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Wealth Management Operations Manager Jobs in Raleigh, NC

Argent Financial Group

Wealth Advisor

Raleigh, NC · On-site

Wealth Advisor General A Wealth Advisor plays a pivotal role in managing and growing relationships with high-net-worth clients. As a Wealth Advisor, you will leverage your expertise to deliver ...

Fnbcorp

Wealth Advisor

Raleigh, NC

Market Executive - Wealth Management Position Overview: This position is primarily responsible for driving new revenue on behalf of FNB Wealth Management, within an assigned region. This individual ...

CVS Health

Operations Manager

Youngsville, NC · On-site

$19 - $29/hr

Sales and inventory management * Employee staffing, training, and development * Financial management * Customer service leadership Unlike the Store Manager in Training position, the Operations ...

CVS Health

Operations Manager

Youngsville, NC · On-site

$19 - $29/hr

Sales and inventory management * Employee staffing, training, and development * Financial management * Customer service leadership Unlike the Store Manager in Training position, the Operations ...

Pwc

Asset & Wealth Management Tax Manager

Raleigh, NC

$99K - $266K/yr

Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Manager & Summary At PwC, our people in tax services focus on providing advice and guidance to clients on ...

Avendelle Assisted Living

Operations Manager

Cary, NC · On-site

Driving consistency, communication, and performance This role is a management role with operational oversight. What This Role Requires This role requires someone who: * Thinks in systems, not just ...

BrightView

Operations Manager

Raleigh, NC · On-site

The Operations Manager is responsible for overseeing the day-to-day operations of the branch ... Implement processes to improve customer experience. 8. Project Management * Lead or contribute to ...

BrightView

Operations Manager

Durham, NC · On-site

The Operations Manager is responsible for overseeing the day-to-day branch operations, ensuring ... Forecasting and Labor Management: Execute weekly and monthly labor planner, monitor expenses ...

Eaton

Operations Manager

Youngsville, NC · On-site

$97K - $143K/yr

The Operations Manager directs and coordinates functions for the product line including ... Participate in employment and staffing decisions, performance management decisions. * Maintain ...

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All JobsWealth Management Operations Manager JobsWealth Management Operations Manager Jobs in Raleigh, NC

Wealth Management Operations Manager information

See Raleigh, NC salary details

$27.7K

$56.7K

$105.9K

How much do wealth management operations manager jobs pay per year?

As of Jun 24, 2026, the average yearly pay for wealth management operations manager in Raleigh, NC is $56,720.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,600.00 and $69,300.00 per year, depending on experience, location, and employer.

What are some common challenges faced by Wealth Management Operations Managers, and how can they be addressed?

Wealth Management Operations Managers often encounter challenges such as navigating evolving regulatory requirements, maintaining data accuracy, and streamlining complex workflows across multiple platforms. To address these, it's important to stay updated on financial regulations, implement robust compliance processes, and foster strong communication between front-office advisors and back-office teams. Leveraging automation tools and encouraging ongoing professional development for team members can also help maintain efficiency and minimize errors in daily operations.

What are the key skills and qualifications needed to thrive as a Wealth Management Operations Manager, and why are they important?

To thrive as a Wealth Management Operations Manager, you need a solid background in finance, operations management, and regulatory compliance, often supported by a bachelor’s degree in finance or business and relevant industry experience. Familiarity with portfolio management systems, financial reporting tools, and regulatory platforms like FINRA or SEC compliance systems is typically required. Strong leadership, analytical thinking, and effective communication skills help manage teams and ensure smooth operational workflows. These skills are essential for maintaining regulatory standards, optimizing efficiency, and delivering high-quality service to clients.

What does a Wealth Management Operations Manager do?

A Wealth Management Operations Manager oversees the daily operations and administrative functions within a wealth management firm or division. Their responsibilities typically include managing client account processes, ensuring compliance with financial regulations, implementing operational policies, and coordinating with advisors and other departments to deliver seamless client service. They play a crucial role in optimizing workflow efficiency, minimizing risk, and maintaining the overall quality of financial services provided to clients.

What is the difference between Wealth Management Operations Manager vs Financial Advisor?

AspectWealth Management Operations ManagerFinancial Advisor
Primary RoleOversees operational processes, compliance, and client account administration within wealth management firms.Provides personalized financial planning and investment advice to clients.
Required CredentialsTypically requires industry certifications like Series 7, Series 63, or Series 65; strong knowledge of financial regulations.Often requires certifications such as CFP, Series 7, or Series 66; focus on financial planning credentials.
Work EnvironmentWorks within financial institutions, supporting advisors and client service teams.Works directly with clients, offering tailored financial strategies and investment recommendations.

While both roles operate within the wealth management industry, the Wealth Management Operations Manager focuses on internal processes and compliance, whereas the Financial Advisor directly engages with clients to develop financial plans. Understanding these differences helps in choosing the right career path or job opportunity.

What are the most commonly searched types of Wealth Management Operations jobs in Raleigh, NC? The most popular types of Wealth Management Operations jobs in Raleigh, NC are:
What are popular job titles related to Wealth Management Operations Manager jobs in Raleigh, NC? For Wealth Management Operations Manager jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Wealth Management Operations Manager jobs in Raleigh, NC look for? The top searched job categories for Wealth Management Operations Manager jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Wealth Management Operations Manager jobs? Cities near Raleigh, NC with the most Wealth Management Operations Manager job openings:
Wealth Management Operations Manager jobs near you
Wealth Advisor

Wealth Advisor

Argent Financial Group

Raleigh, NC • On-site

Full-time

Posted 19 days ago

Job description

Wealth Advisor

General Job Description

A Wealth Advisor plays a pivotal role in managing and growing relationships with high-net-worth clients. As a Wealth Advisor, you will leverage your expertise to deliver personalized wealth management strategies, conduct detailed financial assessments, and provide comprehensive advice on investment management, retirement planning, estate planning, and tax optimization. Success in this role requires a deep understanding of financial markets, and a proactive approach to client service.

Essential Duties

  • Cultivate trust-based and investment relationships with high-net-worth clients, providing targeted advice and developing customized wealth management strategies.
  • Identify and close new business development opportunities to expand the firm’s client base, achieving annual growth objectives through new business production.
  • Develop and maintain relationships with centers of influence such as CPAs and attorneys to ensure a network of professional advisor resources for clients and for new business referrals to Argent.
  • Conduct thorough financial assessments to understand clients' goals, risk profiles, and financial positions. Deliver complex financial presentations to clients, facilitate financial planning discussions, and deliver goals-based planning output.
  • Provide expert advice on investment management, asset allocation, retirement planning, estate planning, and tax optimization.
  • Develop Investment Policy Statements (IPS) and conduct annual reviews and updates, ensuring compliance with regulations. Implement investment strategy recommendations.
  • Implement investment strategies aligned with clients' goals using various investment vehicles, regularly reviewing and adjusting portfolios.
  • Stay informed about industry trends and regulatory changes to provide informed advice. Maintain current knowledge of financial markets, Argent investment process, and wealth management offering.
  • Coordinate with relationship team members including portfolio managers, tax advisors, and estate counsel to deliver comprehensive wealth management solutions.
  • Exceed performance expectations and standards for success, ensuring adherence to risk, control policies, and regulatory guidelines.
  • Manage ongoing account reviews, asset allocation models, and CRM system use to maintain accurate records.


Qualifications:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skills, and/or ability required.

  • Bachelor's degree.
  • Minimum 10 years of experience in wealth management, financial services, investments, tax or trust and estate legal field, serving high-net-worth clients.
  • Strong knowledge of financial markets, investment products, tax strategies, estate planning, and retirement planning.
  • Analytical expertise, notable attention to detail, and self-initiated follow-through.
  • Clear and effective communication skills.
  • Proficiency in financial planning software and Microsoft Office Suite.
  • An understanding of matters related to income, gift, and estate taxes, investments, employee benefits, and personal and philanthropic wealth transfer strategies
  • Great interpersonal and process management skills; and
  • Achieving or a candidate for at least one of the following advanced degrees or designations: CPA, JD, CFP®.