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Entry Level Risk Compliance Analyst Jobs in Oregon

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach ...

OR · On-site

$100K - $140K/yr

Role Roadmap As an Operations Risk Analyst, you'll help ensure the stability and integrity of ... timeliness, and compliance * Continuously monitor risk exposure, system performance, and ...

The analyst ensures adherence to regulatory requirements, including the USA PATRIOT Act, while ... compliance * Support Customer Due Diligence (CDD) activities, including account reviews and risk ...

OR · On-site

$143K - $173K/yr

Previous experience in risk management, compliance, or analytical roles. Technical Skills: While this is not an engineering role, knowledge of software development concepts will help immensely.

OR · Hybrid

$98.40K/yr

... compliance purposes. The technology landscape is rapidly evolving, so it will be imperative to ... Apply critical thinking and analysis to independently execute control testing and documenting of ...

New

OR · Hybrid

$98.40K/yr

... compliance purposes. The technology landscape is rapidly evolving, so it will be imperative to ... Apply critical thinking and analysis to independently execute control testing and documenting of ...

Data Protection Sr. Analyst

Portland, OR · Hybrid

$84.80K - $100.70K/yr

... Risk Management). * Participate in requirements gathering, workshops, and documentation efforts ... Prior internship, academic project, or entry-level experience in security or compliance is a plus.

Your work ensures that risk is effectively managed across flight operations, maintenance, and ... Audits & Compliance: Review and document internal safety audits to ensure adherence to FAA, CASA ...

Accountant I

Wilsonville, OR · Hybrid

$64.60K - $72.87K/yr

... entry-level accounting position ideal for someone early in their career who wants hands-on ... CIS is a member-owned risk-sharing organization (risk pool) that serves local governments in Oregon ...

Be Seen First

... compliance with STEM OPT requirements while helping the candidate build strong analytical and ... professional skills. ️ Key Responsibilities * Analyze structured and unstructured datasets to ...

Be Seen First

... compliance with STEM OPT requirements while helping the candidate build strong analytical and ... professional skills. ️ Key Responsibilities * Analyze structured and unstructured datasets to ...

Intern - Risk & Insurance Specialist

Beaverton, OR · On-site

$15.50 - $20.75/hr

From marketers and strategists to financial analysts and data engineers, and so much more, we're ... compliance considerations across multiple states Enterprise Risk Management (ERM) principles ...

... scope, timelines, risk mitigation, and cross‑functional execution to meet regulatory ... Strong analytical, technical, and communication skills with advanced proficiency in Microsoft ...

Compliance Project Manager

Portland, OR · Hybrid

$100K - $115K/yr

... risk mitigation, and crossfunctional execution to meet regulatory, sustainability, and product ... Strong analytical, technical, and communication skills with advanced proficiency in Microsoft ...

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Entry Level Risk Compliance Analyst information

What are the key skills and qualifications needed to thrive as an Entry Level Risk Compliance Analyst, and why are they important?

To thrive as an Entry Level Risk Compliance Analyst, you generally need a bachelor’s degree in finance, business, or a related field, along with strong analytical and problem-solving skills. Familiarity with risk management software, regulatory databases, and proficiency in Microsoft Excel are commonly expected, and relevant certifications such as CRCM or CAMS can be advantageous. Attention to detail, effective communication, and a proactive approach to learning are vital soft skills for this position. These competencies are essential to accurately assess risks, ensure regulatory compliance, and support organizational integrity in a dynamic regulatory environment.

What typical challenges do Entry Level Risk Compliance Analysts face when adapting to regulatory changes?

Entry Level Risk Compliance Analysts often encounter the challenge of quickly understanding and implementing new regulatory requirements. Regulations can change frequently, and analysts must stay informed and ensure that company policies adapt accordingly. This requires strong attention to detail, effective communication with senior team members, and sometimes working under tight deadlines to update documentation or processes. Over time, analysts develop valuable skills in interpreting regulations and collaborating with cross-functional teams to maintain compliance.

What does an Entry Level Risk Compliance Analyst do?

An Entry Level Risk Compliance Analyst assists in identifying, assessing, and mitigating risks that could impact an organization's compliance with laws, regulations, and internal policies. They typically help review company procedures, monitor transactions, and prepare reports to ensure adherence to regulatory requirements. Analysts in this role work under the supervision of senior staff and often collaborate with other departments to support audits and implement risk management strategies. This position serves as a starting point for those interested in compliance, risk management, or regulatory affairs careers.

What is the difference between Entry Level Risk Compliance Analyst vs Entry Level Compliance Associate?

AspectEntry Level Risk Compliance AnalystEntry Level Compliance Associate
CertificationsBasic compliance or risk certifications (e.g., CRCM, CAMS)Similar certifications often required
Work EnvironmentFinancial institutions, corporate compliance departmentsFinancial, healthcare, or corporate sectors
Employer UsageRisk management and compliance teamsCompliance departments across industries
Search IntentComparing entry-level risk and compliance rolesEntry-level compliance roles in various sectors

Both roles are entry-level positions focused on ensuring organizational adherence to regulations. The Risk Compliance Analyst emphasizes risk assessment and mitigation, often within financial institutions, while the Compliance Associate may handle broader compliance tasks across industries. Understanding these differences helps candidates target the right roles based on their interests and certifications.

What are popular job titles related to Entry Level Risk Compliance Analyst jobs in Oregon? For Entry Level Risk Compliance Analyst jobs in Oregon, the most frequently searched job titles are:
What job categories do people searching Entry Level Risk Compliance Analyst jobs in Oregon look for? The top searched job categories for Entry Level Risk Compliance Analyst jobs in Oregon are:
What cities in Oregon are hiring for Entry Level Risk Compliance Analyst jobs? Cities in Oregon with the most Entry Level Risk Compliance Analyst job openings:
Compliance Analyst - Supervision

Compliance Analyst - Supervision

ACA Group

Medford, OR • On-site

Other

Medical, Dental, Retirement, PTO

Posted 20 days ago


Job description

The Opportunity:

This position uses independent judgement and discretion to ensure all Registered Representatives adhere to regulatory standards and ACA Foreside compliance policies. The position will include serving as a primary interface with our Registered Representatives, Supervising Principals and Compliance contacts for Supervision matters.

What you'll do:

  • Compile information related to office inspections and provide to inspectors.
  • Complete administrative tasks related to personal brokerage accounts for associated persons.
  • Enter critical information into databases and ensure data accuracy by following established procedural documentation.
  • Review electronic communications sent and received by registered representatives of the firm in various systems. Confirm compliance with policies and procedures and document escalations.
  • Utilize third party system to review social media for compliance with FINRA & ACA Foreside policies and procedures and document escalations
  • Review of supervisory logs, including gifts and entertainment for compliance with FINRA & ACA Foreside policies/procedures and document escalations.
  • Serve as a key resource for dedicated projects, as requested by management
  • Troubleshoot problems and investigate issues involving compliance matters.
  • Serve as a key resource to clients, representatives and staff including regular participation in group meetings involving compliance and related matters.
  • Knowledge and understanding of FINRA, SEC and State rules and regulations and ability to apply as appropriate for this position
  • Other tasks and projects as assigned

To qualify for the role you must have:

  • Bachelor's degree or equivalent work experience
  • Minimum 1 year of relevant work experience, preferably in financial services
  • FINRA licenses Series 7 and Series 24 are required

 

Skills and attributes for success:

  • Experienced user of standard office and regulatory software preferred
  • Excellent written and verbal communication skills
  • Strong interpersonal and collaboration skills
  • Ability to prioritize and meet multiple deadlines
  • Self-starter and team player with the ability to work with limited supervision
  • High attention to detail

What working at ACA offers:

We offer a competitive compensation package where you'll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You'll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.

 

About ACA:

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

What we commit to:

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.

Salary Range: $60K plus bonus