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Client Due Diligence Analyst Jobs (NOW HIRING)

Quincy Wells Group

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Due Diligence Analyst

Chicago, IL · On-site

$60K - $70K/yr

About the Role Quincy Wells Group is seeking a Due Diligence Analyst to support the evaluation, approval, and ongoing monitoring of investment products available through our Broker Dealer platform.

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Enhanced Due Diligence Analyst

Green Bay, WI · On-site

$65 - $90/hr

The Enhanced Due Diligence Analyst is responsible for ensuring that the Bank complies with relevant laws and regulations aimed at preventing money laundering, terrorist financing, and other financial ...

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Enhanced Due Diligence Analyst

Iowa City, IA · On-site

$65 - $90/hr

The Enhanced Due Diligence Analyst is responsible for ensuring that the Bank complies with relevant laws and regulations aimed at preventing money laundering, terrorist financing, and other financial ...

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Morgan Stanley

NY · On-site

$110 - $185/hr

Position Summary Global Investment Manager Analysis (GIMA), a unit within Investment Solutions, provides comprehensive manager due diligence on a wide range of investment strategies, including ...

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Client Due Diligence Analyst information

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$33K

$78.2K

$110.5K

How much do client due diligence analyst jobs pay per year?

As of Sep 3, 2026, the average yearly pay for client due diligence analyst in the United States is $78,208.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $96,000.00 per year, depending on experience, location, and employer.

What does a client due diligence analyst do?

A Client Due Diligence Analyst is responsible for assessing and verifying the identity of clients to ensure compliance with anti-money laundering (AML) and other regulatory requirements. They collect and analyze information about clients, such as their background, business activities, and sources of funds, to identify potential risks. Their work is crucial for financial institutions to prevent fraud, money laundering, and terrorist financing, and to maintain regulatory compliance. Analysts may also update client records and report suspicious activities when necessary.

What are the key skills and qualifications needed to thrive as a client due diligence analyst?

To thrive as a Client Due Diligence Analyst, you need a solid understanding of anti-money laundering (AML) regulations, risk assessment, and financial analysis, often backed by a degree in finance, law, or a related field. Familiarity with compliance software, KYC (Know Your Customer) platforms, and regulatory databases such as World-Check is typically required, and certifications like CAMS (Certified Anti-Money Laundering Specialist) are advantageous. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills for investigating client backgrounds and reporting findings. These competencies are essential for ensuring regulatory compliance, mitigating financial crime risks, and maintaining an institution's reputation.

What are some common challenges faced by client due diligence analysts during the onboarding process?

Client Due Diligence Analysts often encounter challenges such as gathering complete and accurate documentation from clients, especially when dealing with international or complex corporate structures. Navigating varying regulatory requirements across jurisdictions can also add complexity and require careful attention to detail. Additionally, analysts must balance efficiency with thoroughness to meet tight deadlines while ensuring compliance, making effective time management and clear communication with clients and internal teams essential.

What is the difference between Client Due Diligence Analyst vs Compliance Analyst?

AspectClient Due Diligence AnalystCompliance Analyst
CertificationsCAM, CFE, or similarCAM, CFE, or similar
Work EnvironmentFinancial institutions, banks, AML teamsFinancial institutions, regulatory agencies, corporations
Industry UsageAML/KYC processes, client onboardingRegulatory compliance, policy enforcement
Search IntentCompare roles in AML/KYC, client screeningCompare roles in compliance, regulatory adherence

While both roles focus on regulatory adherence, a Client Due Diligence Analyst primarily conducts KYC and AML checks on clients, whereas a Compliance Analyst oversees broader regulatory compliance programs. The roles often overlap in financial sectors, but the Diligence Analyst specializes in client screening processes.

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The most popular types of Client Due Diligence Analyst jobs are:

What job categories do people searching Client Due Diligence Analyst jobs look for?

The top searched job categories for Client Due Diligence Analyst jobs are:

Client Due Diligence Analyst jobs near you
Infographic showing various Client Due Diligence Analyst job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 11% Part Time, and 6% Contract. Highlights an 78% Physical, 3% Hybrid, and 19% Remote job distribution, with an average salary of $78,208 per year, or $37.6 per hour.

Due Diligence Analyst

Quincy Wells Group

Chicago, IL • On-site

$60K - $70K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 8 days ago

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Job description

About the Role

Quincy Wells Group is seeking a Due Diligence Analyst to support the evaluation, approval, and ongoing monitoring of investment products available through our Broker Dealer platform. Working closely with senior diligence leadership, this role will conduct investment research, analyze sponsor and product information, prepare due diligence reports, and support the firm's Product Review Committee.

This position offers significant exposure to alternative investments, investment sponsors, regulatory due diligence requirements, and product governance processes. It is an excellent opportunity for a motivated professional seeking to deepen their expertise in investment analysis and product due diligence.

What You'll Do:

Core Responsibilities

  • Assist in conducting due diligence reviews for alternative investment offerings and other products considered for the Broker Dealer platform

  • Gather, organize, and analyze offering documents, financial statements, sponsor materials, and related information

  • Draft comprehensive due diligence reports, summaries, and recommendations for internal stakeholders

  • Conduct market, industry, and competitor research as part of product evaluations

  • Work closely with senior diligence personnel to assess product structures, risk factors, sponsor quality, and investment merits

  • Present findings and recommendations to the Product Review Committee and firm leadership

  • Support ongoing refinement of diligence processes, documentation standards, and approval workflows

Additional Responsibilities

  • Participate in sponsor meetings, conference calls, webinars, and educational presentations

  • Prepare meeting summaries, notes, and follow-up materials

  • Maintain ongoing product monitoring files and surveillance documentation

  • Assist compliance, supervision, and sales teams with product-related inquiries

  • Support preparation of committee materials, presentations, and reporting

  • Assist during regulatory examinations or inquiries related to product approval practices

  • Participate in educational sessions and training opportunities related to investment products and industry developments

What We're Looking For

Qualifications

  • Bachelor's degree in Finance, Economics, Accounting, Business, or a related field

  • Understanding of investment fundamentals and alternative investment structures

  • Experience in investment research, due diligence, product analysis, financial analysis, or related financial services roles preferred

  • Ability to analyze financial statements, sponsor information, and investment-related materials

  • Strong research, analytical, and report-writing skills

  • Familiarity with Broker Dealer due diligence requirements and regulatory expectations preferred

  • SIE and Series 7 licenses preferred but not required

Personal Attributes

  • Naturally curious with a strong analytical mindset

  • Detail-oriented and highly organized

  • Strong written and verbal communication skills

  • Proactive and self-motivated with a desire to continuously learn

  • Comfortable managing multiple complex reviews simultaneously

  • Team-oriented with the ability to collaborate across departments

Success in This Role

You'll thrive in this position if you enjoy analyzing investments, researching complex products, evaluating risks, and communicating findings clearly to decision-makers. Success will require intellectual curiosity, sound judgment, attention to detail, and the ability to balance thorough analysis with timely execution.

Company Description

Quincy Wells Group is a newly established, holistic wealth management firm that launched on January 1, 2026. With over three decades of experience in the financial services industry, the managing partners of Quincy Wells Group have assembled an experienced and diverse team across diligence, operations, compliance, and advisory functions. Our mission is to provide exceptional service to our clients, representatives, advisors, and business partners through a culture of accountability, collaboration, and continuous improvement.