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Finra Jobs in Iowa (NOW HIRING)

Varsity Tutors

Series 7 Tutor

Ames, IA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Integrity Marketing Group

Deputy CCO

Urbandale, IA · On-site

$110K/yr

Extensive experience with BD and RIA regulatory frameworks , including SEC, FINRA, MSRB, and state securities requirements. * Strong working knowledge of the Investment Advisers Act of 1940, the ...

Integritymarketing

Deputy CCO

Urbandale, IA

$110K/yr

Extensive experience with BD and RIA regulatory frameworks , including SEC, FINRA, MSRB, and state securities requirements. * Strong working knowledge of the Investment Advisers Act of 1940, the ...

Integrity Marketing Group

Accounting Specialist

Urbandale, IA · On-site

$20 - $27.25/hr

Understanding of accounting operations within a FINRA-regulated environment * Prior experience supporting or working within the investment or financial services industry * Experience managing or ...

Integrity

Deputy CCO

Urbandale, IA · On-site

Extensive experience with BD and RIA regulatory frameworks, including SEC, FINRA, MSRB, and state securities requirements. * Strong working knowledge of the Investment Advisers Act of 1940, the ...

Integritymarketing

Accounting Specialist

Urbandale, IA

$20 - $27.25/hr

Understanding of accounting operations within a FINRA-regulated environment * Prior experience supporting or working within the investment or financial services industry * Experience managing or ...

Thrivent Financial

Director of Operations

De Witt, IA · On-site

$90K - $100K/yr

Update policies and procedures in accordance with SEC and FINRA standards * Own practice marketing efforts to increase brand awareness and drive new business * Work with marketing team to manage the ...

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How much do finra jobs pay per hour?

As of Jul 6, 2026, the average hourly pay for finra in Iowa is $20.98, according to ZipRecruiter salary data. Most workers in this role earn between $15.58 and $21.92 per hour, depending on experience, location, and employer.

What is a FINRA job?

A FINRA job involves working for the Financial Industry Regulatory Authority, which oversees broker-dealers and securities firms. Roles may include compliance, regulatory enforcement, or administrative positions, often requiring knowledge of financial regulations and relevant certifications. Employees ensure firms adhere to industry rules and protect market integrity.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What skills are needed for FINRA jobs?

FINRA jobs typically require strong analytical skills, attention to detail, and knowledge of financial regulations and compliance. Effective communication, problem-solving abilities, and proficiency with industry-specific tools or software are also important. Relevant certifications, such as FINRA licenses or securities licenses, may be necessary depending on the role.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

What is FINRA and what does it do?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA Compliance Analyst, and why are they important?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What is the typical FINRA salary?

FINRA employees' salaries vary depending on the role, experience, and location, but the average salary for a FINRA staff member ranges from approximately $60,000 to $120,000 annually. Entry-level positions such as examiners or analysts typically start around $50,000 to $70,000, while more experienced roles or senior positions can earn over $100,000. Many roles also include benefits such as health insurance and retirement plans.

Is it hard to get a job at FINRA?

Getting a job at FINRA can be competitive, as it is a regulated organization that seeks candidates with relevant financial, compliance, or regulatory experience. Candidates often need a strong educational background, relevant certifications, and sometimes prior industry experience. The hiring process typically involves multiple interviews and background checks.
What are popular job titles related to Finra jobs in Iowa? For Finra jobs in Iowa, the most frequently searched job titles are:
What job categories do people searching Finra jobs in Iowa look for? The top searched job categories for Finra jobs in Iowa are:
What cities in Iowa are hiring for Finra jobs? Cities in Iowa with the most Finra job openings:
Finra jobs near you
Series 7 Tutor

Series 7 Tutor

Varsity Tutors

Ames, IA • Remote

$30 - $40/hr

Part-time

Posted 3 days ago

Varsity Tutors rating

5.7

Company rating: 5.7 out of 10

Based on 16 frontline employees who took The Breakroom Quiz

13th of 21 rated private schools and tutoring

Job description

About the Job
The Varsity Tutors Live Learning Platform has thousands of students looking for online Series 7 tutors nationally. As a tutor on the Varsity Tutors Platform, you'll have the flexibility to set your own schedule, earn competitive rates, and make a real impact on students' academic success and understanding. All from the comfort of your home.
Why Join Our Platform?
  • Earn incrementally higher pay for each session with the same student, reaching up to $40/hour.
  • Get paid up to twice per week, ensuring fast and reliable compensation for the tutoring sessions you conduct and invoice.
  • Set your own hours and tutor as much as you'd like.
  • Tutor remotely using our purpose-built Live Learning Platform. No commuting required.
  • Get matched with students best-suited to your teaching style and expertise.
  • Our AI-powered Tutor Copilot enhances your sessions with real-time instructional support, lesson generation, and engagement features, helping you save prep time and focus on impactful teaching.
  • We handle the logistics—you just invoice for your tutoring sessions, and we take care of payments.

What We Look For In a Series 7 Tutor
  • Advanced Test Mastery: Deep knowledge of Series 7 General Securities Representative Examination content including equity securities, debt securities, investment company products, options, retirement plans, direct participation programs, customer accounts, and regulatory requirements. Ability to explain suitability rules, margin calculations, options strategies, and municipal bond taxation while preparing candidates for FINRA registration.
  • Strategic Test-Taking & Problem-Solving: Skilled at teaching options profit and loss calculations, bond yield comparisons, and suitability analysis for Series 7 examination questions. Guides students through margin account requirements, mutual fund share class comparisons, tax implications of investment products, and regulatory compliance scenarios. Emphasizes formula memorization strategies and applying conceptual understanding to scenario-based questions.
  • Curriculum Awareness & Adaptive Instruction: Familiar with Series 7 examination content outline and common challenges such as options pricing calculations, distinguishing municipal bond types, and applying suitability rules to complex client scenarios. Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure.
  • Effective Teaching Methods: Ability to identify concepts students commonly struggle with, explain material using multiple approaches, and adapt instruction to meet individual learning needs and styles.
  • Strong communication skills and a friendly, engaging teaching style.
  • Ability to adapt to different learning styles and student needs.

Ways To Connect With Students
  • 1-on-1 Online Tutoring - Provide personalized instruction to individual students.
  • Instant Tutoring - Accept on-demand tutoring requests whenever you're available.

About Varsity Tutors And 1-on-1 Online Tutoring
Our mission is to transform the way people learn by leveraging advanced technology, AI, and the latest in learning science to create personalized learning experiences. Through 1-on-1 Online Tutoring, students receive customized instruction that helps them achieve their learning goals. Our platform is designed to match students with the right tutors, fostering better outcomes and a passion for learning.
Please note: Varsity Tutors does not contract in: Alaska, California, Colorado, Delaware, Hawaii, Maine, New Hampshire, North Dakota, Vermont, West Virginia or Puerto Rico.

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