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Trading Operations Manager Jobs in Arizona (NOW HIRING)

Kestra Holdings

Trading Specialist I

Tempe, AZ · On-site

Kestra Financial is a wealth management platform dedicated to empowering independent financial ... Trading Operations team. In this role, you will be responsible for assisting our Financial ...

City of Mesa

Facilities Operations Manager

Mesa, AZ

$89K - $130K/yr

A Facilities Operations Manager is responsible for supervising and overseeing construction ... This classification is responsible for supervising and overseeing trades and technical work in ...

City of Mesa, AZ

Facilities Operations Manager

Mesa, AZ · On-site

$89K - $130K/yr

This classification is responsible for supervising and overseeing trades and technical work in ... A Facilities Operations Manager receives supervision from a Facilities Management Department ...

TAS Concrete

Operations Manager

Litchfield Park, AZ · On-site

... manage the operations and to evaluate expand into other business and industry segments. This ... or trade secret information belonging to the Company. EMPLOYEE SAFETY AND COMPLIANCE * Responsible ...

Schneider

Operations Manager

Litchfield Park, AZ · On-site

... manage the operations and to evaluate expand into other business and industry segments. This ... or trade secret information belonging to the Company. EMPLOYEE SAFETY AND COMPLIANCE * Responsible ...

Meta

Critical Operations Manager

Mesa, AZ

$143K/yr

The Critical Operations Manager (COM) is responsible for the safe and effective operations ... Trade Certification or state license in Mechanical (HVAC) * Demonstrated ability to integrate AI ...

JLL

Facilities Operations Manager

Tucson, AZ · On-site

Whether you've got deep experience in commercial real estate, skilled trades or technology, or you ... The Facilities Operations Manager will oversee the management and operation of properties and ...

JLL

Facilities Operations Manager

Surprise, AZ · On-site

Whether you've got deep experience in commercial real estate, skilled trades or technology, or you ... The Facilities Operations Manager will oversee the management and operation of properties and ...

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Trading Operations Manager information

What are the key skills and qualifications needed to thrive as a Trading Operations Manager, and why are they important?

To thrive as a Trading Operations Manager, you need a solid understanding of financial markets, trade lifecycle management, and strong analytical skills, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, order management systems (OMS), and regulatory compliance tools is essential, and certifications like CFA or FRM can be advantageous. Exceptional attention to detail, problem-solving abilities, and strong communication skills help manage risk and ensure smooth cross-team coordination. These skills and qualities are crucial to minimize operational errors, ensure regulatory compliance, and maintain the efficiency and integrity of trading activities.

What are the primary challenges Trading Operations Managers face when supporting fast-paced trading environments?

Trading Operations Managers often work in high-pressure settings where accurate and timely trade settlements are critical. A key challenge is ensuring that all trades are processed correctly and reconciled promptly, as errors can have significant financial and regulatory consequences. Additionally, they must quickly resolve discrepancies, coordinate with traders and back-office teams, and adapt to rapidly changing market conditions. Proactive communication and strong problem-solving skills are essential for success in this dynamic environment.

What is the difference between Trading Operations Manager vs Trading Analyst?

AspectTrading Operations ManagerTrading Analyst
ResponsibilitiesOversees trading processes, manages teams, ensures compliance, and optimizes operations.Analyzes market data, supports trading strategies, and provides reports for decision-making.
Required SkillsStrong leadership, operational knowledge, risk management, and communication skills.Analytical skills, market knowledge, data analysis, and reporting abilities.
CertificationsTypically CFA, FRM, or similar certifications preferred.Often holds CFA or similar certifications, but less managerial focus.
Work EnvironmentFinancial firms, trading floors, or investment banks.Research departments, trading desks, or financial analysis teams.

The Trading Operations Manager focuses on managing trading processes and teams, ensuring smooth operations and compliance. In contrast, the Trading Analyst primarily analyzes market data and supports trading strategies. Both roles often require similar certifications like CFA and work within financial institutions, but their core responsibilities differ significantly.

What does a Trading Operations Manager do?

A Trading Operations Manager oversees the day-to-day activities related to trade execution, settlement, and reconciliation in financial markets. They ensure that all trades are processed accurately and efficiently, while also managing operational risks and ensuring compliance with regulations. Their role often includes coordinating with traders, back-office teams, and technology staff to resolve any trade discrepancies or issues. Additionally, they may be responsible for implementing process improvements and supporting new trading initiatives within the organization.
What are popular job titles related to Trading Operations Manager jobs in Arizona? For Trading Operations Manager jobs in Arizona, the most frequently searched job titles are:
What job categories do people searching Trading Operations Manager jobs in Arizona look for? The top searched job categories for Trading Operations Manager jobs in Arizona are:
What cities in Arizona are hiring for Trading Operations Manager jobs? Cities in Arizona with the most Trading Operations Manager job openings:
Trading Operations Manager jobs near you
Trading Specialist I

Trading Specialist I

Kestra Holdings

Tempe, AZ • On-site

Full-time

Medical, Retirement

Posted 13 days ago

Job description

Kestra Financial is a wealth management platform dedicated to empowering independent financial professionals-including traditional and hybrid RIAs-to grow their businesses and deliver exceptional client service. We combine advanced business management technology with personalized consulting to provide unmatched scale, efficiency, and support. Our advisor-focused culture is built on innovation and advocacy, enabling advisors to offer comprehensive securities and investment advisory solutions to their clients
Lead with Purpose. Partner with Impact.
Kestra Financial is seeking a dynamic and motivated Trading Specialist to join our Trading Operations team. In this role, you will be responsible for assisting our Financial Professionals by helping them with any trade related, operational needs while mitigating firm and client risk. The ideal candidate is detail oriented, has a service mindset, and understands how the markets work. The ideal candidate is eager to contribute to our mission of Powering Financial Independence by having a serve, make it happen, and one team mentality.
What You'll Do:
  • Comply with all regulatory rules, written desktop procedures/standard operating procedures and company policies.
  • Communicate effectively with the Kestra Financial Professionals and with internal staff.
  • Identify exceptions around activities and functions processed within and through the department and bring to Managements' and/or Compliance's attention immediately.
  • Demonstrate a working knowledge of and assist with the processing and monitoring of one or more of the revenue generating products that fall under Trading Operations purview and be able to competently explain those processes to Financial Professionals, including best practices.
  • Assist our Financial Professionals, clearing firm, and external and internal partners with general and complex transactions, correcting trade breaks, trade corrections, research/inquiries, and adherence to agreements and/or policies (and other functions assigned to the team).
  • Maintain accurate and timely daily trade logs, blotters, trade correction documentation, and report review.
  • Assist with new team member training in areas of expertise.
  • Assist with monthly or quarterly status meetings on regulatory trade reporting statistics.
  • Assist other positions within the department.
  • Other responsibilities as assigned.
  • Commitment to culture requires a demonstration of professionalism, accountability, customer/client focus, and teamwork.

What You Bring:
  • High School Graduate required
  • College degree strongly preferred
  • 1+ years equivalent industry related experience strongly preferred
  • Must be able to perform duties accurately and timely
  • Must demonstrate corporate mission statement and advisor first culture
  • Must be proficient with Microsoft Outlook, Word, and Excel. Must have basic knowledge of Power Point
  • Must be able to read, analyze and reconcile trading reports
  • Must become proficient with the use of clearing firm, vendor(s) and internal programs and software within 30 days of hire including but not limited to Salesforce
  • Must possess good analytical skills, problem solving skills and good communication skills, both verbal and written
  • Must have good attention to detail
  • May be required to work overtime, as necessary

CERTIFICATIONS, LICENSES, REGISTRATIONS:
  • Must hold the Series 7, 63 (or 66) licenses
  • May be requested to obtain other licenses, as determine to be required on the team, within 6 months request of management

Internal Application Policy:
Internal applicants must be in good standing and have a minimum of 1 year of service with Kestra. Internal applicants must also have a minimum of 1 year service in current role unless approved by EVP.
Benefits to support you:
  • Competitive pay and benefits with a large employer (over 1600 employees nationwide)
  • 401(k), health insurance, and a competitive benefits package
  • Work in a supportive, collaborative environment committed to professional excellence
  • Help clients navigate meaningful financial decisions with confidence
  • Opportunities for training, development, and long-term growth within the firm
  • Tuition reimbursement for qualified expenses

Kestra Values:
Our Mission is Powering Financial Independence, enabling the growth and success of investing clients and the advisors who serve them. We do that by living our values: Serve, Make it Happen, and One team.
Explore Life at Kestra
Kestra Holdings Website: https://www.kestrafinancial.com/
Careers Portal: https://jobs.dayforcehcm.com/en-US/kestra/KESTRACAREERSITE
LinkedIn: https://www.linkedin.com/company/kestra-financial
Apply Today
Lead with purpose. Apply now and help shape the future of Kestra.
DisclosureBy applying to a job at Kestra Financial, Inc., you are agreeing to the following statements:
  • You acknowledge that if hired, Kestra Financial, Inc. may, obtain and use background information concerning your credit, character, general reputation, personal characteristics, work habits, performance and experience for evaluation for your potential employment.
  • It is the policy of Kestra Financial to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, sex, sexual orientation, gender, identity or expression, age, disability, marital status, citizenship, national origin, genetic information, or any other characteristic protected by law. Kestra Financial prohibits any such discrimination or harassment.

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