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Broker Dealers Jobs (NOW HIRING)

Alpaca

Account Executive - US

This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a diverse group of experienced ...

Alpaca

Account Executive - US

New York, NY · On-site +1

This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a diverse group of experienced ...

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Broker Dealers information

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$25.5K

$66.7K

$117K

How much do broker dealers jobs pay per year?

As of Aug 4, 2026, the average yearly pay for broker dealers in the United States is $66,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $75,000.00 per year, depending on experience, location, and employer.

What is the difference between Broker Dealers vs Financial Advisors?

AspectBroker DealersFinancial Advisors
CredentialsFINRA licenses (e.g., Series 7, Series 63)CFP, ChFC, or other financial planning certifications
Work EnvironmentBrokerage firms, securities firmsIndependent or firm-based financial planning firms
Employer & Industry UsagePrimarily in securities and investment industriesIn wealth management and financial planning sectors
Common Search & ComparisonOften compared for licensing and services offeredCompared for client advisory roles and planning services

Broker Dealers and Financial Advisors both operate within the financial services industry but serve different roles. Broker Dealers focus on executing securities transactions and are licensed through FINRA, while Financial Advisors provide comprehensive financial planning and often hold certifications like CFP. Understanding these differences helps clients choose the right professional for their financial needs.

Is being a broker dealer a high paying job?

Broker-dealers are financial professionals who buy and sell securities on behalf of clients or their firm. Compensation varies based on experience, performance, and the firm, with many earning commissions, fees, and bonuses that can lead to high earnings, especially for successful brokers. However, income levels can fluctuate and depend on market conditions and individual skill.

What does a broker dealer do?

A broker dealer is a person or firm that buys and sells securities on behalf of clients or for their own account. They facilitate transactions in financial markets, provide investment advice, and are regulated by authorities such as the SEC. Broker dealers often require licensing, such as the Series 7 and Series 63 exams, to operate legally.
More about Broker Dealers jobs
What cities are hiring for Broker Dealers jobs? Cities with the most Broker Dealers job openings:
What states have the most Broker Dealers jobs? States with the most job openings for Broker Dealers jobs include:
What job categories do people searching Broker Dealers jobs look for? The top searched job categories for Broker Dealers jobs are:
Broker Dealers jobs near you
Infographic showing various Broker Dealers job openings in the United States as of July 2026, with employment types broken down into 2% As Needed, 89% Full Time, 5% Part Time, and 4% Contract. Highlights an 78% Physical, 7% Hybrid, and 15% Remote job distribution, with an average salary of $66,677 per year, or $32.1 per hour.

Broker Dealer Compliance Officer Remote

Compliance Exchange Group

Smithtown, NY • On-site, Remote

$40 - $60/hr

Full-time

Dental, Vision, Retirement, PTO

Re-posted 4 days ago

Job description

Benefits:
  • 401(k)
  • Dental insurance
  • Flexible schedule
  • Opportunity for advancement
  • Paid time off
  • Parental leave
  • Training & development
  • Vision insurance

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses. This role will report to our Director of Growth and Operations.
is the market leader in providing a complete turn-key service for Broker Dealers including CMA / NMA services, buying, selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes principal outsourcing on all levels, including CCO, FINOP, CEO, and developing regulatory compliance systems to satisfy FINRA, SEC, state and federal regulators.
We love what we do and we're on a path for growth. Compliance Exchange Group is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and professional development as well as a healthy work-life balance. We provide an array of benefits including competitive compensation, flexible work schedules, PTO, 401(k) with employer contribution, performance-based bonuses, opportunities for growth and more!
This role is open to both W2 and 1099 opportunities with a compensation range of $40-$60 per hour
This is a remote position.
Compensation: $40.00 - $60.00 per hour
About CXG
Compliance Exchange Group (CXG) supports broker-dealers and financial services firms as they navigate complex regulatory environments and build sustainable, compliant businesses. We specialize in broker-dealer consulting and Chief Compliance Officer outsourcing, providing end-to-end support across compliance and finance functions.
Our team includes experienced professionals serving in roles such as:
  • Chief Compliance Officers
  • FINOPs
  • Licensed Principals
  • Series 4 - Registered Options
  • Series 24 - General Securities
  • Series 79 - Investment Banking

CXG professionals bring deep, practical experience. Many have helped build broker-dealers from the ground up and have held leadership roles including CEO, CFO, CCO, FINOP, and board positions. This real-world background allows us to approach our work thoughtfully, pragmatically, and with a strong understanding of how firms grow.
We work with startups seeking FINRA approval as well as small- to mid-sized firms looking to scale responsibly. Our focus is on delivering solutions that are practical, collaborative, and built to last.
At CXG, we value professionalism, integrity, and clear communication - both with our clients and with one another. We are building a team of people who take pride in their work, support one another, and want to grow alongside the company.

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