Qualifications of the Operations Manager (RIA): · 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment. · Strong ...
Quick apply
Qualifications of the Operations Manager (RIA): · 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment. · Strong ...
Quick apply
Qualifications of the Operations Manager (RIA): · 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment. · Strong ...
Work in partnership with other members of the RIA Team, broader PWS sales group and senior ... Proficiency in financial services sales, alternative investments, relationship management, product ...
Work in partnership with other members of the RIA Team, broader PWS sales group and senior ... Proficiency in financial services sales, alternative investments, relationship management, product ...
S. RIA, FA, and wealth management client segment; build, maintain, and deepen relationships with ... The ideal candidate has Required * 14+ years of financial services sales experience, with deep ...
S. RIA, FA, and wealth management client segment; build, maintain, and deepen relationships with ... The ideal candidate has Required * 14+ years of financial services sales experience, with deep ...
S. RIA, FA, and wealth management client segment; build, maintain, and deepen relationships with ... The ideal candidate has Required * 14+ years of financial services sales experience, with deep ...
S. RIA, FA, and wealth management client segment; build, maintain, and deepen relationships with ... The ideal candidate has Required * 14+ years of financial services sales experience, with deep ...
Proficiency in financial services sales, alternative investments, relationship management, product ... RIA AUM as of December 31, 2023. We are an equal opportunity employer and support workforce ...
Proficiency in financial services sales, alternative investments, relationship management, product ... RIA AUM as of December 31, 2023. We are an equal opportunity employer and support workforce ...
... implementing, servicing, and developing financial technology for financial advisors. With a ... This role manages a portfolio of Registered Investment Advisor (RIA) firms, delivering proactive ...
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... implementing, servicing, and developing financial technology for financial advisors. With a ... This role manages a portfolio of Registered Investment Advisor (RIA) firms, delivering proactive ...
Qualifications of the Operations Manager (RIA): • 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment. • Strong ...
Qualifications of the Operations Manager (RIA): • 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment. • Strong ...
Chicago, IL · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
Chicago, IL · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
Raleigh, NC · On-site
$70K - $100K/yr
... implementing, servicing, and developing financial technology for financial advisors. With a ... This role manages a portfolio of Registered Investment Advisor (RIA) firms, delivering proactive ...
Raleigh, NC · On-site
$70K - $100K/yr
... implementing, servicing, and developing financial technology for financial advisors. With a ... This role manages a portfolio of Registered Investment Advisor (RIA) firms, delivering proactive ...
Chesterfield, MO · On-site
$100K/yr
... financial advisors, wealth management teams, and client service partners. This role focuses on ... RIA, financial planning, or retirement income platforms · Familiarity with annuity suitability ...
Quick apply
Chesterfield, MO · On-site
$100K/yr
... financial advisors, wealth management teams, and client service partners. This role focuses on ... RIA, financial planning, or retirement income platforms · Familiarity with annuity suitability ...
Los Angeles, CA · On-site
$15 - $20.50/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
Los Angeles, CA · On-site
$15 - $20.50/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
Manhattan, NY · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
Manhattan, NY · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
Chesterfield, MO · On-site
$100K/yr
... financial advisors, wealth management teams, and client service partners. This role focuses on ... RIA, financial planning, or retirement income platforms • Familiarity with annuity suitability ...
Chesterfield, MO · On-site
$100K/yr
... financial advisors, wealth management teams, and client service partners. This role focuses on ... RIA, financial planning, or retirement income platforms • Familiarity with annuity suitability ...
United, PA · On-site
Financial Services can include many positions. We are seeking candidates for the following ... Employment Type: FULL_TIME
United, PA · On-site
Financial Services can include many positions. We are seeking candidates for the following ... Employment Type: FULL_TIME
Denver, CO · On-site
$14.50 - $19.50/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
Denver, CO · On-site
$14.50 - $19.50/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
New York, NY · On-site
$15.25 - $20.75/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
New York, NY · On-site
$15.25 - $20.75/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
Manhattan, NY · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
Manhattan, NY · On-site
$120K - $160K/yr
Summary of the Role The Intermediary and RIA Channel Marketing Manager will develop and execute ... Competent understanding of financial services, asset management, product, client management and ...
New York, NY · On-site
$15.25 - $20.75/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
New York, NY · On-site
$15.25 - $20.75/hr
Position Summary The RIA & Family Office Partnership Team is seeking an experienced, high ... Bachelor's degree with 2+ years of experience in the financial services industry/sales related ...
Green Bay, WI · On-site
$25 - $37/hr
TMS Financial is currently looking to hire a full-time Financial Services Assistant for our Green Bay office. The Ideal Candidate: * Proven understanding of investment products and financial industry
Green Bay, WI · On-site
$25 - $37/hr
TMS Financial is currently looking to hire a full-time Financial Services Assistant for our Green Bay office. The Ideal Candidate: * Proven understanding of investment products and financial industry
Green Bay, WI · On-site
$25 - $37/hr
TMS Financial is currently looking to hire a full-time Financial Services Assistant for our Green Bay office. The Ideal Candidate: * Proven understanding of investment products and financial industry
Quick apply
Green Bay, WI · On-site
$25 - $37/hr
TMS Financial is currently looking to hire a full-time Financial Services Assistant for our Green Bay office. The Ideal Candidate: * Proven understanding of investment products and financial industry
$13.94 - $18.84
13% of jobs
$20.85 is the 25th percentile. Wages below this are outliers.
$18.84 - $23.73
30% of jobs
The median wage is $25.22 / hr.
$23.73 - $28.63
24% of jobs
$31.45 is the 75th percentile. Wages above this are outliers.
$28.63 - $33.52
14% of jobs
$33.52 - $38.42
4% of jobs
$38.42 - $43.31
3% of jobs
$43.31 - $48.21
2% of jobs
$48.21 - $53.10
3% of jobs
$53.10 - $58
2% of jobs
$58 - $62.89
2% of jobs
$62.89 - $67.79
2% of jobs
$13
$31
$67
| Aspect | Full Time Ria Financial Services | Full Time Financial Advisor |
|---|---|---|
| Credentials | Registered Investment Advisor (RIA) registration, Series 65/66 | Series 7, Series 66, CFP certification often preferred |
| Work Environment | Typically employed by RIA firms, focusing on client portfolios and compliance | Employed by financial firms or independently, providing personalized financial planning |
| Industry Usage | Commonly used in registered investment advisory firms | Widely used across banks, brokerages, and independent practices |
Full Time Ria Financial Services professionals primarily work within registered investment advisory firms, focusing on compliance and portfolio management, often requiring specific registrations. Full Time Financial Advisors may work in various settings, including banks and brokerage firms, providing comprehensive financial planning. While both roles involve client advising, Ria Financial Services emphasizes regulatory registration, whereas Financial Advisors focus on personalized financial strategies.
The most popular types of Ria Financial Services jobs are:
The top searched job categories for Full Time Ria Financial Services jobs are:

Full-time
Re-posted 10 days ago
Our client is a rapidly growing Wealth Management/RIA firm ($3 billion plus AUM) that serves the financial planning and investment needs of high-net-worth (HNW) individuals and corporate executives. The firm seeks an experienced Operations Manager to oversee all aspects of the firm’s internal operations, ensuring this high-volume office runs efficiently and client cases are processed accurately and on time. This individual will manage the operations staff, monitor case flow, and coordinate with advisors to help them achieve performance goals. The ideal candidate will have deep industry knowledge, strong leadership skills, and hands-on experience with key financial technology platforms.
Responsibilities of the Operations Manager (RIA):
· Oversee day-to-day office operations and ensure smooth workflow across departments.
· Manage and supervise the operations and case processing team, ensuring all client accounts, paperwork, and transactions are completed accurately and timely.
· Meet regularly with advisors to track progress toward business goals and support them in achieving productivity benchmarks.
· Oversee new business processing from submission through completion, ensuring compliance and exceptional client service.
· Maintain deep working knowledge of key platforms, including Wealthscape, eMoney, Envestnet, and various annuity carrier systems.
· Troubleshoot operational and technical issues across systems and ensure the team is trained and supported.
· Develop and implement process improvements to enhance efficiency, accuracy, and client experience.
· Collaborate with leadership to drive new business development and operational strategy.
· Support recruiting, onboarding, and training of new staff as the firm grows.
· Ensure compliance with all regulatory and firm-level requirements.
Qualifications of the Operations Manager (RIA):
· 5+ years of experience in financial services operations, specifically within an RIA, broker-dealer, or wealth management environment.
· Strong understanding of brokerage and financial advisory operations, new account setup, trading, transfers, and compliance procedures.
· Proficiency with Wealthscape, eMoney, and preferably Envestnet platforms.
· Experience with annuity business processing strongly preferred.
· Proven leadership and team management abilities.
· Excellent organizational, problem-solving, and communication skills.
· Ability to manage multiple priorities and meet deadlines in a fast-paced, high-volume environment.
· Bachelor’s degree in Finance, Business, or related field preferred.
What the Position Offers:
· Leadership role with significant impact on firm’s growth and success
· Competitive salary, generous annual bonus, monthly health insurance stipend (medical benefits not offered at this time), and 401(k) with 3.5% match
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1 - 10 Employees
Dallas, TX, US