AML Analyst
Austin, TX · On-site
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required. Conduct investigations into potentially ...
Austin, TX · On-site
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required. Conduct investigations into potentially ...
Austin, TX · On-site
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required. Conduct investigations into potentially ...
Tempe, AZ · On-site
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required. * Conduct investigations into potentially ...
Tempe, AZ · On-site
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required. * Conduct investigations into potentially ...
$309K/yr
... AML compliance * Ability to provide counsel on privacy and cyber security risks associated with digital currency and products is beneficial * Excellent academic and law firm credentials, with ...
$309K/yr
... AML compliance * Ability to provide counsel on privacy and cyber security risks associated with digital currency and products is beneficial * Excellent academic and law firm credentials, with ...
Duluth, GA · On-site
$90K - $95K/yr
... Attorneys, Compliance Officers and Compliance Analysts. This role is responsible for reviewing ... Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made ...
Duluth, GA · On-site
$90K - $95K/yr
... Attorneys, Compliance Officers and Compliance Analysts. This role is responsible for reviewing ... Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made ...
Duluth, GA · Hybrid
$90K - $95K/yr
... Attorneys, Compliance Officers and Compliance Analysts. This role is responsible for reviewing ... Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made ...
Duluth, GA · Hybrid
$90K - $95K/yr
... Attorneys, Compliance Officers and Compliance Analysts. This role is responsible for reviewing ... Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made ...
Manhattan, NY · Hybrid
$150K - $170K/yr
The OGC Lawyer - Compliance (Regulatory) is an integral part of Latham's Office of the General ... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ...
Manhattan, NY · Hybrid
$150K - $170K/yr
The OGC Lawyer - Compliance (Regulatory) is an integral part of Latham's Office of the General ... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ...
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
Manhattan, NY · On-site
$150K/yr
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
Manhattan, NY · On-site
$150K/yr
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... AML), DAC6, UK Criminal Finances Act, and related regulatory requirements * Triaging and ... S. state; a qualified lawyer * Admitted in the jurisdiction in which their Latham office is located
... external attorneys, administrative agent banks, and various other internal operations groups ... Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience SKILLS:
... external attorneys, administrative agent banks, and various other internal operations groups ... Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience SKILLS:
Chicago, IL · On-site
$65K - $116K/yr
... external attorneys, administrative agent banks, and various other internal operations groups ... Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience SKILLS ...
Chicago, IL · On-site
$65K - $116K/yr
... external attorneys, administrative agent banks, and various other internal operations groups ... Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) experience SKILLS ...
New York, NY · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
New York, NY · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
Washington, DC · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
Washington, DC · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
Raleigh, NC · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
Raleigh, NC · On-site
The Firm has over 2,800 lawyers around the world, providing a comprehensive service to national and ... AML) compliance and sanctions issues including assistance with drafting waivers and maintaining ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
The attorney will operate with a high degree of independence, receiving supervision that is ... Identify emerging anti-bribery/AML compliance issues, assess risks, advise on due diligence ...
New York, NY · On-site
$115K/yr
Staff Attorneys sign three-month contracts, which are renewable depending on their performance and ... AML material) and coordinating with investors and client * Transfers of LP interests process ...
New York, NY · On-site
$115K/yr
Staff Attorneys sign three-month contracts, which are renewable depending on their performance and ... AML material) and coordinating with investors and client * Transfers of LP interests process ...
Manhattan, NY · On-site
$245K - $320K/yr
Defending clients before DOJ, SEC, state attorneys general, inspectors general, and congressional ... Matters involving fraud, False Claims Act, FCPA, securities enforcement, and OFAC/BSA/AML What you ...
Manhattan, NY · On-site
$245K - $320K/yr
Defending clients before DOJ, SEC, state attorneys general, inspectors general, and congressional ... Matters involving fraud, False Claims Act, FCPA, securities enforcement, and OFAC/BSA/AML What you ...
$47K - $55.3K
3% of jobs
$55.3K - $63.5K
6% of jobs
$63.5K - $71.8K
7% of jobs
$78.2K is the 25th percentile. Wages below this are outliers.
$71.8K - $80.1K
11% of jobs
$80.1K - $88.4K
16% of jobs
The median wage is $90.9K / yr.
$88.4K - $96.6K
22% of jobs
$101.4K is the 75th percentile. Wages above this are outliers.
$96.6K - $104.9K
17% of jobs
$104.9K - $113.2K
6% of jobs
$113.2K - $121.5K
5% of jobs
$121.5K - $129.7K
1% of jobs
$129.7K - $138K
5% of jobs
$47K
$100.6K
$138K
| Aspect | Aml Lawyer | Compliance Officer |
|---|---|---|
| Required Credentials | Legal degree, Bar admission, specialized AML certifications | Relevant certifications like CCEP, CAMS, and legal or compliance background |
| Work Environment | Law firms, financial institutions, regulatory agencies | Financial institutions, corporations, regulatory bodies |
| Industry Usage | Legal advisory, regulatory compliance, AML investigations | Monitoring, implementing AML policies, risk assessment |
Both Aml Lawyers and Compliance Officers play vital roles in AML compliance. Aml Lawyers focus on legal advice, regulatory interpretation, and representing clients in AML matters, while Compliance Officers implement policies, monitor transactions, and ensure ongoing adherence to AML laws. Their roles often overlap but differ mainly in their focus—legal versus operational compliance.

Full-time
This job post has expired today. Applications are no longer accepted.
Lead with Purpose. Partner with Impact.
As an AML Analyst, you will proactively interact with various departments within Kestra and third-party vendors to ensure that AML-related procedures and processes are being executed within industry regulations and Kestra policies.
What You’ll Do:
Conduct reviews and investigations into possible violations of AML policies and procedures
Answer AML and privacy questions
Execute review of alerts in firm’s Customer Identification Program (CIP)
Promptly review FinCEN client checks
Review clearing firm generated alerts and reports
Review alerts and reports generated by AML platforms (e.g. LexisNexis, Protegent, etc.) for further action or clearances.
Coordinate with AML Team to prepare and file Suspicious Activity Reports, FinCEN 314(a) and 314(b) requests.
Work with and notify team of any violations or issues due to AML activity.
Serve as a point of contact with third party vendors when a privacy breach occurs.
Coordinate with AML Team and Field to review and resolve privacy breaches-including notifications to clients and State Attorneys Generals when required.
Conduct investigations into potentially suspicious activity.
Exhibit the subject matter expertise necessary to provide key insights related to data reviews.
Identify and problem solve systemic or efficiency issues, potentially across departments.
Stay up to date with AML and privacy regulations including but not limited to: Bank Secrecy Act, the Patriot Act, OFAC Sanctions, the Fact Act, and Reg S-P
Assist management in assigned tasks.
What You Bring:
Bachelor’s degree required or relevant work experience
2+ years’ experience in an analytical role within a broker/dealer environment or 3 years of industry experience.
Strong commitment to culture and demonstration of professionalism, accountability, customer/client focus, and teamwork
Excellent written and oral communications skills
Ability to communicate and work with all associates of all levels within our organization
Ability to prioritize multiple tasks and manage projects effectively
Attention to detail and organizational skills
Ability to work independently and focus on job tasks with little hands on supervision
Ability to learn different software systems
Strong analytical skills and ability to research items in an efficient and timely manner
Software knowledge of MS Word, Excel and Outlook
CERTIFICATIONS, LICENSES, REGISTRATIONS:
Series 7 required
Series 24 required (or obtained within 90 days of employment)
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Finance and insurance
201 - 500 Employees
West Lake Hills, TX, US
1997