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Finra Jobs in Baltimore, MD (NOW HIRING)

T Rowe Price

Financial Planner

Owings Mills, MD · Hybrid

$72K - $97K/yr

FINRA Series 7 and 66 *The 63 and 65 licenses are acceptable in lieu of the 66. Preferred: * Exceptional listening and presentation skills * Desire to quickly learn and implement new financial tools ...

T Rowe Price

Investment Analyst

Baltimore, MD · Hybrid

FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role is eligible for hybrid work, with up to three days per week from home.

T Rowe Price

Investment Analyst

Baltimore, MD · Hybrid

Ability to work both independently and as part of a larger team FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role is eligible for ...

T Rowe Price

COSS Representative

Owings Mills, MD · Hybrid

Strong communication skills FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility COSS' special WFH rotation - in-office for two weeks and home ...

T Rowe Price

Biotech Associate

Baltimore, MD · Hybrid

Basic understanding of financial modeling FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role is eligible for hybrid work, with up ...

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How much do finra jobs pay per hour?

As of Aug 13, 2026, the average hourly pay for finra in Baltimore, MD is $22.20, according to ZipRecruiter salary data. Most workers in this role earn between $16.49 and $23.17 per hour, depending on experience, location, and employer.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong knowledge of securities regulations, financial markets, and compliance procedures. Skills in analytical thinking, attention to detail, communication, and proficiency with industry-specific tools or software are also important. Relevant certifications such as Series 7 or Series 63 may be preferred depending on the role.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. It requires knowledge of securities laws and often involves working in a structured environment with regular hours. The organization provides benefits and career advancement within the financial industry.

What are popular job titles related to Finra jobs in Baltimore, MD?

For Finra jobs in Baltimore, MD, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Baltimore, MD look for?

The top searched job categories for Finra jobs in Baltimore, MD are:

What cities near Baltimore, MD are hiring for Finra jobs?

Cities near Baltimore, MD with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Baltimore, MD as of August 2026, with employment types broken down into 94% Full Time, and 6% Part Time. Highlights an 72% Physical, 12% Hybrid, and 16% Remote job distribution, with an average salary of $46,171 per year, or $22.2 per hour.

Analyst, Regulatory Advisory Compliance (Registration, Licensing, & Compliance)

T Rowe Price

Owings Mills, MD • Hybrid

Full-time

Re-posted 29 days ago

T. Rowe Price rating

9.1

Company rating: 9.1 out of 10

Based on 21 frontline employees who took The Breakroom Quiz

Job description

Role Summary

The Analyst will support the firm's Legal Registration Group by executing daytoday registration, licensing, and compliance activities related to brokerdealer registered representatives, investment adviser representatives (IARs), and nonregistered associates subject to fingerprinting and background requirements.

This role is critical to maintaining regulatory compliance through proactive monitoring, accurate documentation, and timely execution of registration and licensing obligations. The Analyst will work closely with senior analysts and management to escalate higherrisk items while independently managing a large volume of regulatory tasks. The Analyst may be required to support senior analyst functions on an as needed basis.

Responsibilities

  • Support the licensing and registration lifecycle for Broker-Dealer Registered Representatives and Investment Adviser Representatives, including initial registrations, amendments, renewals, and terminations
  • Coordinate and track fingerprinting requirements for non-registered populations, ensuring compliance with applicable regulatory standards
  • Maintain accurate and timely records in registration and compliance systems (e.g., FINRA CRD, internal tracking tools, etc.)
  • Perform routine monitoring to ensure registration and licensing requirements remain current and compliant
  • Prepare and support routine and ad hoc reporting related to registration, licensing, and compliance metrics
  • Assist with regulatory inquiries, internal audits, and examinations related to registration and licensing activities
  • Partner with internal stakeholders, including Compliance, Legal, HR, and individual business teams, to resolve registration and licensing issues
  • Support ongoing oversight activities and contribute to process improvements and documentation updates
  • Perform additional duties and projects, as assigned, to support the Legal Registration Group

Qualifications

Required:

  • Bachelor's degree or the equivalent combination of education and relevant experience AND
  • 2+ years of total relevant work experience
  • FINRA Series 7 and Series 24 registrations required, OR required licenses may be obtained within 6 months of hire if not currently held

Preferred:

  • Experience in compliance, registration, licensing, or regulatory operations within the financial services industry
  • Strong analytical skills with the ability to identify trends, root causes, and process improvement opportunities
  • Excellent written and oral communication skills with exceptional attention to detail with a proactive, risk-focused mindset
  • Ability to manage multiple deadlines in a fast-paced regulatory environment while sustaining the highest level of organization
  • High level of integrity and discretion
  • Familiarity with FINRA CRD system and knowledge of FINRA, MSRB, and SEC rules
  • Demonstrated ability to interpret and apply regulatory rules with precision
  • Advanced proficiency in Excel and Word
  • Experience with Risk identification and mitigation

FINRA Requirements

FINRA licenses are required and will be supported for this role.

Work Flexibility

This role is eligible for hybrid work, with up to one day per week from home.

Applicants for employment in the US must have work authorization that does not now or in the future require sponsorship of a visa for employment authorization in the United States (e.g., H1-B visa, F-1 visa (OPT), TN visa or any other non-immigrant work status).

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