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Compliance Reporting Analyst Jobs (NOW HIRING)

... compliance with all regulatory requirements, Company policies and procedures, and generally ... Reporting Analyst role responsibilities including: * Preparation of daily 15c3-1 daily net capital ...

The HR Reporting Analyst will assist in the creation of Workday Reporting - both Custom Reports and ... Ensure all data acquisition, sharing and results of applied recommendations are compliant with ...

Support Audit & Compliance Activities - Lead or assist with external audit requirements, financial statement support, account analyses, and audit documentation while supporting tax-related reporting ...

... compliance with regulatory and investor guidelines. This position is based in our Warrenton, VA ... Prepare and analyze investor reports. * Remit funds. * Resolve exceptions and variances.

... Reporting Analyst to support our Fund Administration team. We are seeking a detail-oriented ... This role is critical in ensuring compliance with regulatoryand accountingstandardsandmaintaining ...

Support Audit & Compliance Activities - Lead or assist with external audit requirements, financial statement support, account analyses, and audit documentation while supporting tax-related reporting ...

Ensure that all financial reporting deadlines (Budget and Forecasts) are met for all entities, and compliant with group guidelines. * Analyze financial statements for Rolling Forecasts to determined ...

... reporting process, ensuring compliance with U.S. generally accepted accounting standards and ... Assists in analyzing and researching new and proposed accounting, reporting, and disclosure ...

Ensure that all financial reporting deadlines (Budget and Forecasts) are met for all entities, and compliant with group guidelines. * Analyze financial statements for Rolling Forecasts to determined ...

Ensure that all financial reporting deadlines (Budget and Forecasts) are met for all entities, and compliant with group guidelines. * Analyze financial statements for Rolling Forecasts to determined ...

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Compliance Reporting Analyst information

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$56

How much do compliance reporting analyst jobs pay per hour?

As of Aug 14, 2026, the average hourly pay for compliance reporting analyst in the United States is $35.03, according to ZipRecruiter salary data. Most workers in this role earn between $27.64 and $39.42 per hour, depending on experience, location, and employer.

What is a compliance reporting analyst?

A compliance reporting analyst is responsible for collecting, analyzing, and preparing reports to ensure an organization adheres to regulatory requirements and internal policies. They often use data management tools and must stay updated on relevant laws, typically requiring strong analytical skills and attention to detail.

What does a compliance reporting analyst do?

A Compliance Reporting Analyst is responsible for ensuring that an organization adheres to regulatory requirements by collecting, analyzing, and reporting data related to compliance. They prepare detailed reports for internal stakeholders and regulatory bodies, monitor compliance with laws and policies, and identify areas of risk or non-compliance. Their work helps organizations avoid legal penalties and maintain ethical standards. They often collaborate with legal, audit, and operational teams to ensure accurate and timely reporting.

What are the key skills and qualifications needed to thrive as a compliance reporting analyst?

A Compliance Reporting Analyst typically requires strong analytical skills, attention to detail, and a background in finance, accounting, or a related field, often supported by a bachelor's degree. Familiarity with compliance management systems, data analysis tools like Excel or SQL, and sometimes certifications such as Certified Regulatory Compliance Manager (CRCM) are beneficial. Excellent communication, problem-solving abilities, and integrity help analysts navigate complex regulations and collaborate with stakeholders. These skills are vital to ensure accurate reporting, mitigate risks, and maintain organizational adherence to regulatory standards.

What is the difference between Compliance Reporting Analyst vs Compliance Auditor?

AspectCompliance Reporting AnalystCompliance Auditor
CertificationsCertifications like CFE, CAMS, or CPA often preferredSimilar certifications, with emphasis on auditing credentials
Work EnvironmentTypically in finance, banking, or corporate compliance teamsUsually in internal or external audit departments
Primary FocusPreparing compliance reports, monitoring regulatory adherenceConducting audits to verify compliance and identify issues
Employer & IndustryFinancial institutions, corporations, regulatory agenciesAccounting firms, financial institutions, regulatory bodies

The Compliance Reporting Analyst focuses on preparing and managing compliance reports to ensure regulatory adherence, while the Compliance Auditor conducts audits to verify compliance and identify risks. Both roles require similar certifications and often work within the same industries, but their core responsibilities differ in scope and activity.

Is a compliance reporting analyst a good job?

A compliance reporting analyst is a valuable role responsible for ensuring organizations adhere to regulatory requirements and internal policies. The job typically involves analyzing data, preparing reports, and using compliance software, often requiring attention to detail and knowledge of industry standards. It can offer stable employment with opportunities for advancement in regulated industries such as finance, healthcare, or government.

How does a compliance reporting analyst typically collaborate with other departments to ensure accurate and timely reporting?

Compliance Reporting Analysts work closely with departments such as legal, finance, and operations to gather necessary data and interpret regulatory requirements. They often coordinate cross-functional meetings to clarify data sources, resolve discrepancies, and ensure all stakeholders are aligned on reporting deadlines. This collaborative environment helps ensure that compliance reports are both accurate and submitted on time, reducing the risk of regulatory penalties. Strong communication and project management skills are essential to navigate these interdepartmental relationships effectively.
More about Compliance Reporting Analyst jobs
Infographic showing various Compliance Reporting Analyst job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $72,853 per year, or $35 per hour.

Regulatory Reporting Analyst

MUFG Bank, Ltd.

New York, NY • On-site

$77K - $98K/yr

Full-time

Medical, Retirement, PTO

Re-posted 21 days ago


MUFG rating

8.1

Company rating: 8.1 out of 10

Based on 7 frontline employees who took The Breakroom Quiz


Job description

Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.
Job Summary:
The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing of various financial regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and generally accepted accounting principles.
This position supports multiple cross-functional regulatory reporting efforts.
Reporting Analyst role responsibilities including:
  • Preparation of daily 15c3-1 daily net capital computation for MUFG US Broker Dealer.
  • Compute moment-to-moment capital charges on underwriting deals.
  • Assist with preparing the monthly and quarterly regulatory reports.
  • Reconcile subledger trade details to Oracle general ledger to ensure adequacy of accounting records.
  • Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
  • Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance.
  • Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
  • Ad hoc projects and reporting, as requested, including participation in the regulatory reporting automation project.

Qualifications:
  • 1-3 years of Regulatory or Accounting experience in the financial industry
  • Bachelor's degree in accounting or finance
  • Microsoft Excel proficient (Pivot Tables, V-Look ups, Macros)
  • Highly proactive, identifies issues quickly, resourceful and collaborative
  • Strong attention to detail
  • Excellent interpersonal and communication skills (written and verbal)
  • Able to multitask efficiently and effectively

The typical base pay range for this role is between $77K - $98K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.
MUFG Benefits Summary
We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.

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About MUFG

Sourced by ZipRecruiter

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 6th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

New York, NY, US

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