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Brokerage Accounting Jobs (NOW HIRING)

This individual will be responsible for overseeing all brokerage related accounting and reporting functions, ensuring compliance with regulations, and leading the design, documentation, and ...

.Net Developer

Irving, TX · On-site

$46.25 - $61.25/hr

Net Resharper Security Lending experience Brokerage Accounting Stock Record, Security Identifiers- SEDOL/ CUSIPS/ ISINS Oracle Coherence- used extensively in application to look up data quickly, Grid ...

Commission revenue, SaaS revenue, ASC 606, or insurance MGA / broker accounting are all directly relevant. * Strong understanding of GAAP and financial statements. * Comfortable wearing many hats ...

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$54K - $71K/yr

Staff Accountant Ash Brokerage Fort Wayne, IN About Ash Brokerage For more than 50 years, Ash Brokerage has been dedicated to impacting lives. We were founded on the power of relationships, and that ...

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Brokerage Accounting information

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$44K

$95.7K

$138K

How much do brokerage accounting jobs pay per year?

As of Aug 2, 2026, the average yearly pay for brokerage accounting in the United States is $95,659.00, according to ZipRecruiter salary data. Most workers in this role earn between $78,000.00 and $112,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive in Brokerage Accounting, and why are they important?

To thrive in Brokerage Accounting, you need a solid understanding of accounting principles, financial reporting, and securities markets, often supported by a degree in accounting or finance. Familiarity with brokerage accounting software, general ledger systems, and regulatory compliance tools such as FINRA or SEC reporting platforms is typically required. Attention to detail, analytical thinking, and strong organizational skills help professionals excel in managing complex transactions and reconciliations. These skills are crucial for ensuring accurate financial records, regulatory compliance, and the overall integrity of brokerage operations.

What are some common challenges faced in a Brokerage Accounting role, and how can they be managed effectively?

Professionals in Brokerage Accounting often encounter challenges such as reconciling complex transactions, ensuring regulatory compliance, and managing large volumes of data from multiple sources. Staying organized and developing strong attention to detail are essential, as is keeping up-to-date with changing financial regulations. Utilizing advanced accounting software and maintaining clear communication with trading, compliance, and operations teams can significantly streamline processes and minimize errors.

What is brokerage accounting?

Brokerage accounting refers to the management and recording of financial transactions for brokerage firms, which facilitate the buying and selling of securities such as stocks and bonds. This type of accounting ensures accurate tracking of client trades, commissions, fees, and settlements. Brokerage accountants handle tasks like reconciling accounts, preparing financial statements, and ensuring compliance with industry regulations. Their work is essential for maintaining transparency and trust between clients and the brokerage firm.

Can an accountant become a broker?

An accountant can become a broker by obtaining the necessary licensing, such as passing the Series 7 exam and registering with the Financial Industry Regulatory Authority (FINRA). Transitioning from accounting to brokerage often requires gaining knowledge of securities, investments, and compliance regulations. Relevant skills include understanding financial markets and client management, and licensing is typically required to operate legally as a broker.

What is a brokerage accountant?

A brokerage accountant is a finance professional responsible for managing and reconciling financial transactions related to brokerage accounts, ensuring compliance with industry regulations. They handle tasks such as recording trades, preparing financial statements, and supporting audit processes, often using accounting software and understanding securities regulations.

What is the difference between Brokerage Accounting vs Securities Compliance Officer?

AspectBrokerage AccountingSecurities Compliance Officer
CredentialsCPA or accounting certificationsFINRA licenses, compliance certifications
Work EnvironmentAccounting departments within brokeragesCompliance departments, regulatory agencies
Industry UsageFinancial services, brokerage firmsFinancial regulation, brokerage firms

Brokerage Accounting focuses on financial record-keeping, reporting, and reconciliation within brokerage firms, often requiring accounting credentials. Securities Compliance Officers ensure adherence to regulations, monitoring trading activities and maintaining compliance standards, often holding FINRA licenses. While both roles operate within brokerage firms and require financial industry knowledge, Brokerage Accounting emphasizes financial accuracy, whereas Securities Compliance Officers focus on regulatory adherence.

Can you make $500,000 a year as an accountant?

Brokerage accounting can offer high earning potential, especially for senior roles, managers, or those working in large firms or financial centers. Achieving a $500,000 annual salary typically requires extensive experience, advanced certifications like CPA or CFA, and often involves bonuses or profit-sharing arrangements. Most accountants earn significantly less, but specialized or executive positions can reach or exceed this level.

Can you make $100,000 as an accountant?

Brokerage accounting professionals can earn $100,000 or more annually, especially with experience, certifications like CPA, and working in large firms or financial centers. Salaries vary based on location, level of expertise, and the complexity of the firm’s operations.
More about Brokerage Accounting jobs
What job categories do people searching Brokerage Accounting jobs look for? The top searched job categories for Brokerage Accounting jobs are:
Infographic showing various Brokerage Accounting job openings in the United States as of July 2026, with employment types broken down into 86% Full Time, 8% Part Time, 1% Temporary, and 5% Contract. Highlights an 87% Physical, 6% Hybrid, and 7% Remote job distribution, with an average salary of $95,659 per year, or $46 per hour.

Senior Accountant, Brokerage Accounting & Controllership

Fidelity Investments

Boston, MA • On-site

$67K - $127K/yr

Full-time

Medical, Retirement, PTO

Re-posted 21 days ago


Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 271 frontline employees who took The Breakroom Quiz

15th of 150 rated financial services


Job description

Job Description:

Senior Accountant, Brokerage Accounting and Controllerhip

Note: Fidelity will not provide immigration sponsorship for this position.

The Role

The Senior Accountant on the Brokerage Corporate Accounting Team is a key member of the team responsible for accounting and financial reporting activities of the Fidelity Wealth and Brokerage organizations. The organizations' goal is to help customers invest towards their financial goals, develop a comprehensive plan for retirement and feel protected in times of need.

. You will work closely with finance and other members of the business to process accounting transactions, streamline accounting processes and improve controls and develop improved reporting of business and legal entity results. Your month-end close activities will include preparation and creation of journal entries, account reconciliations and communicating financial statement results to management. In addition, you will prepare quarterly regulatory filings and annual financial statements.

The Expertise and Skills You Bring
  • Bachelor's Degree in Accounting, CPA and/or master's degree in Accounting preferred
  • 3-5 years of experience in accounting; experience in banking, brokerage or financial services accounting preferred
  • Demonstrates solid understanding of financial accounting principles and internal controls; and can apply concepts to business events and transactions
  • Audit background or experience working with auditors and preparing financial statements
  • Ability to work both independently and in a team environment
  • Hands on work style - can do demeanor with a strong desire to make things happen
  • Great teammate who takes initiative and works constructively to achieve team goals
  • Excellent written and verbal communication skills
  • Ability to perform major account/cost analysis and identify/interpret trends in financial statement line items
  • Ability to create and maintain strong, constructive relationships with business partners
  • Ability to identify process improvements and recommend changes to policies and procedures
  • Passionate about details while maintaining a broad view of business objectives
  • Keen knowledge of financial systems and applications and multi-dimensional reporting tools
  • Ability to work on multiple projects concurrently and meet tight deadlines at each month end and quarter end
  • Working closely with various business partners to ensure the financial results are accounted for accurately and properly
  • Ensuring processes and controls are appropriate and well documented
  • Preparing insightful analysis and compiling accurate information to respond to questions from management, auditors, regulators and business partner
  • Responsible for the preparation of the annual financial statements and coordinating interim/annual audits with the external auditors and regulators
  • Enhancing reporting packages and current processes to create efficiencies where possible
  • Participating in the development and completion of special projects as assigned
The Team

As part of Fidelity's Corporate Accounting team, we play a key role for the company, protecting the firm's assets through our work in financial accounting, internal controls, financial transactions and legal entity reporting.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

The base salary range for this position is $67,000-$127,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate's relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Certifications:Category:Accounting

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