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Cftc Swap Reporting Jobs (NOW HIRING)

PNC

Operations Advisor

Pittsburgh, PA

This position is responsible for the daily monitoring, validation, and reconciliation of swap reporting data in compliance with CFTC regulations, including Parts 43, 45, and 23. In this role, you ...

PNC Bank

Operations Advisor

Ponca City, OK

This position is responsible for the daily monitoring, validation, and reconciliation of swap reporting data in compliance with CFTC regulations, including Parts 43, 45, and 23. In this role, you ...

FalconX

Chief Compliance Officer, Swap Dealer

New York, NY · On-site

$191K - $252K/yr

S. Swap Dealer FalconX is the most advanced digital asset platform for institutions. We provide ... Experience interacting with regulators, in particular, CFTC, NFA, and FRB. * Experience reporting ...

SGS Société Générale de Surveillance SA

Contribute to and review periodic reports that the Firm or Compliance management must make, either ... CFTC, SEC, FRB, FINRA, and/or NFA regulations setting out obligations of Swap Dealers and Security ...

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Cftc Swap Reporting information

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$15

$39

$60

How much do cftc swap reporting jobs pay per hour?

As of Sep 10, 2026, the average hourly pay for cftc swap reporting in the United States is $39.43, according to ZipRecruiter salary data. Most workers in this role earn between $29.81 and $48.80 per hour, depending on experience, location, and employer.

What is CFTC swap reporting?

CFTC swap reporting refers to the regulatory requirement for parties involved in swap transactions to report detailed information about those swaps to a registered swap data repository. This requirement is enforced by the U.S. Commodity Futures Trading Commission (CFTC) as part of the Dodd-Frank Act, aiming to increase transparency, mitigate systemic risk, and detect market abuse in the derivatives market. Swap reporting includes details such as the terms of the swap, counterparties, valuation, and lifecycle events, and must be submitted promptly after execution. Both swap dealers and certain other financial entities are responsible for ensuring accurate and timely reporting.

What are the key skills and qualifications needed to thrive as a CFTC swap reporting analyst, and why are they important?

To thrive as a CFTC Swap Reporting Analyst, you need a strong understanding of derivatives markets, swap data reporting regulations, and financial products, typically supported by a degree in finance, economics, or a related field. Familiarity with trade reporting platforms (such as DTCC or ICE Trade Vault), regulatory reporting tools, and knowledge of CFTC and Dodd-Frank requirements are essential. Attention to detail, analytical thinking, and effective communication are crucial soft skills for ensuring data accuracy and regulatory compliance. These skills and qualities are vital to maintain accurate and timely reporting, mitigate regulatory risk, and support organizational integrity in a complex financial environment.

What are some common challenges faced by professionals in CFTC swap reporting roles, and how can they be addressed?

Professionals in CFTC swap reporting often encounter challenges related to the complexity and volume of regulatory data, frequent updates to reporting requirements, and ensuring data accuracy under tight deadlines. Staying current with evolving CFTC regulations and maintaining strong attention to detail are essential to avoid compliance issues. Collaboration with IT, legal, and trading teams is common to ensure accurate data capture and timely submission. Continuous training and leveraging automated reporting systems can help mitigate errors and improve efficiency in this demanding environment.

What is the difference between Cftc Swap Reporting vs Cftc Compliance Analyst?

AspectCftc Swap ReportingCftc Compliance Analyst
Required CredentialsFamiliarity with CFTC regulations, reporting systemsRegulatory knowledge, compliance certifications
Work EnvironmentFinancial firms, trading desks, regulatory agenciesFinancial institutions, compliance departments
Employer & Industry UsageFutures, derivatives, trading firmsFinancial services, regulatory bodies

While Cftc Swap Reporting focuses on submitting required trade data to regulators, Cftc Compliance Analysts ensure overall adherence to CFTC rules. Both roles require regulatory knowledge but differ in daily tasks and scope.

What other helpful pages are available for Cftc Swap Reporting?

Other pages related to Cftc Swap Reporting:

Infographic showing various Cftc Swap Reporting job openings in the United States as of September 2026, with employment types broken down into 1% As Needed, 85% Full Time, 11% Part Time, and 3% Contract. Highlights an 87% Physical, 4% Hybrid, and 9% Remote job distribution, with an average salary of $82,018 per year, or $39.4 per hour.

Principal Swap Dealer Advisor

Manhattan, NY • On-site

Phenom People
1 - 5K employees
Learn more about Phenom Peopleexternal

Other

Re-posted 24 days ago

Job description

Principal Swap Dealer Advisor

Locations: NY - New York, United States of America, New York, New York

Capital One, National Association is a CFTC registered Swap Dealer. The Swap Dealer Advisor will advise our Commercial Banking's Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.

This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations. The Swap Dealer Advisor will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy. The Swap Dealer Advisor will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.

Responsibilities:

  • Assisting the SD CCO in administering a Swap Dealer Compliance program
  • Advising Sales and Trading and related Operations teams on CFTC swap regulations and Designated Contract Market (DCM) rules involving Commodities (energy & metals), Foreign Exchange and Interest Rate derivatives
  • Performing root cause analysis, applicability and control reviews and risk assessments
  • Helping maintain written policies and procedures of swaps and exchange-traded futures
  • Contributing to internal reports (e.g., management committees and the Board)
  • Working closely with the Legal Department and outside counsel regarding potential and actual changes in CFTC and NFA rules, regulations and interpretive guidance
  • Leading the implementation of new / amended rules and regulations
  • Working with Compliance Assurance to ensure compliance testing is appropriate based on the level of risk
  • Liaising with the Surveillance Team on disposition of alerts related to communications and trading
  • Assisting with the development and delivery of compliance training
  • Representing Capital One in industry working groups dedicated to advocacy, interpretation and implementation of new/proposed rules
  • Assisting with audits and regulatory/DCM inquiries, coordinating collection and review of responses
  • Conduct ongoing compliance risk assessments and coordinate with business leads to identify and mitigate risks and control gaps

Basic Qualifications:

  • Bachelor's degree or Military Experience
  • At least 2 years of Compliance or Audit experience with a Swap Dealer or experience in Compliance or Risk Management at a commodity trading institution

Preferred Qualifications:

  • Juris doctor
  • At least 6 years of Compliance or Audit experience
  • Strong communication skills with the ability to communicate clearly and succinctly on complex topics
  • Strong work ethic and ability to work with limited supervision in a hybrid environment
  • Working knowledge of swap dealer requirements within Title VII
  • Working knowledge of energy and/or metals futures markets and/or related DCM rules (ICE, CME, LME)
  • Strong organizational skills

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Location is New York City: $118,700 - $135,400 for Compliance Advisory Specialist III

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace.

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