deep knowledge of Series 65 Uniform Investment Adviser Law examination content covering economic factors, investment vehicle characteristics, client investment recommendations, and laws and ...

Varsity Tutors

Series 65 Tutor

Chapel Hill, NC · Remote

$18 - $40/hr

Deep knowledge of Series 65 Uniform Investment Adviser Law examination content covering economic factors, investment vehicle characteristics, client investment recommendations, and laws and ...

CAPTRUST

Senior Compliance Manager

Raleigh, NC

Support the broker-dealer and registered investment advisor office inspection programs as needed ... Extensive experience working at an RIA and broker-dealer * Series 65 or 66 licenses (preferred)

CAPTRUST

Senior Compliance Manager

Raleigh, NC · On-site

Support the broker-dealer and registered investment advisor office inspection programs as needed ... Extensive experience working at an RIA and broker-dealer * Series 65 or 66 licenses (preferred)

CAPTRUST

Senior Compliance Analyst

Raleigh, NC · On-site

$90 - $130/hr

... registered investment advisor (RIA) and registered broker-dealer, and drive adherence with ... Series 7/24 preferred, or willingness to obtain them within 6 months of hire. * Ability to travel ...

CAPTRUST

Senior Compliance Analyst

Raleigh, NC

... registered investment advisor (RIA) and registered broker-dealer, and drive adherence with ... Series 7/24 preferred, or willingness to obtain them within 6 months of hire. * Ability to travel ...

CAPTRUST

Senior Compliance Analyst

Raleigh, NC · On-site

... registered investment advisor (RIA) and registered broker-dealer, and drive adherence with ... Series 7/24 preferred, or willingness to obtain them within 6 months of hire. * Ability to travel ...

Curi Capital

Wealth Management Associate

Raleigh, NC · On-site

$60K - $70K/yr

... rapidly growing national registered investment advisory firm (RIA) based in Chicago. We are ... Series 65 recommended or willingness to obtain upon hiring * CFP recommended or willingness to ...

Hilltop Wealth Advisors, LLC

Sales Advisor

Chapel Hill, NC · On-site

$150K - $200K/yr

Collaborate with planning, investment, and client service teams to support growth initiatives ... Series 65 required * Desire to work directly with prospective and existing clients * Strong self ...

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All JobsSeries 65 Registered Investment Advisor Ria JobsSeries 65 Registered Investment Advisor Ria Jobs in Raleigh, NC

Series 65 Registered Investment Advisor Ria information

See Raleigh, NC salary details

$10.7K

$76.5K

$136.1K

How much do series 65 registered investment advisor ria jobs pay per year?

As of Sep 2, 2026, the average yearly pay for series 65 registered investment advisor ria in Raleigh, NC is $76,498.00, according to ZipRecruiter salary data. Most workers in this role earn between $57,400.00 and $92,800.00 per year, depending on experience, location, and employer.

What is a Series 65 Registered Investment Advisor (RIA)?

A Series 65 Registered Investment Advisor (RIA) is a professional or firm that has passed the Series 65 exam and is registered to provide investment advice to clients for a fee. The Series 65 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as laws, regulations, portfolio management, and ethics. RIAs are required to act as fiduciaries, meaning they must put their clients' best interests first. They often provide personalized financial planning, investment management, and guidance for individuals and institutions. Registration is typically with the Securities and Exchange Commission (SEC) or state securities regulators, depending on the size of assets managed.

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Advisor (RIA)?

To thrive as a Series 65 Registered Investment Advisor (RIA), you need a deep understanding of financial markets, portfolio management, and regulatory compliance, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and investment analysis platforms is essential for managing client portfolios and operations efficiently. Strong interpersonal skills, ethical judgment, and effective communication set top advisors apart by building trust and tailored client relationships. These skills are crucial for delivering compliant, personalized investment advice that supports clients' financial goals and maintains regulatory integrity.

What are some common challenges faced by Series 65 Registered Investment Advisors (RIAs) when managing client relationships?

Series 65 Registered Investment Advisors (RIAs) often encounter challenges such as balancing personalized client service with regulatory compliance, managing diverse client expectations, and staying updated with evolving investment products and market trends. Building trust and maintaining open communication is crucial, especially when markets are volatile or clients have complex financial needs. Additionally, RIAs must regularly document client interactions and ensure all recommendations align with fiduciary standards, which can be time-consuming but is essential for maintaining a successful practice.

What is the difference between Series 65 Registered Investment Advisor Ria vs Series 7 Registered Representative?

AspectSeries 65 Registered Investment Advisor RiaSeries 7 Registered Representative
CredentialsRequires Series 65 license, qualifying for investment advisory rolesRequires Series 7 license, enabling securities trading and brokerage activities
Work EnvironmentProvides investment advice, financial planning, and portfolio managementEngages in buying, selling, and trading securities for clients
Employer & Industry UsageRegistered with SEC or state authorities, primarily in advisory firmsEmployed by brokerage firms or securities dealers

The Series 65 Registered Investment Advisor Ria and Series 7 Registered Representative serve different roles in the financial industry. The RIA focuses on providing investment advice and financial planning, while the Series 7 license allows for securities trading. Understanding these differences helps clients choose the right professional for their financial needs.

What are popular job titles related to Series 65 Registered Investment Advisor Ria jobs in Raleigh, NC?

For Series 65 Registered Investment Advisor Ria jobs in Raleigh, NC, the most frequently searched job titles are:

What job categories do people searching Series 65 Registered Investment Advisor Ria jobs in Raleigh, NC look for?

The top searched job categories for Series 65 Registered Investment Advisor Ria jobs in Raleigh, NC are:

What cities near Raleigh, NC are hiring for Series 65 Registered Investment Advisor Ria jobs?

Cities near Raleigh, NC with the most Series 65 Registered Investment Advisor Ria job openings:

Series 65 Registered Investment Advisor Ria jobs near you
Infographic showing various Series 65 Registered Investment Advisor Ria job openings in Raleigh, NC as of August 2026, with employment types broken down into 100% Full Time. Highlights an 94% In-person, and 6% Hybrid job distribution, with an average salary of $76,498 per year, or $36.8 per hour.

Series 65 Tutor

Varsity Tutors

Raleigh, NC • Remote

$18 - $40/hr

Part-time

Re-posted 5 hours ago

Varsity Tutors rating

5.9

Company rating: 5.9 out of 10

Based on 17 frontline employees who took The Breakroom Quiz

12th of 24 rated private schools and tutoring

Job description

About the Job
The Varsity Tutors Live Learning Platform has thousands of students looking for online Series 65 tutors nationally. As a tutor on the Varsity Tutors Platform, you'll have the flexibility to set your own schedule, earn competitive rates, and make a real impact on students' academic success and understanding. All from the comfort of your home.
Why Join Our Platform?
  • Earn incrementally higher pay for each session with the same student, reaching up to $40/hour.
  • Get paid up to twice per week, ensuring fast and reliable compensation for the tutoring sessions you conduct and invoice.
  • Set your own hours and tutor as much as you'd like.
  • Tutor remotely using our purpose-built Live Learning Platform. No commuting required.
  • Get matched with students best-suited to your teaching style and expertise.
  • Our AI-powered Tutor Copilot enhances your sessions with real-time instructional support, lesson generation, and engagement features, helping you save prep time and focus on impactful teaching.
  • We handle the logistics—you just invoice for your tutoring sessions, and we take care of payments.

What We Look For In a Series 65 Tutor
  • Advanced Test Mastery: Deep knowledge of Series 65 Uniform Investment Adviser Law examination content covering economic factors, investment vehicle characteristics, client investment recommendations, and laws and regulations governing investment advisers. Ability to explain fiduciary duty, modern portfolio theory, and the Uniform Securities Act while preparing candidates for investment adviser representative registration.
  • Strategic Test-Taking & Problem-Solving: Skilled at teaching portfolio construction principles, regulatory compliance analysis, and client suitability evaluation for Series 65 examination. Guides students through analyzing economic indicators, comparing investment products, constructing suitable portfolios, applying fiduciary standards, and understanding state and federal regulation of investment advisers. Emphasizes connecting investment theory to regulatory requirements and ethical practice standards.
  • Curriculum Awareness & Adaptive Instruction: Familiar with Series 65 examination content and common challenges such as distinguishing broker-dealer from investment adviser regulations, understanding portfolio theory calculations, and applying ethical standards to advisory scenarios. Adapts instruction using practice examinations, regulatory comparison charts, and portfolio analysis exercises to support financial professionals preparing for investment adviser representative registration.
  • Effective Teaching Methods: Ability to identify concepts students commonly struggle with, explain material using multiple approaches, and adapt instruction to meet individual learning needs and styles.
  • Strong communication skills and a friendly, engaging teaching style.
  • Ability to adapt to different learning styles and student needs.

Ways To Connect With Students
  • 1-on-1 Online Tutoring - Provide personalized instruction to individual students.
  • Instant Tutoring - Accept on-demand tutoring requests whenever you're available.

About Varsity Tutors And 1-on-1 Online Tutoring
Our mission is to transform the way people learn by leveraging advanced technology, AI, and the latest in learning science to create personalized learning experiences. Through 1-on-1 Online Tutoring, students receive customized instruction that helps them achieve their learning goals. Our platform is designed to match students with the right tutors, fostering better outcomes and a passion for learning.
Please note: Varsity Tutors does not contract in: Alaska, California, Colorado, Delaware, Hawaii, Maine, New Hampshire, North Dakota, Vermont, West Virginia or Puerto Rico.

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