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Entry Level Finra Series 3 Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Minimum 3 years Independent Broker-Dealer experience. * FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. * Knowledge of the retail brokerage business ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Minimum 3 years Independent Broker-Dealer experience. FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire. Knowledge of the retail brokerage business, fee ...

tastylive

Senior Surveillance Analyst

Chicago, IL

$101K - $120K/yr

Series 7, Series 63 (or 66), and Series 3 (National Commodity Futures) required; Series 24 preferred. * Sound working knowledge of relevant rulebooks and regulations, including FINRA Rules 3110/3310 ...

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Entry Level Finra Series 3 information

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How much do entry level finra series 3 jobs pay per year?

As of Aug 8, 2026, the average yearly pay for entry level finra series 3 in the United States is $63,444.00, according to ZipRecruiter salary data. Most workers in this role earn between $47,000.00 and $75,500.00 per year, depending on experience, location, and employer.
What are the most commonly searched types of Finra Series 3 jobs? The most popular types of Finra Series 3 jobs are:
Entry Level Finra Series 3 jobs near you

Entry-Level Financial Professional - Sales

New York Life - Northern Colorado

Fort Collins, CO

$150K/yr

Full-time

Posted 9 days ago

Job description

Do you have great listening skills and a knack for developing effective, analytics-based strategies? We are seeking a money-minded individual who is looking for an opportunity to break into the financial services industry! Our successful entry-level financial advisor candidate has a passion for developing long-term relationships and an interest in financial data, estate planning, business administration, mutual funds, and more. If you have great communication skills and an eye for detail, apply today!Compensation:

$75,000 - $150,000 at planned commission


Responsibilities:
  • Look for, identify, and secure new clients to serve as a trusted advisor for crucial financial decisions
  • Work directly with clients to compile financial profiles that allow you to provide sound financial advice based on each person’s individual financial status, income, financial goals, and other factors contributing to wealth management
  • Create customized financial plans for each client based on his or her life stage, professional circumstances, and fluctuating financial needs
  • No Door-To-Door or Cold Calling! -- Our World-Class Training will establish the 17 ways in which we target the market in our local communities.
  • We sponsor our professionals in obtaining their Life, Accident Health Insurance Licenses as well as their SIE, Series 6, Series 63, and/or Series 7 Licenses. We pay for you to sit for the exam and for state licenses. We also provide the study materials at no cost, so there is no financial exposure on your part.
  • Spend time in the fact-finding analysis with existing clients and new prospects while assessing their goals and objectives in order to create tailored wealth accumulation and risk management strategies that align with clients' risk profiles.
  • Implement client-specific strategies and tactics proven effective in maintaining and growing existing consumer portfolios comprised of loyal, long-term clients.
  • Review with existing clients on an ongoing basis as their needs and priorities continue to change over time.

Qualifications:
  • Requires a Bachelor’s degree in business administration, finance, or other related field
  • Basic knowledge of computer programs including Microsoft Office, financial planning software, Google Suite, CRM systems, and related programs is needed
  • Basic understanding of the role of a financial advisor or financial consultant, as well interest in the financial industry and financial products is necessary
  • Exemplary math skills, communication skills, and relationship skills to support strong customer service for current and new clients
  • Valid FINRA Series 7 & 63/66 preferred but not required

  • Must live in the state of Colorado, Wyoming, or Nebraska.

  • History of success.

  • Strong interpersonal communication skills.

  • Good reputation in your community.

  • Business-driven ethos.

  • Four-year college degree preferred; High school diploma required.


About Company

New York Life Insurance Company

NYL is one of the largest and most respected mutual life insurance companies in the US. Founded in 1845, the company is owned by its policyholders, which means decisions are made with a long-term focus on financial strength, stability, and client outcomes—not shareholder pressure. New York Life provides life insurance, retirement income solutions, long-term care coverage, and investment products, helping individuals, families, and businesses build and protect their financial futures.

NYLIFE Securities LLC

NYLIFE Securities is the registered broker-dealer and FINRA-member subsidiary of New York Life. It allows financial professionals to offer securities products such as mutual funds, variable annuities, and managed accounts. Through NYLIFE Securities, advisors can provide comprehensive financial guidance that integrates insurance protection with investment strategies, delivering holistic solutions tailored to clients’ goals.