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Series 63 Jobs in Raleigh, NC (NOW HIRING)

New York Life

NYL Sales Management

Raleigh, NC · On-site

$69K - $130K/yr

Partner Requirements: • Life and Health License • Series 6 or 7 and Series 63 • Experience in Financial Services industry • Sales experience • Sales team recruiting and management ...

New York Life

NYL Sales Management

Raleigh, NC · On-site

Partner Requirements: • Life and Health License • Series 6 or 7 and Series 63 • Experience in Financial Services industry • Sales experience • Sales team recruiting and management ...

TIAA

Wealth Advisor

Durham, NC · On-site

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

Western & Southern Life

Staff Manager

Cary, NC · On-site

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Western & Southern Life

Staff Manager

Cary, NC · On-site

$16 - $21.50/hr

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Western & Southern Life

Staff Manager

Cary, NC

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Raleigh, NC

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

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Showing results 1-20

All JobsSeries 63 JobsSeries 63 Jobs in Raleigh, NC

Series 63 information

See Raleigh, NC salary details

$10.5K

$75.1K

$113.1K

How much do series 63 jobs pay per year?

As of Jul 30, 2026, the average yearly pay for series 63 in Raleigh, NC is $75,086.00, according to ZipRecruiter salary data. Most workers in this role earn between $47,900.00 and $92,500.00 per year, depending on experience, location, and employer.

What professions make $500,000 a year?

Professions that can earn $500,000 annually include investment bankers, senior corporate executives, specialized physicians, and successful entrepreneurs. In finance and healthcare, advanced certifications and extensive experience are often required to reach this level of income.

What is a Series 63 job?

A Series 63 job typically refers to a position in the financial services industry that requires a Series 63 license, such as a financial advisor or securities representative. The Series 63, also known as the Uniform Securities Agent State Law Examination, is required for individuals who want to sell securities and provide investment advice at the state level. It focuses on ethical practices and state securities regulations. Most financial professionals need this license in addition to other credentials, such as the Series 6 or Series 7, depending on their specific role.

How much does someone with a series 63 license make?

A Series 63 license allows individuals to sell securities and provide investment advice, typically leading to roles such as securities agents or financial advisors. The average salary for professionals with a Series 63 license ranges from $50,000 to $80,000 annually, depending on experience, location, and employer. Compensation may also include commissions and bonuses based on sales performance.

What types of responsibilities can I expect as a professional holding a Series 63 license?

As a licensed Series 63 professional, your daily responsibilities often include assisting clients with investment decisions, ensuring all transactions comply with state securities laws, and keeping meticulous records of client interactions. You may collaborate closely with financial advisors, compliance officers, and back-office staff to facilitate account openings and resolve regulatory inquiries. Staying current on changing state regulations and firm policies is essential, as is providing excellent client service and education. This role provides hands-on experience in the financial services industry and can serve as a stepping stone to more advanced positions, such as financial advisor or compliance specialist.

Does series 63 require SIE?

Yes, passing the Securities Industry Essentials (SIE) exam is a prerequisite for taking the Series 63 exam. The SIE covers foundational securities industry knowledge and must be completed before registering for the Series 63, which focuses on state securities regulations and laws.

What jobs can I get with a series 63?

A Series 63 license qualifies individuals for roles such as securities agent, financial advisor, or broker-dealer representative, primarily involved in selling securities and providing investment advice. It is often required for positions in brokerage firms, investment firms, and financial services companies. The license demonstrates knowledge of state securities regulations and compliance requirements.

What are the key skills and qualifications needed to thrive in the Series 63 position, and why are they important?

To thrive in a Series 63 role, you need a solid grasp of securities regulations and compliance, generally supported by passing the FINRA Series 63 Uniform Securities Agent State Law Exam. Familiarity with financial software platforms, customer relationship management (CRM) systems, and compliance tracking tools is important. Strong attention to detail, ethical judgment, and effective communication are key soft skills for building trust with clients and maintaining regulatory compliance. These skills ensure representatives can lawfully offer securities, provide accurate advice, and effectively support both the firm and its clients.

What are the most commonly searched types of Series 63 jobs in Raleigh, NC? The most popular types of Series 63 jobs in Raleigh, NC are:
What are popular job titles related to Series 63 jobs in Raleigh, NC? For Series 63 jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Series 63 jobs in Raleigh, NC look for? The top searched job categories for Series 63 jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Series 63 jobs? Cities near Raleigh, NC with the most Series 63 job openings:
Series 63 jobs near you
Infographic showing various Series 63 job openings in Raleigh, NC as of July 2026, with employment types broken down into 89% Full Time, 9% Part Time, and 2% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $75,086 per year, or $36.1 per hour.

Registered Brokerage Service Assistant

First Citizens Bank

Raleigh, NC

Full-time

Medical, Life

Re-posted 25 days ago

First Citizens Bank rating

7.4

Company rating: 7.4 out of 10

Based on 106 frontline employees who took The Breakroom Quiz

109th of 170 rated banks

Job description

Overview

Build a meaningful career with First Citizens Bank, where we help individuals, families, and businesses achieve their financial goals. Our First Citizens Wealth team delivers integrated banking, investment, insurance, and wealth solutions designed to support clients at every stage of life. Join a collaborative organization focused on relationships, trust, and long-term impact. 

This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or account requests. Responsible for compliance documentation and filing. Processes paperwork in an accurate, timely fashion. Maintains knowledge of the Bank's policies, procedures, and systems in order to resolve operational issues.


Responsibilities
  • Operations Support - Addresses operational client service questions and inquiries. Researches, resolves, and communicates updates to the appropriate parties. Assists with time-sensitive operational projects and deadlines. Ensures all unsolicited client trading requests are executed correctly and in a timely manner.
  • Account Servicing - Creates, maintains, and updates client accounts. Utilizes department systems to input account information such as money movement requests, cashier records, and other items. Identifies outstanding process needs or account actions and ensures all necessary documentation is present.
  • Documentation - Responsible for filing, completing, and maintaining department forms, including client paperwork. Assists in processing compliance files and sourcing information needed for daily activities.
  • Collaboration - Works closely with associates, management, clients, and business team in fulfilling daily requests and providing necessary information. Ensures outstanding items are appropriately followed-up and deadlines met in a team environment.

Qualifications

Bachelor's Degree and 1 year of experience in Financial Services or Brokerage industry OR High School Diploma or GED and 2 years of experience in Financial Services or Brokerage industry

License or Certification Type: Must have or obtain within 180 days all required licenses: Series 7, Series 63 & 65 or 66 as well as state-specific life, health, and long term care insurance licenses RequiredSkill(s): Experience in Financial Brokerage Operations in supporting client and advisors relationships

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

Qualifications:

Bachelor's Degree and 1 year of experience in Financial Services or Brokerage industry OR High School Diploma or GED and 2 years of experience in Financial Services or Brokerage industry

License or Certification Type: Must have or obtain within 180 days all required licenses: Series 7, Series 63 & 65 or 66 as well as state-specific life, health, and long term care insurance licenses RequiredSkill(s): Experience in Financial Brokerage Operations in supporting client and advisors relationships

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

Education:UNAVAILABLEEmployment Type: FULL_TIME

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