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Series 63 Jobs in Raleigh, NC (NOW HIRING)

New York Life

NYL Sales Management

Raleigh, NC · On-site

$69K - $130K/yr

Series 6 or 7 and Series 63 * Experience in Financial Services industry * Sales experience * Sales team recruiting and management experience * College Degree Preferred but Not Required * Life ...

TIAA

Wealth Advisor

Durham, NC

$80K - $95K/yr

Series 7; Series 63; Series 65; Series 66 Physical Requirements * Physical Requirements: Sedentary Work Career Level 7IC Required: * 3+ years financial services experience * Series 7, 63 and 65 (or ...

Western & Southern Life

Staff Manager

Cary, NC

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

UNAVAILABLE

Financial Advisor

Cary, NC · On-site

$61 - $250/hr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre‑payment/reimbursement for course tuition fees and books.

New

Western & Southern Life

Staff Manager

Cary, NC · On-site

$16 - $21.50/hr

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Western & Southern Life

Staff Manager

Cary, NC

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$61 - $250/hr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

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Showing results 1-20

All JobsSeries 63 JobsSeries 63 Jobs in Raleigh, NC

Series 63 information

See Raleigh, NC salary details

$10.5K

$75.1K

$113.1K

How much do series 63 jobs pay per year?

As of Sep 4, 2026, the average yearly pay for series 63 in Raleigh, NC is $75,086.00, according to ZipRecruiter salary data. Most workers in this role earn between $47,900.00 and $92,500.00 per year, depending on experience, location, and employer.

What is a Series 63?

A Series 63 job typically refers to a position in the financial services industry that requires a Series 63 license, such as a financial advisor or securities representative. The Series 63, also known as the Uniform Securities Agent State Law Examination, is required for individuals who want to sell securities and provide investment advice at the state level. It focuses on ethical practices and state securities regulations. Most financial professionals need this license in addition to other credentials, such as the Series 6 or Series 7, depending on their specific role.

What does a Series 63 professional do?

As a licensed Series 63 professional, your daily responsibilities often include assisting clients with investment decisions, ensuring all transactions comply with state securities laws, and keeping meticulous records of client interactions. You may collaborate closely with financial advisors, compliance officers, and back-office staff to facilitate account openings and resolve regulatory inquiries. Staying current on changing state regulations and firm policies is essential, as is providing excellent client service and education. This role provides hands-on experience in the financial services industry and can serve as a stepping stone to more advanced positions, such as financial advisor or compliance specialist.

What skills and qualifications are needed for a Series 63?

To thrive in a Series 63 role, you need a solid grasp of securities regulations and compliance, generally supported by passing the FINRA Series 63 Uniform Securities Agent State Law Exam. Familiarity with financial software platforms, customer relationship management (CRM) systems, and compliance tracking tools is important. Strong attention to detail, ethical judgment, and effective communication are key soft skills for building trust with clients and maintaining regulatory compliance. These skills ensure representatives can lawfully offer securities, provide accurate advice, and effectively support both the firm and its clients.

What does a Series 63 allow me to do?

A Series 63 license allows individuals to act as securities agents, enabling them to sell securities and provide investment advice within a state. It is often required alongside other licenses, such as the Series 7, to conduct securities transactions legally. The exam covers state securities regulations, ethical practices, and registration procedures.

What jobs can I get with a Series 63?

A Series 63 license qualifies individuals for roles such as securities agent, financial advisor, or broker-dealer representative. These positions involve selling securities, providing investment advice, and complying with state securities regulations. The license is often required alongside other certifications like the Series 7 for broader financial services roles.

What are the most commonly searched types of Series 63 jobs in Raleigh, NC?

The most popular types of Series 63 jobs in Raleigh, NC are:

What are popular job titles related to Series 63 jobs in Raleigh, NC?

For Series 63 jobs in Raleigh, NC, the most frequently searched job titles are:

What job categories do people searching Series 63 jobs in Raleigh, NC look for?

The top searched job categories for Series 63 jobs in Raleigh, NC are:

What cities near Raleigh, NC are hiring for Series 63 jobs?

Cities near Raleigh, NC with the most Series 63 job openings:

Series 63 jobs near you
Infographic showing various Series 63 job openings in Raleigh, NC as of August 2026, with employment types broken down into 100% Full Time. Highlights an 49% In-person, and 51% Remote job distribution, with an average salary of $75,086 per year, or $36.1 per hour.

NYL Sales Management

New York Life

Raleigh, NC • On-site

$69K - $130K/yr

Full-time

Re-posted 5 days ago

Job description

New York Life Insurance Company is seeking seasoned financial service industry professionals to join our management team. Currently we are interviewing strong leadership-oriented individuals with a desire to help others succeed within our General Offices. As a New York Life Partner, your responsibilities include the successful recruiting AND development of a team of salespeople. Unlike other firms in the industry, New York Life Field Managers do not have personal production requirements. Their primary focus is on recruiting, developing and mentoring a team of financial professionals. New York Life Partners enjoy: • Comprehensive professional training • Generous benefits • Excellent retirement plans (subject to qualifications) • Significant income potential • The opportunity to work for a Fortune 100 company By joining New York Life as a Partner, your ability to become promoted to a Senior Partner or Managing Partner is clearly defined and based on performance metrics allowing you to grow from managing a sales team up to an entire office. Partner Requirements: • Life and Health License • Series 6 or 7 and Series 63 • Experience in Financial Services industry • Sales experience • Sales team recruiting and management experience • College Degree Preferred but Not Required • Life Insurance industry experience • Business ownership or proven entrepreneurship • Knowledge of cultural markets • Bilingual If you are: • Highly motivated • Goal oriented • A strong communicator • Organized • Seeking a rewarding and challenging career We would like to learn more about you. PLEASE NOTE: We unfortunately can only accept applicants who are either US. Citizens or reside within the United States. We currently don't sponsor US H-1B visas.

NorCal Orange logo

About NorCal Orange

Sourced by ZipRecruiter

Industry

Colleges, universities, and professional schools

Company size

11 - 50 Employees

Headquarters location

Syracuse, NY, US

View All NorCal Orange Jobs