Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Executive Director, Internal Audit - Financial Risk and Lending
Manhattan, NY · On-site
$206K - $255K/yr
Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Executive Director, Internal Audit - Financial Risk and Lending
Manhattan, NY · On-site
$206K - $255K/yr
Role Description SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending ... Support IAD Management in the planning, development, implementation, and maintenance of an internal ...
Senior Director, Financial Risk
New York, NY · On-site
$200K - $300K/yr
This is a team where you'll tackle complex, high-impact challenges, shape how risk is managed at a ... Direct the firm's liquidity, funding, and capital resilience agenda by overseeing intraday and ...
Senior Director, Financial Risk
New York, NY · On-site
$200K - $300K/yr
This is a team where you'll tackle complex, high-impact challenges, shape how risk is managed at a ... Direct the firm's liquidity, funding, and capital resilience agenda by overseeing intraday and ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$216 - $240/hr
... Financial Risk Management Finance - San Francisco About the Team The Internal Controls function ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$216 - $240/hr
... Financial Risk Management Finance - San Francisco About the Team The Internal Controls function ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$216K - $240K/yr
About the Team The Internal Controls function sits within the broader Finance Risk Management (FRM ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$216K - $240K/yr
About the Team The Internal Controls function sits within the broader Finance Risk Management (FRM ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$120 - $160/hr
About the Team The Internal Controls function sits within the broader Finance Risk Management (FRM ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Senior Manager, Financial Risk Management
San Francisco, CA · On-site
$120 - $160/hr
About the Team The Internal Controls function sits within the broader Finance Risk Management (FRM ... have a direct, adverse and negative relationship with the following job duties, potentially ...
Financial Risk Manager
Concord, NC · On-site
Support the design and execution of the company's financial risk management approach, including ... This position does not currently have any direct reports. Future oversight of a Risk or Treasury ...
Financial Risk Manager
Concord, NC · On-site
Support the design and execution of the company's financial risk management approach, including ... This position does not currently have any direct reports. Future oversight of a Risk or Treasury ...
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
Director, Risk Management
Mclean, VA · On-site
$206 - $235.10/hr
Director, Risk Management Come be a part of an organization that's dedicated to helping Capital One ... At least 5 years of financial services industry experience or regulatory environment experience
Director, Risk Management
Mclean, VA · On-site
$206 - $235.10/hr
Director, Risk Management Come be a part of an organization that's dedicated to helping Capital One ... At least 5 years of financial services industry experience or regulatory environment experience
NY · On-site
$180 - $280/hr
## Director, Treasury Risk ManagementApplylocations: Saint Petersburg, Florida - United Statestime ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
NY · On-site
$180 - $280/hr
## Director, Treasury Risk ManagementApplylocations: Saint Petersburg, Florida - United Statestime ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
$180 - $280/hr
## Director, Treasury Risk ManagementApplylocations: Saint Petersburg, Florida - United Statestime ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
$180 - $280/hr
## Director, Treasury Risk ManagementApplylocations: Saint Petersburg, Florida - United Statestime ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
Senior Managing Director, Financial Crimes Risk Management
Wilmington, NC · On-site
$221 - $293/hr
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
Senior Managing Director, Financial Crimes Risk Management
Wilmington, NC · On-site
$221 - $293/hr
... Director, Financial Crimes Risk Management serves as Live Oak's enterprise leader for financial crimes strategy, governance, and program effectiveness. Reporting to the Chief Risk Officer, this role ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
Director, Risk Management
Barrington, IL · On-site
The Director, Corporate Risk Management will lead the Company's enterprise risk management strategy ... Contractual & Financial Risk * Reviews contractual insurance and risk allocation provisions ...
The Director establishes and fosters relationships across Treasury, Finance, Risk Management, and ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
The Director establishes and fosters relationships across Treasury, Finance, Risk Management, and ... Interprets risk, financial, and management information; identifies trends, linkages, and emerging ...
Partner with the Executive Director, Risk Management on enterprise financial risk management initiatives. * Assist with debt financing, refinancing, and capital markets transactions involving foreign ...
Partner with the Executive Director, Risk Management on enterprise financial risk management initiatives. * Assist with debt financing, refinancing, and capital markets transactions involving foreign ...
Director Financial Risk Management information
See salary details
$54K - $72.7K
6% of jobs
$72.7K - $91.5K
6% of jobs
$104.9K is the 25th percentile. Wages below this are outliers.
$91.5K - $110.2K
17% of jobs
$110.2K - $128.9K
16% of jobs
The median wage is $132.3K / yr.
$128.9K - $147.6K
23% of jobs
$157.9K is the 75th percentile. Wages above this are outliers.
$147.6K - $166.4K
11% of jobs
$166.4K - $185.1K
6% of jobs
$185.1K - $203.8K
4% of jobs
$203.8K - $222.5K
4% of jobs
$222.5K - $241.3K
2% of jobs
$241.3K - $260K
3% of jobs
$54K
$143.2K
$260K
How much do director financial risk management jobs pay per year?
What does a director of financial risk management do?
What are the key skills and qualifications needed to thrive as a director of financial risk management, and why are they important?
What are the main challenges a director of financial risk management faces when aligning risk strategies across multiple departments?
What is the difference between Director Financial Risk Management vs Risk Analyst?
| Aspect | Director Financial Risk Management | Risk Analyst |
|---|---|---|
| Credentials | Typically requires advanced degrees (MBA, CFA), extensive experience | Bachelor's or master's degree, relevant certifications (FRM, CFA) |
| Work Environment | Strategic leadership, executive meetings, cross-department collaboration | Data analysis, risk assessment, reporting |
| Employer & Industry Usage | Financial institutions, corporations, investment firms | Banks, insurance companies, asset management firms |
The main difference is that the Director Financial Risk Management oversees risk strategies at an executive level, focusing on high-level decision-making, while Risk Analysts perform detailed risk assessments and data analysis to support those strategies. The director has broader responsibilities and requires more experience and credentials.
What does a director of financial risk management make?
What cities are hiring for Director Financial Risk Management jobs?
Cities with the most Director Financial Risk Management job openings:
What are the most commonly searched types of Financial Risk Management jobs?
The most popular types of Financial Risk Management jobs are:
What states have the most Director Financial Risk Management jobs?
States with the most job openings for Director Financial Risk Management jobs include:
What job categories do people searching Director Financial Risk Management jobs look for?
The top searched job categories for Director Financial Risk Management jobs are:
- Non Financial Risk Management
- Director Financial Analysis
- Director Of Financial Planning Analysis
- Director, Financial Planning & Analysis
- Director Macro Finance
- Manager Of Financial Planning Analysis
- Business Analysis Director
- Director Liquidity Management
- Director Finance & Operations
- Director Financial Planning And Analysis

Executive Director, Internal Audit - Financial Risk and Lending
Manhattan, NY
$206K - $255K/yr
Full-time
Posted 26 days ago
Job description
 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.
In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
The anticipated salary range for this role is between $206,000.00Â and $255,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.
SMBC is seeking an experienced Audit Executive Director Financial Risk and Lending with a minimum of 15 years' experience in the banking and finance industry to lead audit coverage of Financial Risk Management related activities within Internal Audit and/or Risk Management.
Reporting to the Risk, Lending, and Models Business Function Head, the Financial Risk and Lending Team Lead will be responsible for (1) overseeing various large scale complicated audits with minimal supervision by the Business Function Head, ensuring work is performed in accordance with IIA standards and IAD policies and procedures (2) conducting audits requiring risk management related subject matter expertise, and (3) supporting the Business Function Head in the execution of their duties.
- Support IAD Management in the planning, development, implementation, and maintenance of an internal audit program that addresses financial risks across the Americas Division.
- Direct and oversee audits as Team Leader in accordance with IIA standards, IAD policies and procedures, and Bank policies, with limited supervision from the Business Function Head.Â
- Develop and oversee audit coverage of complex lending portfolios and emerging risk areas, including corporate banking, private credit, non-bank financial institution (NBFI) lending, and credit risk management, while coordinating with regulators, second line functions, and business stakeholders on audit planning, issue assessment, and regulatory examination support
- Lead audits of financial risk management functions, including credit risk, liquidity risk, risk appetite, stress testing, enterprise risk, and related risk governance frameworks, providing independent assurance over the effectiveness of risk management practices and internal controls.
- Lead and oversee risk-based audits of lending businesses and credit lifecycle processes, including loan origination, credit administration, collateral management, portfolio monitoring, problem loan management, leasing, and related governance and control frameworks.Â
- Oversee audits of enterprise financial risk reporting, risk aggregation, management and board governance, and strategic risk initiatives, assessing whether financial risks are identified, measured, monitored, and escalated in accordance with regulatory expectations and internal policies.Â
- Manage and develop a team of auditors to execute high-quality reviews of financial risk, enterprise risk, and lending-related processes and controls within prescribed timeframes. Provide coaching, feedback, and professional development to internal and co-sourced audit professionals.Â
- Oversee quarterly and annual continuous monitoring and risk assessment activities across assigned risk stripes, including credit risk, market risk, liquidity risk, and capital management, to identify emerging risks, changes in risk profile, regulatory developments, and control environment trends that may require adjustments to audit coverage or the audit plan.
- Direct ongoing monitoring of key risk indicators, management reporting, committee materials, regulatory developments, audit and regulatory issues, significant incidents, and strategic initiatives, and assess whether developments warrant additional audit coverage, issue escalation, risk reassessment, or updates to the audit universe.
- Lead engagement with business and risk management stakeholders through governance forums, continuous monitoring meetings, and periodic reviews to maintain awareness of emerging risks, control changes, and regulatory expectations impacting the financial risk framework.Â
- Evaluate the impact of continuous monitoring results on audit strategy and recommend risk-based changes to audit coverage, audit frequency, audit scope, and assurance activities where emerging risks or adverse trends are identified. Recommend continuous improvement practices in response to regulatory developments and changes in the risk environment
- Lead and conduct validation of remediation for regulatory findings and track and validate closure of issues raised by Internal Audit and regulators.Â
- Lead or support special projects related to business process improvements, departmental strategic initiatives, and other priorities as assigned.
- Recommends continuous improvement practices based on new regulatory requirements.
- Minimum of 15 years of risk/audit experience in the banking and finance industry.
- Expert knowledge of financial and non-financial risk management and banking / capital markets products.
- Expert knowledge of risk related regulatory expectations Regulation YY, Leveraged Lending (SR 13-3), Counterparty Credit Risk (SR 11-10), and Risk Management Program (CFR 23.600).
- Expert knowledge of audit techniques, risk and internal controls assessment, and workpaper standards.
- Strong strategic thinking skills including the ability to identify and assess emerging risks.
- Ability to act as trusted advisor to senior management using discretion and sound judgment in identifying, analyzing, and reporting problems.
- Excellent communication, presentation and professional skills including the ability to interact effectively at all levels within the organization.
- Ability to lead teams; strong leadership skills; able to gain respect and cooperation
- Bachelor's Degree in Accounting, Finance, or related field. Advanced degree preferred
#LI-RCH
SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.