Regulatory Attorney
New York, NY · On-site
S., CFTC-regulated exchange (DCM) and clearing organization (DCO) operating within the federal commodity derivatives regulatory framework. This role is ideal for a lawyer with experience in ...
New York, NY · On-site
S., CFTC-regulated exchange (DCM) and clearing organization (DCO) operating within the federal commodity derivatives regulatory framework. This role is ideal for a lawyer with experience in ...
New York, NY · On-site
S., CFTC-regulated exchange (DCM) and clearing organization (DCO) operating within the federal commodity derivatives regulatory framework. This role is ideal for a lawyer with experience in ...
Stamford, CT · On-site
$134K - $180K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
Stamford, CT · On-site
$134K - $180K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
Princeton, NJ · On-site
$132K - $177K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
Princeton, NJ · On-site
$132K - $177K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
You will support the drafting and filing of CFTC materials, manage documentation and internal processes, and help organize the execution of critical legal and compliance projects. The ideal candidate ...
You will support the drafting and filing of CFTC materials, manage documentation and internal processes, and help organize the execution of critical legal and compliance projects. The ideal candidate ...
Clifton, NJ · On-site
$129K - $173K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
Clifton, NJ · On-site
$129K - $173K/yr
With respect to the CFTC Swap Dealer and the SEC Security-Based Swap Dealer requirements, the key missions are to: organize and contribute to supervising the compliance program forSwap Dealer rules ...
Serve as the firm's Principal and Associated Person (AP) under NFA/CFTC registration (Series 3 and 30 licenses required). * Develop and maintain Written Supervisory Procedures (WSPs) . * Oversee all ...
Serve as the firm's Principal and Associated Person (AP) under NFA/CFTC registration (Series 3 and 30 licenses required). * Develop and maintain Written Supervisory Procedures (WSPs) . * Oversee all ...
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
Austin, TX · Remote
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
Quick apply
Austin, TX · Remote
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
New York, NY · On-site
$171K/yr
About the Role Polymarket operates as a CFTC-registered Designated Contract Market. That regulatory status is core to how we operate, and maintaining market integrity is not a checkbox exercise. The ...
New York, NY · On-site
$171K/yr
About the Role Polymarket operates as a CFTC-registered Designated Contract Market. That regulatory status is core to how we operate, and maintaining market integrity is not a checkbox exercise. The ...
Austin, TX · On-site +1
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
Austin, TX · On-site +1
Own our CFTC compliance strategy - Structure event contracts and prediction market products, including product structuring, contract terms, and market integrity rules * Lead regulatory registrations ...
Chicago, IL · On-site
Chief Risk Officer CFTC-Regulated Business Unit Location: Chicago, IL. Fully remote to start, transitioning to 3 days/week in office. About Smarkets Smarkets is a prediction market exchange for ...
Chicago, IL · On-site
Chief Risk Officer CFTC-Regulated Business Unit Location: Chicago, IL. Fully remote to start, transitioning to 3 days/week in office. About Smarkets Smarkets is a prediction market exchange for ...
New York, NY · On-site
You will support the drafting and filing of CFTC materials, manage documentation and internal processes, and help organize the execution of critical legal and compliance projects. The ideal candidate ...
New York, NY · On-site
You will support the drafting and filing of CFTC materials, manage documentation and internal processes, and help organize the execution of critical legal and compliance projects. The ideal candidate ...
New York, NY · On-site
This role ensures adherence to all applicable federal regulations - including the Commodity Exchange Act (CEA), CFTC rules, and FinCEN guidance - across our CFTC-registered Designated Contract Market ...
New York, NY · On-site
This role ensures adherence to all applicable federal regulations - including the Commodity Exchange Act (CEA), CFTC rules, and FinCEN guidance - across our CFTC-registered Designated Contract Market ...
Boston, MA · On-site +1
Regulatory checks (pre-trade, post-trade), CFTC/NFA reporting, and audit trails. * Back Office Reporting: Generation of trade statements, end-of-day summaries, DCO (Derivatives Clearing Organization ...
Boston, MA · On-site +1
Regulatory checks (pre-trade, post-trade), CFTC/NFA reporting, and audit trails. * Back Office Reporting: Generation of trade statements, end-of-day summaries, DCO (Derivatives Clearing Organization ...
This role is ideal for a compliance leader who has operated at the intersection of CFTC/NFA and SEC/FINRA regulation and is energized by the challenge of building and scaling compliance ...
This role is ideal for a compliance leader who has operated at the intersection of CFTC/NFA and SEC/FINRA regulation and is energized by the challenge of building and scaling compliance ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Quick apply
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago -- together with its affiliated Futures Commission ...
Washington, DC · On-site +1
$148K - $264K/yr
Summary The CFTC's Division of Enforcement (DOE) is responsible for enforcing the Commodity Exchange Act (Act) and Commission Regulations (Regulations). As such, DOE investigates and litigates ...
Washington, DC · On-site +1
$148K - $264K/yr
Summary The CFTC's Division of Enforcement (DOE) is responsible for enforcing the Commodity Exchange Act (Act) and Commission Regulations (Regulations). As such, DOE investigates and litigates ...
... CFTC guidelines. * · Assist CFTC Human Resources Specialists in conducting quality review within 5 business days of issuance of certificates on Delegated Examining, Merit Promotion and Excepted ...
... CFTC guidelines. * · Assist CFTC Human Resources Specialists in conducting quality review within 5 business days of issuance of certificates on Delegated Examining, Merit Promotion and Excepted ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
Commodity Futures Trading Commission (CFTC)-regulated Designated Contract Market and Derivatives Clearing Organization headquartered in Chicago - together with its affiliated Futures Commission ...
$13.94 - $15.17
6% of jobs
$15.17 - $16.39
5% of jobs
$16.39 - $17.61
12% of jobs
$17.78 is the 25th percentile. Wages below this are outliers.
$17.61 - $18.84
14% of jobs
The median wage is $19.93 / hr.
$18.84 - $20.06
15% of jobs
$20.06 - $21.28
11% of jobs
$21.28 - $22.51
4% of jobs
$22.51 - $23.73
6% of jobs
$23.94 is the 75th percentile. Wages above this are outliers.
$23.73 - $24.96
14% of jobs
$24.96 - $26.18
2% of jobs
$26.18 - $27.40
12% of jobs
$13
$21
$27
| Aspect | Cftc | Compliance Analyst |
|---|---|---|
| Certifications | Familiarity with CFTC regulations, possibly CFTC-related certifications | Often requires certifications like CCEP, CAMS, or similar compliance credentials |
| Work Environment | Financial firms, trading platforms, regulatory agencies | Corporate compliance departments across various industries |
| Industry Usage | Primarily in commodities, derivatives, and trading sectors | Across finance, healthcare, manufacturing, and more |
While both roles involve regulatory knowledge, a Cftc focuses specifically on compliance with CFTC regulations in trading and commodities sectors, whereas a Compliance Analyst has a broader scope across different industries and regulations.

Full-time
Medical, Dental, Vision, Retirement, PTO
Posted 6 days ago
Sourced by ZipRecruiter
Software development
1 - 10 Employees
New York, NY, US
2020