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Trading Operations Associate Jobs in North Carolina

Stifel

Client Service Associate - NR

Pinehurst, NC

$11.75 - $16.25/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Chapel Hill, NC

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Chapel Hill, NC

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Pinehurst, NC

$11.75 - $16.25/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Chapel Hill, NC · On-site

$12 - $16.50/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Pinehurst, NC · On-site

$11.75 - $16.25/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Lowe's

Operations Analyst LPS

Mooresville, NC · On-site

Prepares customers to use system by conducting training for branch associates to support ... trade experts and providing disaster relief to communities in need. For more information, visit ...

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Showing results 21-40

All JobsTrading Operations Associate JobsTrading Operations Associate Jobs in North Carolina

Trading Operations Associate information

See North Carolina salary details

$10

$23

$48

How much do trading operations associate jobs pay per hour?

As of Aug 8, 2026, the average hourly pay for trading operations associate in North Carolina is $23.85, according to ZipRecruiter salary data. Most workers in this role earn between $16.15 and $27.55 per hour, depending on experience, location, and employer.

What are some common challenges faced by trading operations associates in supporting trade settlements and how are they addressed?

Trading Operations Associates often encounter challenges such as resolving trade discrepancies, ensuring timely settlement of trades, and managing high volumes of transactions under tight deadlines. Addressing these issues requires strong attention to detail, effective communication with counterparties and internal teams, and the ability to quickly troubleshoot and escalate problems when necessary. Many firms provide comprehensive training and utilize advanced reconciliation tools to help associates efficiently identify and resolve breaks, ensuring smooth trade lifecycle management.

What are the key skills and qualifications needed to thrive as a trading operations associate?

To thrive as a Trading Operations Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, order management systems (OMS), and proficiency in Excel or other data analysis tools are commonly required, and certifications like FINRA Series 7 or 63 may be advantageous. Exceptional problem-solving, communication, and time-management skills help you excel under pressure and work effectively with traders, clients, and back-office teams. These skills ensure accurate trade processing, risk mitigation, and smooth market operations in a high-stakes environment.

What is the difference between Trading Operations Associate vs Trading Analyst?

AspectTrading Operations AssociateTrading Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plus but not mandatorySimilar credentials; often holds a bachelor's degree, with some roles preferring CFA or related certifications
Work EnvironmentSupports trading desks by handling operational tasks, trade settlements, and compliance; fast-paced, team-orientedFocuses on analyzing trading data, market trends, and performance; analytical and research-driven
Employer & Industry UsageCommon in investment banks, asset management firms, and trading housesFound in financial institutions, hedge funds, and asset managers

While both roles require a finance background and involve working within trading environments, the Trading Operations Associate primarily manages operational tasks and trade support, whereas the Trading Analyst focuses on analyzing market data and trading performance. They often work closely but serve different functions within trading teams.

What is a trading operations associate?

Trading Operations Associates are professionals who support the daily activities of trading desks at financial institutions. Their key responsibilities include trade settlement, trade confirmation, reconciliation, and ensuring compliance with regulatory requirements. They act as a bridge between traders, back-office teams, and external parties to ensure transactions are processed smoothly and efficiently. Attention to detail, strong analytical skills, and the ability to work under pressure are essential for this role. This position offers valuable exposure to financial markets and is often a stepping stone to more advanced roles in finance.
What are popular job titles related to Trading Operations Associate jobs in North Carolina? For Trading Operations Associate jobs in North Carolina, the most frequently searched job titles are:
What job categories do people searching Trading Operations Associate jobs in North Carolina look for? The top searched job categories for Trading Operations Associate jobs in North Carolina are:
What cities in North Carolina are hiring for Trading Operations Associate jobs? Cities in North Carolina with the most Trading Operations Associate job openings:
Trading Operations Associate jobs near you
Infographic showing various Trading Operations Associate job openings in North Carolina as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $49,610 per year, or $23.9 per hour.

Senior Associate/Associate Director, Trading Practices Compliance

Barings LLC

Charlotte, NC • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 22 days ago

Job description

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.
We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities.
Title: Senior Associate/Associate Director, Trading Practices Compliance
Business Unit: Compliance
Location: Charlotte, NC
Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe, and Asia Pacific.
Job Summary
Responsible for the day-to-day surveillance and oversight activities for the Firm's various trading functions. Position is responsible for the assessment of the Firm's trading risk and identifying breaches to prescribed policies. Requires the use of policies, procedures, and manual and automated systems to mitigate these risks and comply with regulatory restrictions. This position reports to the Head of Trading Practices Compliance and is a visible position within the organization often interacting with members of the firm's Portfolio Management, Trading, Legal, Risk, and Operations teams.
Position is vital to the success of the organization's trading practices compliance function. Given the volume and types of investment activity occurring, it is important that there be adequate trade compliance coverage. This position will have a direct impact on the firm's ability to conduct business in accordance with applicable law, thereby protecting the firm from adverse regulatory exposure and minimizing litigation risk, as well as damage to the firm's industry reputation.
Primary Responsibilities
  • Responsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation
  • Conduct ongoing surveillance and monitoring activities to identify potential misuse of Material Non-Public Information (MNPI) across trading, research, and other business activities.
  • Review and evaluate wall-crossing requests and related documentation to ensure proper controls, approvals, and regulatory requirements are satisfied.
  • Proactively identify patterns or trends through surveillance reviews and escalate findings as appropriate.
  • Draft, maintain, and enhance policies and procedures related to trading practices and regulatory obligations.
  • Lead or contribute to key departmental and firm-wide projects, ensuring alignment with compliance objectives.
  • Participate in developing reporting and periodic presentation to governance forums as needed.
  • Develop and deliver targeted training on trading-related rules, regulations, and internal policies to relevant stakeholders.
  • Resolve or escalate trading-related compliance issues and provide practical guidance to business units.
  • Collaborate with IT, front office, and other stakeholders to design and implement solutions that address new and evolving regulatory requirements.
  • Stay current on regulatory developments and enforcement actions affecting trading practices and advise management on significant issues and emerging risks.

Qualifications
  • Minimum 4 years of investment adviser or financial service experience with emphasis on trade compliance. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
  • Experience with Firewalls, Insider Trading, Market Conduct, and other conflicts of interest polices strongly preferred.
  • Knowledge of the provisions within Investment Advisers Act, Investment Company Act, ERISA, FCA Handbook/UCITS, MAR, AIFMD, MIFID II and other applicable regulations.
  • Experience working with regulatory agencies (e.g., SEC, FINRA, CFTC, FCA) and/or a corporate audit environment a plus.
  • Experience in project management and addressing ad-hoc data analysis requests.
  • Effective, results orientated team player with strong interpersonal skills; Critical thinker with very strong organizational and analytical skills; must be very detail oriented.
  • Must be self-motivated and must possess the skills to successfully interact with and negotiate with internal professionals, including management.
  • Strong ability to comprehend highly technical regulatory requirements.
  • Demonstrates ongoing commitment to continuous learning and self- improvement.
  • Aladdin and strong Excel experience also a plus.
  • Ability to handle high volumes of work under tight deadlines while maintaining accuracy and minimizing risk.
  • Good communicator who has previous daily engagement with investment teams.
  • Proficiency in Aladdin or another order management system required.

#LI-JS1
Requisite Skills
Additional Skills
Barings is an Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply.
Barings offers a comprehensive benefits package including:
CORE BENEFITS & WELLNESS
  • Medical (including Virtual Care), Prescription, Dental, and Vision Coverage
  • Fitness Center Reimbursement Program (Including Online Memberships)
  • Employee Assistance Program (EAP)
  • Fertility Benefits

FINANCIAL WELL-BEING
  • Highly competitive 401(k) Plan with Company Match
  • Health Savings Account (HSA) with Company Contributions
  • Flexible Spending Accounts (FSA) - Health Care & Dependent Care
  • Retirement Health Reimbursement Account

LIFE INSURANCE
  • Basic and Supplemental Life Insurance
  • Spouse and Child Life Insurance

TIME OFF, DISABILITY AND LEAVE OF ABSENCE
  • Paid Vacation, Sick Days and Annual Holidays
  • Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time)
  • Short and Long Term Disability Plans
  • Paid Volunteer Time

OTHER BENEFITS
  • Education Assistance Program
  • Charitable Matching Gifts Program
  • Commuter Reimbursement Program
  • Adoption and Surrogacy Reimbursement Program

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