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Bank Compliance Auditor Jobs (NOW HIRING)

Credit Agricole CIB

$150K - $185K/yr

By balance sheet size - The Banker, Juillet 2025 Reference 2026-114739 Update date 03/08/2026 ... Auditor, Vice President - Regulatory Compliance Contract type Permanent Contract Job summary ...

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Bank Compliance Auditor information

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$31.5K

$68.7K

$112K

How much do bank compliance auditor jobs pay per year?

As of Sep 7, 2026, the average yearly pay for bank compliance auditor in the United States is $68,732.00, according to ZipRecruiter salary data. Most workers in this role earn between $49,000.00 and $86,500.00 per year, depending on experience, location, and employer.

What are some typical challenges a bank compliance auditor faces when working with various departments during an audit?

A common challenge for Bank Compliance Auditors is navigating varying levels of compliance awareness and documentation quality across departments. Auditors often need to build rapport and communicate findings diplomatically to ensure cooperation and foster a culture of compliance. Additionally, they must adapt to evolving regulations while balancing thoroughness with efficiency to meet audit deadlines. Successful auditors develop strong interpersonal skills and a detail-oriented approach to overcome these obstacles and deliver value to their organizations.

What are the key skills and qualifications needed to thrive as a bank compliance auditor, and why are they important?

To thrive as a Bank Compliance Auditor, you need a solid understanding of banking regulations, risk management, and auditing procedures, often supported by a degree in accounting, finance, or a related field. Familiarity with audit software, regulatory compliance systems, and certifications like Certified Internal Auditor (CIA) or Certified Regulatory Compliance Manager (CRCM) is typically required. Strong analytical thinking, attention to detail, and effective communication skills help auditors identify issues and convey findings clearly. These skills and qualifications are crucial to ensure financial institutions operate within legal standards and to mitigate compliance risks.

What is the difference between Bank Compliance Auditor vs Bank Risk Analyst?

AspectBank Compliance AuditorBank Risk Analyst
CertificationsCAMI, CRCM, CIACFA, FRM, CAMS
Work EnvironmentInternal audit departments, regulatory agenciesRisk management teams, financial institutions
Primary FocusEnsuring compliance with laws and regulationsAssessing and managing financial risks
Industry UsageCommon in banking and financial institutionsCommon in banking, investment firms, and financial services

While both roles operate within the banking industry, a Bank Compliance Auditor primarily focuses on ensuring adherence to regulations and internal policies, whereas a Bank Risk Analyst evaluates potential financial risks to inform decision-making. Both roles require relevant certifications and are vital for maintaining a secure and compliant banking environment.

How much do bank compliance auditors make in the US?

Bank compliance auditors in the US typically earn between $55,000 and $85,000 annually, with the median salary around $70,000. Salaries vary based on experience, location, and the size of the financial institution, and the role often requires knowledge of regulations and auditing tools.

Is a bank compliance auditor a good job?

A bank compliance auditor is responsible for reviewing financial institutions to ensure adherence to laws and regulations, often requiring knowledge of banking laws, auditing standards, and attention to detail. The role offers stable employment, opportunities for advancement, and typically requires certifications such as CPA or CAMS. It can be a rewarding career for those interested in finance, regulation, and risk management.

Is banking compliance a good career?

Bank compliance auditors play a key role in ensuring financial institutions adhere to laws and regulations, which is essential for maintaining the integrity of the banking system. The field offers stable employment, opportunities for advancement, and often requires knowledge of regulations, auditing skills, and certifications such as CAMS or CRCM. It can be a rewarding career for those interested in finance, law, and risk management.
More about Bank Compliance Auditor jobs

What job categories do people searching Bank Compliance Auditor jobs look for?

The top searched job categories for Bank Compliance Auditor jobs are:

Bank Compliance Auditor jobs near you
Infographic showing various Bank Compliance Auditor job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $68,732 per year, or $33 per hour.

Senior Staff Auditor, Compliance (Hybrid)

Capital One

Charlotte, NC • On-site

Full-time

Re-posted 27 days ago

Key responsibilities

  • Conduct operational and compliance audit projects and support the annual audit plan.

  • Perform risk-based reviews and assessments of compliance with legal regulations and business activities, including relevant testing.

  • Communicate issues, risks, and recommendations to management and follow up on audit actions to ensure timely resolution.

Capital One rating

7.8

Company rating: 7.8 out of 10

Based on 148 frontline employees who took The Breakroom Quiz

88th of 175 rated banks

Job description

Senior Staff Auditor, Compliance (Hybrid)
Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Corporate Compliance Audit team. As a member of the Corporate Compliance Audit team, you will focus on conducting operational and compliance audit projects and supporting the annual audit plan.

Responsibilities:

  • Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities. Perform relevant testing based on the risks and processes associated with the area being audited.

  • Assist in communicating issues, risks, and recommendations to all levels of management.

  • Operate independently and ensure work is completed according to schedule and meets our high-quality standards.

  • Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.

  • Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.

  • Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.

  • Proactively seek out learning opportunities to enhance skills and competencies related to role.

Here's what we're looking for in an ideal teammate:

  • You are a critical thinker who seeks to understand the business and its control environment.

  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.

  • You possess a relentless focus on quality and timeliness.

  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.

  • You're a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

  • You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

  • You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

  • Bachelor's Degree or military experience

  • At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.

Preferred Qualifications:

  • Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Information Systems or Master of Business Administration

  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification

  • 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination

  • 2+ years of experience performing data analysis in support of internal auditing

  • At least 1 year of experience in corporate compliance

  • At least 1 year of experience with data analytics tools in support of internal audit

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Charlotte, NC: $87,700 - $100,100 for Senior Staff Auditor


McLean, VA: $96,500 - $110,100 for Senior Staff Auditor


New York, NY: $105,300 - $120,100 for Senior Staff Auditor


Plano, TX: $87,700 - $100,100 for Senior Staff Auditor


Richmond, VA: $87,700 - $100,100 for Senior Staff Auditor


Riverwoods, IL: $87,700 - $100,100 for Senior Staff Auditor






Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

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