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Fixed Income Compliance Jobs in Tennessee (NOW HIRING)

First Horizon Bank

Mortgage Loan Officer

Jackson, TN

This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon Bank

Mortgage Loan Officer

Memphis, TN

This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon Bank

Mortgage Loan Officer

Jackson, TN

This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon

Trust Relationship Manager

Knoxville, TN · On-site

Monitors client profitability, cross sell marketing plans, risk management, legal and compliance ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon

Banking Center Manager

Chattanooga, TN · On-site

Ensure that regulatory compliance standards are met. * Responsible for controlling operational and ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon

Banking Center Manager

Germantown, TN · On-site

Ensure that regulatory compliance standards are met. * Responsible for controlling operational and ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon Bank

Pega Sr. Developer

Memphis, TN

$49.50 - $65/hr

Ensure compliance with industry standards, banking regulations, and security policies. * Guide ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon

Banking Center Manager

Chattanooga, TN · On-site

Ensure that regulatory compliance standards are met. * Responsible for controlling operational and ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon Bank

Pega Sr. Developer

Memphis, TN

$49.50 - $65/hr

Ensure compliance with industry standards, banking regulations, and security policies. * Guide ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

First Horizon Bank

Pega Sr. Developer

Maryville, TN

$46.25 - $60.75/hr

Ensure compliance with industry standards, banking regulations, and security policies. * Guide ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

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Showing results 21-40

All JobsFixed Income Compliance JobsFixed Income Compliance Jobs in Tennessee

Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.
What are popular job titles related to Fixed Income Compliance jobs in Tennessee? For Fixed Income Compliance jobs in Tennessee, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Tennessee look for? The top searched job categories for Fixed Income Compliance jobs in Tennessee are:
Fixed Income Compliance jobs near you

Banking Center Manager

First Horizon Bank

Chattanooga, TN

Full-time

Medical, Dental, Vision, Retirement

Posted 16 days ago

First Horizon Bank rating

8.3

Company rating: 8.3 out of 10

Based on 31 frontline employees who took The Breakroom Quiz

39th of 170 rated banks

Job description

Location: Onsite listed in the job posting.

Schedule:  Mon-Fri 9:00am - 4:00pm

Summary

If you’re a natural leader and want to lead a team at a strong company with exceptional support, then you’ll want to be one of our banking center managers! You will immerse yourself in the community, build and maintain client relationships, and oversee all banking center functions to lead your team's success.

Key Responsibilities Include

  • Business development of market area through proactive sales calls and networking to meet or exceed all consumer and business loans, deposits and fee income goals.
  • Involvement in the local market/community through civic organizations or community groups.
  • Ensure that personnel are trained and motivated to attain high quality customer service standards and profit goals through proactive sales.
  • In conjunction with support groups such as retail administration for retail branch managers, develop, identify and implement activities within the branch market area.
  • Ensure that appropriate staffing is maintained at all times to provide high quality customer service levels.
  • Regularly monitor the efficiencies of production standards.
  • Ensure that regulatory compliance standards are met.
  • Responsible for controlling operational and administrative expenses.
  • Responsible for resolving all customer service problems.
  • Responsible for representing the company in a professional manner at all civic and community affairs.

Qualifications Include

  • Bachelor's degree 
  • 1-2 years related experience or an equivalent combination of education and experience  
  • Experience with Microsoft Word, Excel, and Outlook
  • As part of the employment process for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent upon meeting all such requirements.

As part of the employment process for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent upon meeting all such requirements. 

DeGarmo Behavioral Assessment Requirement 

  • All candidates must complete the DeGarmo Retail Behavioral Assessment to be considered for this position 
  • The assessment takes approximately 12–15 minutes to complete 
  • Assessment results must be submitted prior to having your application evaluated by Talent Acquisition 

About Us

First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com. 

Benefit Highlights
• Medical with wellness incentives, dental, and vision
• HSA with company match
• Maternity and parental leave
• Tuition reimbursement
• Mentor program
• 401(k) with 6% match
• More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits

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