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Compliance In Banking Jobs in Alabama (NOW HIRING)

First US Bank

Banking Center Manager

Orange Beach, AL · On-site

Manage banking center team members, supervise day-to-day operations of banking center, and grow ... Participate in and complete all required compliance training, including BSA/AML, as well as other ...

First US Bank

Banking Center Manager

Orange Beach, AL · On-site

Manage banking center team members, supervise day-to-day operations of banking center, and grow ... Participate in and complete all required compliance training, including BSA/AML, as well as other ...

Local Bank

Mortgage Division Intern

Daphne, AL · On-site

$13 - $17.50/hr

All duties will be performed in compliance with bank policies, regulatory requirements, and confidentiality standards. Essential Duties and Responsibilities * Assist Mortgage Loan Originators with ...

Local Bank

Mortgage Division Intern

Daphne, AL · On-site

All duties will be performed in compliance with bank policies, regulatory requirements, and confidentiality standards. Essential Duties and Responsibilities * Assist Mortgage Loan Originators with ...

Local Bank

Mortgage Division Intern

Daphne, AL

$13 - $17.50/hr

All duties will be performed in compliance with bank policies, regulatory requirements, and confidentiality standards. Essential Duties and Responsibilities * Assist Mortgage Loan Originators with ...

Bryant Bank

Head Teller

Homewood, AL · On-site

$19.25 - $24.25/hr

This role oversees teller staff, ensures compliance with banking policies and procedures, maintains ... Exercises good judgment in situations where there are clear and straightforward answers;

Bryant Bank

Head Teller

Birmingham, AL · On-site

$17.50 - $22/hr

This role oversees teller staff, ensures compliance with banking policies and procedures, maintains ... Exercises good judgment in situations where there are clear and straightforward answers;

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Compliance In Banking information

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

Is banking compliance a good career?

Banking compliance is a stable and growing field that involves ensuring financial institutions adhere to laws and regulations. It requires strong attention to detail, knowledge of financial laws, and often certification such as CAMS or CRCM. Many professionals find it a rewarding career with opportunities for advancement and specialization.

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are popular job titles related to Compliance In Banking jobs in Alabama?

For Compliance In Banking jobs in Alabama, the most frequently searched job titles are:

What job categories do people searching Compliance In Banking jobs in Alabama look for?

The top searched job categories for Compliance In Banking jobs in Alabama are:

What cities in Alabama are hiring for Compliance In Banking jobs?

Cities in Alabama with the most Compliance In Banking job openings:

Compliance In Banking jobs near you
Infographic showing various Compliance In Banking job openings in Alabama as of August 2026, with employment types broken down into 84% Full Time, 11% Part Time, and 5% Contract. Highlights an 100% In-person job distribution.

Capital Markets Compliance Function Manager- Municipal Securities

Regions Financial Corporation

Birmingham, AL • On-site

$155K - $211K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 16 days ago

Regions Bank rating

8.2

Company rating: 8.2 out of 10

Based on 161 frontline employees who took The Breakroom Quiz

50th of 171 rated banks

Job description

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.
Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.
Job Description:
At Regions, the Capital Markets Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. Associates at this level have full ownership for one or more products or processes, contributing to process change and redesign in addition to developing business plans, policies, and procedures to support the Capital Markets Business.
Primary Responsibilities
  • Conducts compliance reviews and provides oversight of legal entities, business units, and processes
  • Advises leadership on business and/or product decisions
  • Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues
  • Maintains proficient knowledge of rules and regulations and their impact on products, services and operations for a specific line of business
  • Assists in resolving complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes
  • Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
  • Creates and delivers training to assigned business area to increase compliance awareness
  • Gathers information requested by regulatory agencies
  • May supervise day-to-day work of other professional level compliance associates
  • May contribute to workflow or process change and redesign, and risk and control identification

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.
This position is incentive eligible.
Requirements
  • Bachelor's degree in business related field
  • Ten (10) ) years' experience in compliance, quality assurance/control, audit or other related compliance function
  • Five (5) years' experience in a compliance or related function specific to Capital Markets businesses

Preferences
  • Master's degree
  • Certified Regulatory Compliance Manager Certification (CRCM)

Skills and Competencies
  • Ability to work independently
  • Deadline driven
  • Knowledge of legal and regulatory environment as it relates to compliance in a particular line of business
  • Organizational skills
  • Proficiency in Microsoft Office Suite
  • Strong communication skills
  • Time management skills

Candidates with the following FINRA licenses, or ability to obtain, are very strongly preferred:
  • Series 52/53 Municipal Securities
  • Series 24 General Securities Principal
  • Series 79 Investment Banking
  • Additional licenses that are applicable to the core job responsibilities (with the exception of RIA licenses) may be taken into consideration for continued registrations.

This position will require a minimum of 4 days in our Birmingham, AL, Atlanta, GA, or Charlotte, NC corporate office.
Position Type
Full time
Compensation Details
Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.
The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.
Job Range Target:
Minimum:
$155,976.70 USD
Median:
$211,040.00 USD
Incentive Pay Plans:
This role is eligible to participate in a discretionary incentive plan. Employees have the potential to receive a discretionary award based on performance against defined metrics and goals.Opportunity to participate in the Long Term Incentive Plan.
Benefits Information
Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.
  • Paid Vacation/Sick Time
  • 401K with Company Match
  • Medical, Dental and Vision Benefits
  • Disability Benefits
  • Health Savings Account
  • Flexible Spending Account
  • Life Insurance
  • Parental Leave
  • Employee Assistance Program
  • Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser.
https://www.regions.com/about-regions/welcome-portal/benefits
Location Details
Regions Center
Location:
Birmingham, Alabama
Equal Opportunity Employer/including Disabled/Veterans
Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

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