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Compliance Associate Jobs in Wisconsin (NOW HIRING)

Bruker

Title Safety and Compliance Coordinator

Madison, WI

$60K - $108K/yr

  • Medical

  • Dental

  • Life

  • Retirement

  • PTO

Safety and Compliance Coordinator Job Locations US-WI-Madison Posted Date 1 month ago(7/14/2026 3 ... Qualifications At least 1 year experience and an associate degree in business preferred Effective ...

BDO Legal

WI · On-site

$120 - $150/hr

Jouw rol Als Managing Associate Financial Services Regulatory Compliance: * Bouw je de nieuwe praktijkgroep op en ontwikkel je deze verder: je stelt het team samen, coacht en motiveert medewerkers ...

blueStone

Sr. BI Developer

Neenah, WI

$125K - $150K/yr

The Managed Services Technology team is comprised of 13 associates who create software and web-based applications for use by both our internal team of 250+ compliance associates and by the external ...

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Compliance Associate information

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How much do compliance associate jobs pay per hour?

As of Aug 19, 2026, the average hourly pay for compliance associate in Wisconsin is $35.74, according to ZipRecruiter salary data. Most workers in this role earn between $23.27 and $44.42 per hour, depending on experience, location, and employer.

What is a compliance associate?

A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.

What is a compliance associate?

A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.

What are some common challenges compliance associates face when adapting to new regulations?

Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.

What are the key skills and qualifications needed to thrive as a compliance associate, and why are they important?

To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.

What is the difference between Compliance Associate vs Compliance Analyst?

AspectCompliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredSimilar credentials, often with additional certifications like CRCM or CIA
Work EnvironmentFinancial institutions, healthcare, or corporate compliance teamsRegulatory agencies, financial firms, or consulting firms
Employer & Industry UsageCommon in banking, healthcare, and corporate sectorsUsed in finance, banking, and regulatory bodies
Search & Comparison IntentPeople compare to Compliance Analyst to understand role differencesOften compared to Compliance Associate for role scope and responsibilities

Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

What degree do I need to work in compliance?

A compliance associate typically needs at least a bachelor's degree in fields such as business, finance, law, or a related area. Relevant skills include knowledge of regulations and strong attention to detail, and certifications like Certified Compliance & Ethics Professional (CCEP) can enhance job prospects.
More about Compliance Associate jobs

What are the most commonly searched types of Compliance jobs in Wisconsin?

The most popular types of Compliance jobs in Wisconsin are:

What cities in Wisconsin are hiring for Compliance Associate jobs?

Cities in Wisconsin with the most Compliance Associate job openings:

Compliance Associate jobs near you
Infographic showing various Compliance Associate job openings in Wisconsin as of August 2026, with employment types broken down into 1% As Needed, 85% Full Time, 11% Part Time, and 3% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $74,336 per year, or $35.7 per hour.

Senior Compliance Officer - Institutional Fixed Income

Robert W Baird & Co

Milwaukee, WI • Hybrid

Full-time

Re-posted 17 days ago

Job description

About the Role:

We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. In this role, you will lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional trading, sales, underwriting, and research activities spanning corporate, municipal, government agency, and asset-backed securities.

This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote.

The Impact You'll Make:

  • Serve as a trusted advisor and primary escalation point for senior business leaders on fixed income sales and trading regulatory and supervisory matters

  • Research, analyze, and interpret complex regulatory rule releases, regulatory notices, and disciplinary actions and serve as an active participant on the firm's Regulatory Review Committee

  • Create, implement, maintain and test written supervisory procedure manuals, compliance unit manuals, and associate procedures covering fixed income business practices

  • Act as a key driver for SEC, FINRA, and MSRB examinations, regulatory inquiries, internal audits, and subpoena responses

  • Facilitate SEC and FINRA onsite and remote-based regulatory exams.

  • Design and enhance exceptionreporting logic to support effective supervisory oversight of business activities

  • Write Compliance Notes as needed to communicate new policies and procedures to associates

  • Develop and deliver ad hoc and annual training on regulatory requirements and business practice standards

  • Drive best execution oversight and serve on the firm's Fixed Income Best Execution Committee

What You'll Bring to Baird:

  • Strong judgment and ability to articulate regulatory risk and supervisory practices within the context of business practices

  • Excellent communication skills with the ability to effectively communicate orally or in writing with associates at all levels of the firm and with external regulators

  • Strong analytical, organizational, critical thinking, and problem-solving skills

  • Minimum 5 years' experience operating in highvolume, timesensitive trading environments

  • Bachelor's degree required

  • Securities Industry Essentials (SIE) Exam, Series 7, and Series 24 licenses required

  • Established record of effective business writing skills

  • Experience and comfort with analyzing complex data

  • Elevated level of curiosity and comfort with the unfamiliar or unknown.

  • Knowledge regarding FINRA Rules 2232, 2242, 5310 & 6730, and MSRB Rules G-14, G-15, G-18 & G-30

  • Experience withFINRA TRACE and MSRB RTRS data

  • Bloomberg and Tradeweb terminal skills

  • Ability to facilitate discussions across business, Legal, Compliance and Control Room functions

Compensation and Benefits:

  • Compensation and bonus are commensurate with experience, performance and/or firm profitability

  • You'll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life, career and future

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Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.

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