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Broker Dealers Jobs (NOW HIRING)

Alpaca

Account Executive - US

This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts. Our global team is a diverse group of experienced ...

Alpaca

Account Executive - US

You will help fintechs, broker-dealers, RIAs, wealth management firms, and banks launch and scale brokerage products using Alpaca's institutional Broker API and brokerage infrastructure. You'll ...

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Broker Dealers information

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$25.5K

$66.7K

$117K

How much do broker dealers jobs pay per year?

As of Aug 29, 2026, the average yearly pay for broker dealers in the United States is $66,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $75,000.00 per year, depending on experience, location, and employer.

What is the difference between Broker Dealers vs Financial Advisors?

AspectBroker DealersFinancial Advisors
CredentialsFINRA licenses (e.g., Series 7, Series 63)CFP, ChFC, or other financial planning certifications
Work EnvironmentBrokerage firms, securities firmsIndependent or firm-based financial planning firms
Employer & Industry UsagePrimarily in securities and investment industriesIn wealth management and financial planning sectors
Common Search & ComparisonOften compared for licensing and services offeredCompared for client advisory roles and planning services

Broker Dealers and Financial Advisors both operate within the financial services industry but serve different roles. Broker Dealers focus on executing securities transactions and are licensed through FINRA, while Financial Advisors provide comprehensive financial planning and often hold certifications like CFP. Understanding these differences helps clients choose the right professional for their financial needs.

Are stockbrokers still in demand?

Stockbrokers, including broker-dealers, continue to be in demand as they play a key role in financial markets by advising clients and executing trades. The profession requires licensing and strong knowledge of financial regulations, and demand is influenced by market activity and economic conditions.

How long does it take to become a broker-dealer?

Becoming a broker-dealer involves establishing a firm that is registered with the SEC and FINRA, which typically requires passing the Series 7 and Series 24 exams. The process can take several months to a year, depending on preparation time, licensing requirements, and regulatory approval. Additionally, individuals must meet certain experience and background standards before registration.

What does a broker dealer do?

A broker dealer is a person or firm that buys and sells securities on behalf of clients or for their own account. They facilitate transactions in financial markets, provide investment advice, and are regulated by authorities such as the SEC and FINRA. Broker dealers often require licensing and certifications like the Series 7 and Series 63 exams.
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Cities with the most Broker Dealers job openings:

What states have the most Broker Dealers jobs?

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What job categories do people searching Broker Dealers jobs look for?

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Broker Dealers jobs near you
Infographic showing various Broker Dealers job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 91% Full Time, 5% Part Time, and 3% Contract. Highlights an 75% Physical, 7% Hybrid, and 18% Remote job distribution, with an average salary of $66,677 per year, or $32.1 per hour.

Broker Dealer Compliance Officer Remote

CXG Holdings Inc

Smithtown, NY • Remote

$40 - $60/hr

Full-time

Retirement, PTO

Re-posted 29 days ago

Job description

We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will possess prior experience and hold active FINRA Series 7 & 24 licenses. This role will report to our Director of Growth and Operations.  
 
Compliance Exchange Group (CXG) is the market leader in providing a complete turn-key service for Broker Dealers including CMA / NMA services, buying, selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes principal outsourcing on all levels, including CCO, FINOP, CEO, and developing regulatory compliance systems to satisfy FINRA, SEC, state and federal regulators. 
 
We love what we do and we’re on a path for growth. Compliance Exchange Group is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and professional development as well as a healthy work-life balance. We provide an array of benefits including competitive compensation, flexible work schedules, PTO, 401(k) with employer contribution, performance-based bonuses, opportunities for growth and more! 
This role is open to both W2 and 1099 opportunities with a compensation range of $40-$60 per hour