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Finra Jobs in Minnesota (NOW HIRING)

Signature Wealth Management

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Financial Advisor

Duluth, MN · On-site

$70K - $100K/yr

While FINRA Series 7 and 66 licenses are required, consideration is given to candidates with other FINRA licenses or tax credentials (CPA, EA). Rather than developing a personal book of business, the ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business, fee based advisory business and common investment ...

Osaic

Regional Supervision Manager

Oakdale, MN · Hybrid

$70K - $80K/yr

FINRA Series 7, Series 24 and Series 63/65 or 66 required * Understanding of relevant FINRA and SEC. * Ability to effectively handle and prioritize multiple tasks in a fast-paced team environment to ...

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Finra information

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$7

$21

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How much do finra jobs pay per hour?

As of Sep 12, 2026, the average hourly pay for finra in Minnesota is $21.88, according to ZipRecruiter salary data. Most workers in this role earn between $16.25 and $22.84 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What are popular job titles related to Finra jobs in Minnesota?

For Finra jobs in Minnesota, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Minnesota look for?

The top searched job categories for Finra jobs in Minnesota are:

What cities in Minnesota are hiring for Finra jobs?

Cities in Minnesota with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Minnesota as of August 2026, with employment types broken down into 91% Full Time, 8% Part Time, and 1% Contract. Highlights an 72% Physical, 12% Hybrid, and 16% Remote job distribution, with an average salary of $45,510 per year, or $21.9 per hour.

Financial Advisor

Duluth, MN • On-site

Signature Wealth Management
See more jobs at Signature Wealth Managementexternal

$70K - $100K/yr

Full-time

Medical, Retirement, PTO

Posted 25 days ago

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After you apply to this job, you can share why you’re interested to jump to the top of the candidate list.

Job description

Signature Wealth Management is a rapidly expanding financial advisory firm committed to delivering high‐quality guidance, personalized planning, and long‐term client success. As our Duluth office continues to grow, we are seeking a detail‐oriented, motivated Financial Advisor to support our senior advisory team and contribute to a collaborative, fast‐paced environment.


This role is an excellent fit for a newer advisor who wants to build deep experience and technical skill without the pressure of acquiring new clients. It serves as a launching pad for a high‐income advisory career, offering hands‐on exposure to planning, research, and client service while working closely with and under the supervision of seasoned advisors. Over time, the right candidate will be well‐positioned to transition into directly managing client relationships. This a salaried position with annual bonus potential based in individual and firm goals. Salary is commensurate with experience and professional designations. Company-sponsored travel may be necessary 2-3 times annually, including professional development and client service travel. While FINRA Series 7 and 66 licenses are required, consideration is given to candidates with other FINRA licenses or tax credentials (CPA, EA).


Rather than developing a personal book of business, the Financial Advisor will focus on research, meeting preparation, and executing deliverables that support senior advisors and enhance the client experience.


Key Responsibilities

  • Conduct investment, market, and financial planning research to support senior advisors.
  • Prepare meeting materials, reports, and customized planning documents.
  • Assist with portfolio reviews, data gathering, and analysis.
  • Execute follow‐up deliverables after client meetings with accuracy and timeliness.
  • Maintain compliance with regulatory requirements and firm policies.
  • Collaborate with senior advisors and operations staff to ensure a seamless client experience.
  • Service client calls that may entail contributions, distributions, beneficiary changes, and general account questions.

Company Description

Signature Wealth Management is a full-service wealth management firm, helping clients plan, invest and protect their financial goals. We help busy and successful people make their lives simpler and more productive through personalized financial planning.