Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement ...
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Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement ...
Advise on CFTC compliance for event contracts and prediction market products, including product structure, contract terms, and market rules * Assist with regulatory registrations, applications, and ...
Advise on CFTC compliance for event contracts and prediction market products, including product structure, contract terms, and market rules * Assist with regulatory registrations, applications, and ...
Advise on CFTC compliance for event contracts and prediction market products, including product structure, contract terms, and market rules * Assist with regulatory registrations, applications, and ...
Quick apply
Advise on CFTC compliance for event contracts and prediction market products, including product structure, contract terms, and market rules * Assist with regulatory registrations, applications, and ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
Miami, FL · On-site
$150.50 - $279.50/hr
This role requires deep expertise across federal securities and commodities regulation, SEC, FINRA, CFTC, and NFA, with hands‑on experience building and running compliance programs at a ...
Miami, FL · On-site
$150.50 - $279.50/hr
This role requires deep expertise across federal securities and commodities regulation, SEC, FINRA, CFTC, and NFA, with hands‑on experience building and running compliance programs at a ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
... CFTC, BEA, NFA, Treasury. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the ...
Stuart, FL · On-site
$26/hr
Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and maintains appropriate documentation * Administer Mantoux TB tests to new admissions * Complete ...
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Stuart, FL · On-site
$26/hr
Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and maintains appropriate documentation * Administer Mantoux TB tests to new admissions * Complete ...
Stuart, FL · On-site
Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and maintains appropriate documentation * Administer Mantoux TB tests to new admissions * Complete ...
Quick apply
Stuart, FL · On-site
Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and maintains appropriate documentation * Administer Mantoux TB tests to new admissions * Complete ...
Fort Pierce, FL · On-site
Accurate and computerized medication dispensing Maintain a sufficient inventory of medication Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and ...
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Fort Pierce, FL · On-site
Accurate and computerized medication dispensing Maintain a sufficient inventory of medication Collects urinalysis drug screen samples from clients according to CFTC policies and procedures and ...
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with Rialto's operations and finance teams. * Assisting in management ...
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with Rialto's operations and finance teams. * Assisting in management ...
Miami, FL · On-site
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with Rialto's operations and finance teams. * Assisting in management ...
Miami, FL · On-site
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with Rialto's operations and finance teams. * Assisting in management ...
Understanding of key regulatory frameworks and requirements (e.g., TRACE, SEC Rule 606, MSRB, CAT, CFTC and SEC Swap Reporting, Volker, local banking regulations). The ability to interpret and apply ...
Understanding of key regulatory frameworks and requirements (e.g., TRACE, SEC Rule 606, MSRB, CAT, CFTC and SEC Swap Reporting, Volker, local banking regulations). The ability to interpret and apply ...
$115K - $154K/yr
Knowledge of CFTC Swap AP and SEC SBS AP registration frameworks is a plus. * Maintain employee compliance records and support documentation. * Assist in the development and enhancement of employee ...
$115K - $154K/yr
Knowledge of CFTC Swap AP and SEC SBS AP registration frameworks is a plus. * Maintain employee compliance records and support documentation. * Assist in the development and enhancement of employee ...
Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges and regulatory bodies. * Adhere to the operational risk framework for ...
Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges and regulatory bodies. * Adhere to the operational risk framework for ...
Lake Mary, FL · On-site
$70K - $87K/yr
S. frameworks (BSA, USA PATRIOT Act, FCA, OFAC, SEC/FINRA rules, FRB, OCC/CFPB, NFA/CFTC). Practical expertise in surveillance and control testing: AML and economic sanctions scenario development ...
Lake Mary, FL · On-site
$70K - $87K/yr
S. frameworks (BSA, USA PATRIOT Act, FCA, OFAC, SEC/FINRA rules, FRB, OCC/CFPB, NFA/CFTC). Practical expertise in surveillance and control testing: AML and economic sanctions scenario development ...
$120K - $161K/yr
Knowledge of CFTC Swap AP and SEC SBS AP registration frameworks is a plus. * Maintain employee compliance records and support documentation. * Assist in the development and enhancement of employee ...
$120K - $161K/yr
Knowledge of CFTC Swap AP and SEC SBS AP registration frameworks is a plus. * Maintain employee compliance records and support documentation. * Assist in the development and enhancement of employee ...
Familiarity with SEC and CFTC registration process, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the ...
Familiarity with SEC and CFTC registration process, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Investment Company Act of 1940, the ...
$10.42 - $11.33
6% of jobs
$11.33 - $12.25
5% of jobs
$12.25 - $13.16
12% of jobs
$13.29 is the 25th percentile. Wages below this are outliers.
$13.16 - $14.08
14% of jobs
The median wage is $14.89 / hr.
$14.08 - $14.99
15% of jobs
$14.99 - $15.91
11% of jobs
$15.91 - $16.82
4% of jobs
$16.82 - $17.73
6% of jobs
$17.89 is the 75th percentile. Wages above this are outliers.
$17.73 - $18.65
14% of jobs
$18.65 - $19.56
2% of jobs
$19.56 - $20.48
12% of jobs
$10
$15
$20
| Aspect | Cftc | Compliance Analyst |
|---|---|---|
| Certifications | Familiarity with CFTC regulations, possibly CFTC-related certifications | Often requires certifications like CCEP, CAMS, or similar compliance credentials |
| Work Environment | Financial firms, trading platforms, regulatory agencies | Corporate compliance departments across various industries |
| Industry Usage | Primarily in commodities, derivatives, and trading sectors | Across finance, healthcare, manufacturing, and more |
While both roles involve regulatory knowledge, a Cftc focuses specifically on compliance with CFTC regulations in trading and commodities sectors, whereas a Compliance Analyst has a broader scope across different industries and regulations.

$310K/yr
Full-time
Medical, Dental, Vision, Life, Retirement
Posted 13 days ago
Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement practice of a prestigious Am Law firm in one of the following offices: Austin, Boston, Charlotte, Chicago, Houston, Irvine (Orange County), Los Angeles, Miami, New York City, Portland, Sacramento, San Francisco, Santa Monica, Seattle, Silicon Valley (Menlo Park), or Washington, D.C. Preference will be given to candidates based in Washington, D.C.
This is an outstanding opportunity for an attorney with at least 3 years of Commodity Futures Trading Commission (CFTC) regulatory experience to join a growing practice advising clients on complex commodities, derivatives, and digital asset regulatory matters. The role offers exposure to cutting-edge issues involving the Commodity Exchange Act, emerging financial markets, digital assets, and cross-disciplinary regulatory matters.
ResponsibilitiesAdvise clients on compliance with the Commodity Exchange Act (CEA) and CFTC regulations.
Conduct legal research and prepare memoranda addressing CFTC regulations, regulatory developments, and enforcement trends.
Review business models and proposed registrants for compliance with applicable commodities laws and regulations.
Advise clients operating in emerging markets, including digital assets and cryptocurrency.
Prepare and assist with regulatory filings, including registrations for Designated Contract Markets (DCMs), Derivatives Clearing Organizations (DCOs), Futures Commission Merchants (FCMs), Introducing Brokers (IBs), Swap Dealers (SDs), and no-action letter requests.
Collaborate with attorneys across transactional, litigation, gaming, and other regulatory practices on multidisciplinary matters.
Participate in client meetings, presentations, business development initiatives, and regulatory counseling.
J.D. from an ABA-accredited law school.
Active membership in the state bar of the office where the attorney will be located.
At least 3 years of experience advising on CFTC and Commodity Exchange Act matters at a law firm, in-house legal department, or relevant regulatory agency.
Experience with CFTC regulatory matters, including market oversight, market participants, or clearing and risk issues.
Experience advising on Designated Contract Market (DCM) compliance, including prediction markets.
Knowledge of digital asset and cryptocurrency regulatory frameworks.
Strong legal research, drafting, analytical, and writing skills.
Excellent organizational skills with the ability to manage multiple priorities in a fast-paced environment.
Outstanding interpersonal and communication skills.
Experience with SEC regulatory matters is a plus.
Strong academic credentials and a demonstrated commitment to exceptional client service.
Salary: Starting at $310,000, commensurate with experience and qualifications.
Comprehensive benefits package, including:
Medical, dental, vision, and life insurance
Mental health and wellness programs
Child, family, elder, and pet care benefits
Short- and long-term disability coverage
Industry-leading parental leave
Health Savings Account (HSA) and Flexible Spending Account (FSA) options
401(k) retirement plan
Flexible Time Off (FTO) and paid holidays
Annual discretionary performance bonus eligibility