Lead the Futures Commission Merchant (FCM) Compliance team and oversee Trade Surveillance activities * Interface with regulatory organizations and maintain ongoing regulatory relationships * Respond ...
Quick apply
Lead the Futures Commission Merchant (FCM) Compliance team and oversee Trade Surveillance activities * Interface with regulatory organizations and maintain ongoing regulatory relationships * Respond ...
Quick apply
Lead the Futures Commission Merchant (FCM) Compliance team and oversee Trade Surveillance activities * Interface with regulatory organizations and maintain ongoing regulatory relationships * Respond ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
$150K - $200K/yr
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Quick apply
$150K - $200K/yr
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Chicago, IL · On-site
$150 - $200/hr
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Chicago, IL · On-site
$150 - $200/hr
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Chicago, IL · On-site
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Chicago, IL · On-site
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Manhattan, NY · On-site
$234 - $286/hr
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
Manhattan, NY · On-site
$234 - $286/hr
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
... futures, swaps, basis, options, and exotic derivatives ... The ideal candidate for this role will be a proven soft commodities trader today. Key Areas of ...
Washington, DC · On-site +1
$135K - $272K/yr
... trading records. The incumbent supervises or independently interviews witnesses during the ... Postal Inspection Service, the Securities and Exchange Commission, and State Attorneys General ...
Washington, DC · On-site +1
$135K - $272K/yr
... trading records. The incumbent supervises or independently interviews witnesses during the ... Postal Inspection Service, the Securities and Exchange Commission, and State Attorneys General ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Quick apply
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Stay up-to-date on regulatory requirements and industry best practices related to futures trading ... commissions, proportions, percentages, and volume. COMPUTER APPLICATION SKILLS Windows Operating ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Work with multiple groups to quickly and efficiently resolve client issues regarding trade ... Those in eligible roles may receive commission-based pay and/or discretionary incentive ...
Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and ...
Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and ...
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
Reston, VA · On-site
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
Reston, VA · On-site
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
$190K - $304K/yr
Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Commodities Futures Trading Commission (CFTC), the Federal Reserve Bank (FRB) or another federal financial ...
$57.6K is the 25th percentile. Wages below this are outliers.
$53K - $66K
71% of jobs
$66K - $79K
0% of jobs
$79K - $92K
0% of jobs
$92K - $105K
0% of jobs
$105K - $118K
0% of jobs
$118K - $131K
0% of jobs
$131K - $144K
0% of jobs
$144K - $157K
0% of jobs
$157K - $170K
0% of jobs
$175K is the 75th percentile. Wages above this are outliers.
$170K - $183K
11% of jobs
$183K - $196K
18% of jobs
$53K
$101.5K
$196K
| Aspect | Commission Futures Trader | Commodity Broker |
|---|---|---|
| Credentials | Typically requires Series 3 license, knowledge of futures markets | Requires Series 3 license, commodity trading knowledge |
| Work Environment | Trade execution, market analysis, client advising | Client consultations, trade execution, market research |
| Employer & Industry | Futures trading firms, financial institutions | Commodity trading firms, brokerage houses |
Both roles involve trading in futures markets and require Series 3 licensing. While Commission Futures Traders focus on executing trades and advising clients on futures contracts, Commodity Brokers often act as intermediaries between clients and the commodities markets, providing broader market insights. The main difference lies in their specific client interactions and scope of services, but both roles are integral to the commodities and futures trading industry.

Full-time
Re-posted 11 days ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.
Our Chicago office is hiring an experienced Chief Compliance Officer of the Futures Division. The position is responsible for overseeing and managing compliance within the Futures Commission Merchant (FCM). The position ensures the organization and its employees are in compliance with regulatory requirements as well as with internal policies and procedures. The position interfaces with various regulatory organizations.
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Finance and insurance
501 - 1,000 Employees
Los Angeles, CA, US
1955