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Trading Operations Associate Jobs in North Carolina

Capgroup

Core Ops Associate Senior

Charlotte, NC

You have foundational knowledge of mutual funds, investment vehicles, post-trade operations, fund ... You communicate effectively with associates, analysts, managers, outsourced providers, and cross ...

Stifel

Client Service Associate - NR

Pinehurst, NC · On-site

$11.75 - $16.25/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Greenville, NC · On-site

$13 - $18/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

Stifel

Client Service Associate - NR

Greenville, NC · On-site

$14 - $19.25/hr

Organize and assist in the maintenance of complete client account and trade- related records for ... Perform operational or administrative functions for client related requests (i.e., check requests ...

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All JobsTrading Operations Associate JobsTrading Operations Associate Jobs in North Carolina

Trading Operations Associate information

See North Carolina salary details

$10

$23

$48

How much do trading operations associate jobs pay per hour?

As of Aug 29, 2026, the average hourly pay for trading operations associate in North Carolina is $23.85, according to ZipRecruiter salary data. Most workers in this role earn between $16.15 and $27.55 per hour, depending on experience, location, and employer.

What is a trading operations associate?

Trading Operations Associates are professionals who support the daily activities of trading desks at financial institutions. Their key responsibilities include trade settlement, trade confirmation, reconciliation, and ensuring compliance with regulatory requirements. They act as a bridge between traders, back-office teams, and external parties to ensure transactions are processed smoothly and efficiently. Attention to detail, strong analytical skills, and the ability to work under pressure are essential for this role. This position offers valuable exposure to financial markets and is often a stepping stone to more advanced roles in finance.

What are the key skills and qualifications needed to thrive as a trading operations associate?

To thrive as a Trading Operations Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, order management systems (OMS), and proficiency in Excel or other data analysis tools are commonly required, and certifications like FINRA Series 7 or 63 may be advantageous. Exceptional problem-solving, communication, and time-management skills help you excel under pressure and work effectively with traders, clients, and back-office teams. These skills ensure accurate trade processing, risk mitigation, and smooth market operations in a high-stakes environment.

What are some common challenges faced by trading operations associates in supporting trade settlements and how are they addressed?

Trading Operations Associates often encounter challenges such as resolving trade discrepancies, ensuring timely settlement of trades, and managing high volumes of transactions under tight deadlines. Addressing these issues requires strong attention to detail, effective communication with counterparties and internal teams, and the ability to quickly troubleshoot and escalate problems when necessary. Many firms provide comprehensive training and utilize advanced reconciliation tools to help associates efficiently identify and resolve breaks, ensuring smooth trade lifecycle management.

What is the difference between Trading Operations Associate vs Trading Analyst?

AspectTrading Operations AssociateTrading Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plus but not mandatorySimilar credentials; often holds a bachelor's degree, with some roles preferring CFA or related certifications
Work EnvironmentSupports trading desks by handling operational tasks, trade settlements, and compliance; fast-paced, team-orientedFocuses on analyzing trading data, market trends, and performance; analytical and research-driven
Employer & Industry UsageCommon in investment banks, asset management firms, and trading housesFound in financial institutions, hedge funds, and asset managers

While both roles require a finance background and involve working within trading environments, the Trading Operations Associate primarily manages operational tasks and trade support, whereas the Trading Analyst focuses on analyzing market data and trading performance. They often work closely but serve different functions within trading teams.

What are popular job titles related to Trading Operations Associate jobs in North Carolina?

For Trading Operations Associate jobs in North Carolina, the most frequently searched job titles are:

What job categories do people searching Trading Operations Associate jobs in North Carolina look for?

The top searched job categories for Trading Operations Associate jobs in North Carolina are:

What cities in North Carolina are hiring for Trading Operations Associate jobs?

Cities in North Carolina with the most Trading Operations Associate job openings:

Trading Operations Associate jobs near you
Infographic showing various Trading Operations Associate job openings in North Carolina as of August 2026, with employment types broken down into 1% As Needed, 80% Full Time, 9% Part Time, 7% Temporary, 2% Contract, and 1% Nights. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $49,610 per year, or $23.9 per hour.

Team Lead-Advisory Trading

Ameriprise Financial

Charlotte, NC • On-site

Full-time

Re-posted 20 days ago

Ameriprise rating

7.7

Company rating: 7.7 out of 10

Based on 130 frontline employees who took The Breakroom Quiz

106th of 152 rated financial services

Job description

About Our Company
We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Job Description
The Team Lead will provide daily leadership and oversight of advisory trading workflows, ensuring the accurate and timely execution of trading activity. This role manages a small team, including work prioritization, coaching, and performance feedback, while continuing to perform complex trading functions, support escalations, and drive process improvement initiatives. The ideal candidate is highly organized, detail-oriented, and capable of effectively managing multiple priorities in a fast-paced environment.
Key Responsibilities
Leadership & Team Development
  • Provide day-to-day leadership, coaching, and guidance to a team of Advisory Trading associates.
  • Serve as the first point of escalation for complex trading inquiries, operational issues, and exception management.
  • Assist with onboarding, training, and development of team members.
  • Foster a collaborative, high-performing culture focused on client service, accuracy, accountability, and continuous improvement.
  • Support performance management activities by providing ongoing feedback, coaching, and development recommendations.

Trading & Operational Execution
  • Independently execute and oversee advisory trading activities, including model implementation, portfolio rebalancing, cash management, and account-level transactions.
  • Maintain an individual workload while supporting team production during volume spikes, market events, and other critical business activities.
  • Review and resolve complex trading exceptions and operational challenges.
  • Ensure trades are executed accurately, timely, and in accordance with client needs, investment objectives, and established procedures.

Operational Excellence & Risk Management
  • Monitor daily workflow volumes, service levels, and key performance metrics.
  • Identify, escalate, and mitigate operational, trading, and regulatory risks.
  • Ensure compliance with firm policies, supervisory procedures, and regulatory requirements.
  • Participate in audits, control reviews, and risk assessments as needed.

Continuous Improvement & Business Support
  • Identify opportunities to enhance trading processes, workflow efficiency, and team effectiveness.
  • Lead operational improvement initiatives and support larger enterprise projects impacting advisory trading.
  • Collaborate with technology and business partners to implement process enhancements and automation opportunities.
  • Contribute to the development and maintenance of procedures, training materials, and job aids.

Stakeholder Partnership
  • Build and maintain strong relationships with cross-functional partners across Operations, Compliance, Technology, Service, and Advisory business teams.
  • Communicate effectively regarding trading activity, service issues, operational risks, and business priorities.
  • Represent Advisory Trading in business meetings, project workgroups, and cross-functional initiatives.

Required Qualifications
  • Bachelor's degree or equivalent combination of education and experience.
  • 3-5 years of experience in advisory trading, portfolio operations, wealth management, investment operations, or a related financial services function.
  • Demonstrated expertise in advisory trading processes, managed accounts, portfolio rebalancing, and investment operations.
  • Proven ability to lead through influence while maintaining significant individual contributor responsibilities.
  • Strong understanding of financial markets, investment products, trading operations, and risk controls.
  • Excellent analytical, problem-solving, and decision-making skills.
  • Strong verbal and written communication skills.
  • Exceptional attention to detail and commitment to accuracy.
  • Highly organized, with the ability to manage multiple priorities, balance competing deadlines, and effectively oversee both individual and team responsibilities in a fast-paced environment.

Preferred Qualifications
  • FINRA Series 7 license.
  • Experience with advisory trading and portfolio management platforms.
  • Lean, Six Sigma, Agile, or other continuous improvement experience.
  • Advanced reporting, data analysis, and process automation skills.
  • Experience entering orders for Stocks, Exchange-Traded Funds (ETFs), Mutual Funds, Fixed Income Securities, and Options.
  • Experience with the following systems: APL, BETA, BondDesk, Brokerage Mainframe, SSRS/SharePoint, and Microsoft Access.

Visa Sponsorship
Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
In-Office Collaboration
We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders - clients, advisors, employees and shareholders. Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Business Support & Operations
Line of Business
CLEAR Clearing
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.
We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

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About Ameriprise

Sourced by ZipRecruiter

At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

Industry

Funds, trusts and financial programs

Company size

5,001 - 10,000 Employees

Headquarters location

Minneapolis, MN, US

Year founded

1894

Social media

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