Compliance Associate
Raleigh, NC ยท On-site
... regulations. Our team manages the day-to-day operations of RIA compliance programs-including ... life insurance, a 401(k) with a match and generous paid time off. All employees get the full ...
Raleigh, NC ยท On-site
... regulations. Our team manages the day-to-day operations of RIA compliance programs-including ... life insurance, a 401(k) with a match and generous paid time off. All employees get the full ...
Raleigh, NC ยท On-site
... regulations. Our team manages the day-to-day operations of RIA compliance programs-including ... life insurance, a 401(k) with a match and generous paid time off. All employees get the full ...
Durham, NC ยท On-site
$139 - $231/hr
Compliance:Maintain compliance with global and regional regulatory requirements throughout the ... Available benefits include health care and other insurance benefits (for employee and family ...
Durham, NC ยท On-site
$139 - $231/hr
Compliance:Maintain compliance with global and regional regulatory requirements throughout the ... Available benefits include health care and other insurance benefits (for employee and family ...
Durham, NC ยท On-site
$138K - $231K/yr
Maintain compliance with global and regional regulatory requirements throughout the product ... Available benefits include health care and other insurance benefits (for employee and family ...
Durham, NC ยท On-site
$138K - $231K/yr
Maintain compliance with global and regional regulatory requirements throughout the product ... Available benefits include health care and other insurance benefits (for employee and family ...
$138K - $231K/yr
Maintain compliance with global and regional regulatory requirements throughout the product ... Available benefits include health care and other insurance benefits (for employee and family ...
$138K - $231K/yr
Maintain compliance with global and regional regulatory requirements throughout the product ... Available benefits include health care and other insurance benefits (for employee and family ...
Cary, NC ยท Remote
$51 - $56/hr
Experience coordinating evidence/artifact collection for audits, attestations, or regulatory ... Medical, Dental, and Vision Insurance * 401(k) Retirement Plan * Health Savings Account (HSA)
Quick apply
Cary, NC ยท Remote
$51 - $56/hr
Experience coordinating evidence/artifact collection for audits, attestations, or regulatory ... Medical, Dental, and Vision Insurance * 401(k) Retirement Plan * Health Savings Account (HSA)
Ensure compliance with insurance regulatory and audit requirements . * Define quality KPIs and monitoring frameworks . Stakeholder Leadership * Act as technical SME and advisor for business, data ...
Ensure compliance with insurance regulatory and audit requirements . * Define quality KPIs and monitoring frameworks . Stakeholder Leadership * Act as technical SME and advisor for business, data ...
Cary, NC ยท On-site
$129K - $175K/yr
Lead multi-stakeholder regulatory compliance strategies * Provide legal analysis of legislative and ... Our coverage includes Medical, Dental, a Vision HRA, Long Term Disability, Life Insurance & a 401k ...
Cary, NC ยท On-site
$129K - $175K/yr
Lead multi-stakeholder regulatory compliance strategies * Provide legal analysis of legislative and ... Our coverage includes Medical, Dental, a Vision HRA, Long Term Disability, Life Insurance & a 401k ...
Durham, NC ยท On-site
$138K - $231K/yr
This goal has to be achieved while ensuring compliance with both internal GSK process / policy and ... Available benefits include health care and other insurance benefits (for employee and family ...
Durham, NC ยท On-site
$138K - $231K/yr
This goal has to be achieved while ensuring compliance with both internal GSK process / policy and ... Available benefits include health care and other insurance benefits (for employee and family ...
Durham, NC ยท Hybrid
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Durham, NC ยท Hybrid
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Raleigh, NC ยท On-site
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Raleigh, NC ยท On-site
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Durham, NC ยท On-site
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Durham, NC ยท On-site
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Raleigh, NC ยท Hybrid
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
Raleigh, NC ยท Hybrid
$60K - $70K/yr
This role will be responsible for supporting the firm's regulatory compliance and risk management ... insurance * A generous 401k plan * At least 11 paid holidays per year, and a PTO program that ...
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
The ideal candidate will have experience managing permits and regulatory compliance of fuel storage ... Medical, dental, vision and life insurance coverage * Competitive pay and a matching 401 (k) plan
Strong understanding of regulatory requirements and compliance standards in the insurance industry. * Experience working in-house with an insurance company a plus. * Must have State Bar License that ...
Strong understanding of regulatory requirements and compliance standards in the insurance industry. * Experience working in-house with an insurance company a plus. * Must have State Bar License that ...
Cary, NC ยท On-site
$240K - $350K/yr
Counsel clients on billing compliance, claims submissions, and enrollment processes. * Assist ... Comprehensive benefits package including medical, dental, life, and disability insurance, optional ...
Cary, NC ยท On-site
$240K - $350K/yr
Counsel clients on billing compliance, claims submissions, and enrollment processes. * Assist ... Comprehensive benefits package including medical, dental, life, and disability insurance, optional ...
Cary, NC ยท On-site
$240K - $350K/yr
Counsel clients on billing compliance, claims submissions, and enrollment processes.Assist health ... Comprehensive benefits package including medical, dental, life, and disability insurance, optional ...
Quick apply
Cary, NC ยท On-site
$240K - $350K/yr
Counsel clients on billing compliance, claims submissions, and enrollment processes.Assist health ... Comprehensive benefits package including medical, dental, life, and disability insurance, optional ...
Provide ongoing support for internal compliance controls. * Complete monthly employee exclusion ... Health, Dental and Vision Insurance * Employee Assistance Program * AFLAC * Paid Time Off
Provide ongoing support for internal compliance controls. * Complete monthly employee exclusion ... Health, Dental and Vision Insurance * Employee Assistance Program * AFLAC * Paid Time Off
Raleigh, NC ยท On-site
$85 - $115/hr
LURA and Regulatory Analysis * Review and analyze Land Use Restriction Agreements (LURAs) to ... Paid time off * Vision insurance Affordable Housing Solutions is committed to building and ...
Raleigh, NC ยท On-site
$85 - $115/hr
LURA and Regulatory Analysis * Review and analyze Land Use Restriction Agreements (LURAs) to ... Paid time off * Vision insurance Affordable Housing Solutions is committed to building and ...
$39.9K - $48.2K
13% of jobs
$48.2K - $56.5K
4% of jobs
$56.5K - $64.8K
4% of jobs
$68.4K is the 25th percentile. Wages below this are outliers.
$64.8K - $73.1K
9% of jobs
$73.1K - $81.4K
9% of jobs
$81.4K - $89.7K
6% of jobs
The median wage is $93.8K / yr.
$89.7K - $98K
11% of jobs
$98K - $106.3K
16% of jobs
$109.2K is the 75th percentile. Wages above this are outliers.
$106.3K - $114.6K
11% of jobs
$114.6K - $122.9K
13% of jobs
$122.9K - $131.2K
5% of jobs
$39.9K
$90.2K
$131.2K
An Insurance Regulatory Compliance job involves ensuring that an insurance company adheres to laws, regulations, and industry standards set by regulatory agencies. Professionals in this role monitor compliance, develop internal policies, conduct audits, and provide guidance to mitigate legal and financial risks. They also stay updated on changing regulations and work closely with legal and business teams to implement necessary adjustments. Their goal is to protect the organization from penalties, maintain ethical standards, and ensure fair treatment of policyholders.
Professionals in Insurance Regulatory Compliance typically monitor and interpret new and existing insurance regulations, ensuring company policies and procedures adhere to all legal requirements. They prepare compliance reports, conduct internal audits, and provide guidance or training to staff on regulatory changes. Collaboration is common with departments such as underwriting, legal, and risk management to address compliance gaps and develop solutions. This role requires staying up-to-date with industry standards and proactively managing compliance risks to support smooth business operations.
To excel in Insurance Regulatory Compliance, a strong understanding of insurance laws, regulatory frameworks, and risk assessment, usually backed by a relevant degree such as in finance, business, or law, is essential. Familiarity with compliance management systems, regulatory tracking software, and certifications like Certified Regulatory Compliance Manager (CRCM) or Certified Insurance Compliance Professional (CICP) can be highly valuable. Attention to detail, analytical thinking, and strong communication skills are crucial soft skills that contribute to success. These competencies ensure accurate interpretation of evolving regulations, effective compliance processes, and the prevention of costly legal or reputational risks for the organization.
The most popular types of Insurance Regulatory Compliance jobs in Raleigh, NC are:
For Insurance Regulatory Compliance jobs in Raleigh, NC, the most frequently searched job titles are:
The top searched job categories for Insurance Regulatory Compliance jobs in Raleigh, NC are:

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 13 days ago
Maintain compliance logs, client files, and compliance calendars to support regulatory reporting and client documentation.
Enter data into internal software applications and support the creation and refinement of compliance manuals, codes of ethics, and cybersecurity policies.
Provide administrative support to senior compliance staff and track progress in meeting internal deadlines.
Description
Join Fairview Compliance Services
Fairview Compliance Services is pleased to announce an exciting opportunity for a dedicated and detail-oriented Compliance Associate to join our dynamic team. At Fairview, we prepare clients for SEC exams and offer comprehensive, hands-on support throughout the entire exam process, ensuring they remain compliant with the ever-evolving landscape of SEC regulations. Our team manages the day-to-day operations of RIA compliance programs-including maintaining essential records, filings, testing, and documentation-while also supporting the creation and ongoing refinement of clients' compliance manuals, codes of ethics, and cybersecurity policies. By leveraging proprietary software solutions, we streamline workflows and uphold the highest standards of regulatory excellence, delivering tailored services that meet each client's unique needs.
Key duties and skills:
Requirements
Qualifications
Working at Fairview Compliance Services
At Fairview, we understand that our employees are our greatest assets. That's why we offer competitive salaries, excellent career opportunity and a rich competitive benefits package: including 100% health care coverage for full-time employees AND dependents, as well as dental, vision and life insurance, a 401(k) with a match and generous paid time off.ย
All employees get the full experience - including a collaborative and supportive work environment, professional development opportunities and companies who truly care about their employees, services and clients. And we take pride in our diverse workforce, because we know that our differences make us stronger.ย
ViewPoint Partners and its affiliates Fairview and FilePoint are based in Raleigh, NC, which is consistently ranked on U.S. News & World Report's annual list as one of the Best Places to Live.ย
What makes us different
EEO Statement
ViewPoint Partners and / or each of its affiliated persons and entities (together referred to herein as the "Company") provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. In addition to federal law requirements, ViewPoint Partners. complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.