A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
Financial Advisor Associate
Weston, FL · On-site
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
Financial Advisor Associate
Weston, FL · On-site
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
Financial Advisor Associate
Tampa, FL · On-site
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
Financial Advisor Associate
Tampa, FL · On-site
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing ...
Full Time Branch Intern
Palm Beach Gardens, FL · On-site
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... Participate in special projects for Financial Advisors and for the branch. What You'll Bring
Full Time Branch Intern
Palm Beach Gardens, FL · On-site
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... Participate in special projects for Financial Advisors and for the branch. What You'll Bring
Registered Client Service Associate
Pensacola, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Pensacola, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Boca Raton, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Boca Raton, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Full Time Branch Intern
Palm Beach Gardens, FL · On-site
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... Participate in special projects for Financial Advisors and for the branch. What You'll Bring
Full Time Branch Intern
Palm Beach Gardens, FL · On-site
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... Participate in special projects for Financial Advisors and for the branch. What You'll Bring
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Client Service Associate
Miami Beach, FL · On-site
$14.25 - $19.75/hr
Medical
Dental
Vision
Life
Retirement
PTO
Let's talk about how you can find your place here at Stifel, where success meets success . Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s ...
Registered Client Service Associate
Boca Raton, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Boca Raton, FL · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Registered Client Service Associate
Medical
Dental
Vision
Life
Retirement
PTO
... Stifel, where success meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and ...
Full Time Branch Intern
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Stifel strives for a culture that puts its clients and associates first: a culture where everyone ... Participate in special projects for Financial Advisors and for the branch. * Ability to organize ...
Full Time Branch Intern
$16.75 - $22/hr
Medical
Dental
Vision
Life
Retirement
PTO
Stifel strives for a culture that puts its clients and associates first: a culture where everyone ... Participate in special projects for Financial Advisors and for the branch. * Ability to organize ...
Be Seen First
Financial Advisor
Orlando, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Quick apply
Be Seen First
Financial Advisor
Orlando, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Be Seen First
Financial Advisor
Tampa, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Quick apply
Be Seen First
Financial Advisor
Tampa, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Be Seen First
Financial Advisor
Miami, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Quick apply
Be Seen First
Financial Advisor
Miami, FL · On-site
$50K - $100K/yr
Medical
Dental
Life
Associate's degree in business or industry-related field * Must obtain series licenses and qualify to be approved to be a Financial Advisor prior to starting in office * Must be a U.S. or Permanent ...
Associate Financial Advisor
Sarasota, FL · On-site
$59K - $80K/yr
The Associate Financial Advisor provides specialized services to an individual Financial Advisor or Financial Advisor team to assist in their ability to offer sophisticated wealth management ...
Associate Financial Advisor
Sarasota, FL · On-site
$59K - $80K/yr
The Associate Financial Advisor provides specialized services to an individual Financial Advisor or Financial Advisor team to assist in their ability to offer sophisticated wealth management ...
Stifel Financial Advisor Associate information
What is the difference between Stifel Financial Advisor Associate vs Financial Advisor?
| Aspect | Stifel Financial Advisor Associate | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 66/63, and other licenses; relevant education | Series 7, 66/63, and often CFP or other certifications |
| Work Environment | Supportive team within a brokerage firm, client-facing | Client-focused, providing personalized financial planning and investment advice |
| Employer & Industry Usage | Used within brokerage firms like Stifel, financial services industry | Used across banks, independent firms, and wealth management companies |
The Stifel Financial Advisor Associate typically supports senior advisors, gaining experience and licensing credentials, while a Financial Advisor directly manages client portfolios and provides comprehensive financial planning. Both roles require similar licenses and work in client-facing environments, but their responsibilities and career progression differ.
What are the key skills and qualifications needed to thrive as a Stifel Financial Advisor Associate?
To thrive as a Stifel Financial Advisor Associate, you need a solid understanding of financial markets, investment products, and client relationship management, often supported by a bachelor's degree in finance or a related field and Series 7 and 66 licenses. Familiarity with financial planning software, CRM systems, portfolio analysis tools, and compliance platforms is typically required. Strong interpersonal skills, attention to detail, and effective communication help build trust with clients and support team collaboration. These skills and qualifications are essential for providing sound financial advice, achieving business development goals, and ensuring regulatory compliance.
What is a Stifel Financial Advisor Associate?
Stifel Financial Advisor Associates are entry-level professionals who support senior financial advisors in delivering investment and wealth management services to clients. They assist with client account management, research investment opportunities, prepare financial plans, and help ensure clients' needs are met. The role is often a stepping stone to becoming a full-fledged financial advisor, offering hands-on experience and training in the financial services industry. Associates at Stifel benefit from the firm's comprehensive development programs and have opportunities for career advancement within the company.
What are some common challenges faced by Stifel Financial Advisor Associates during their first year, and how can they overcome them?
Stifel Financial Advisor Associates often face the challenge of building a client base and establishing trust with new clients during their first year. Navigating compliance requirements and staying updated on financial regulations can also be demanding. Proactively seeking mentorship from experienced advisors, participating in Stifel’s training programs, and leveraging available resources can help overcome these hurdles. Collaborating closely with team members and maintaining strong communication with clients are key strategies for success in this role.
What are popular job titles related to Stifel Financial Advisor Associate jobs in Florida?
For Stifel Financial Advisor Associate jobs in Florida, the most frequently searched job titles are:
What job categories do people searching Stifel Financial Advisor Associate jobs in Florida look for?
The top searched job categories for Stifel Financial Advisor Associate jobs in Florida are:
What cities in Florida are hiring for Stifel Financial Advisor Associate jobs?
Cities in Florida with the most Stifel Financial Advisor Associate job openings:
Synovus rating
8.9
Based on 27 frontline employees who took The Breakroom Quiz
12th of 171 rated banks
Job description
Job Summary:
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing loans, establishing, and servicing deposit relationships, and ensuring the accuracy of critical data to mitigate risk.
Job Duties and Responsibilities:
The information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job
Pinnacle is an Equal Opportunity Employer committed to fostering an inclusive work environment.
Minimum Education: High School Diploma or Equivalent -- College degree is preferred.
Minimum Experience: Minimum of 10 years' experience in financial services.
Required Knowledge, Skills & Abilities: Proficient in Microsoft Office (Word, Excel, and PowerPoint) or related software. Broad knowledge of bank products and services. Knowledge of federal and state banking regulations and compliance requirements. Excellent interpersonal skills, including verbal and written communication skills. Effective analytical and mathematical reasoning skills with problem-solving ability. Ability to work in a fast-paced environment and work well under pressure with a high degree of accuracy. Excellent client service skills. Tact and diplomacy in dealing with both clients and team members. The physical activities of this job include but are not limited to the ability to stand and sit for prolonged periods of time, use of manual dexterity, verbal communication, visual acuity, repetitive motion, and the ability to hear. Often long periods of mental concentration are required. Other activities are the ability to bend, climb, balance, stoop, kneel, crouch, reach, walk, push, pull, lift, and grasp. This position may require successful registration and issuance of a unique identification number from the Nationwide Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE ACT). Registration must be accomplished within an established timeframe after initial employment and includes a nationwide finger print check.
A Financial Advisor Associate (FAA) should demonstrate commitment to delivering distinctive service. This position will be responsible for supporting Financial Advisors in documenting and processing loans, establishing, and servicing deposit relationships, and ensuring the accuracy of critical data to mitigate risk.
Job Duties and Responsibilities:
- Provide distinctive service to clients and prospects, in person and over the telephone. Respond to client inquiries and satisfactorily resolve client issues. Support firm-wide achievement of the three-ring standard (all phones answered by a live person within three rings). Prepare new and renewal loan documents. Create a superior client experience with accurate and timely processing of loan packages, while mitigating the firm's risk by following compliance, loan policies, legal and regulatory requirements. Close and disburse loan proceeds and process booking loans within 10 days. Assist Financial Advisors (FAs) in establishing new deposit relationships. Open depository accounts, verify client credentials, obtain all supporting documentation with zero CIP and deposit exceptions over 45 days. Effectively monitor portfolio risk in terms of delinquencies, maturities, and overdrafts. Ensure the accuracy of critical data (i.e., risk ratings, non-accruals, pricing, etc.) to minimize negative impact on the client or firm. Clear all controllable collateral exceptions within 90 days and all collateral exceptions within 180 days. Prepare for and attend weekly meetings with Financial Advisors and Credit Analysts to address monthly recurring tasks in a timely manner and resolve any pending items (past dues, exception items, maturing loans and deposits, etc.) with a focus on critical actions of supported advisors. Meet all the client's financial needs, both business and personal, and refer clients to other specialty areas such as Trust, Investments, Insurance, Treasury Management, etc. as appropriate. Assist other team members as needed to ensure delivery of distinctive service. Perform other related duties and responsibilities as assigned.
The information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job
Pinnacle is an Equal Opportunity Employer committed to fostering an inclusive work environment.
Minimum Education: High School Diploma or Equivalent -- College degree is preferred.
Minimum Experience: Minimum of 10 years' experience in financial services.
Required Knowledge, Skills & Abilities: Proficient in Microsoft Office (Word, Excel, and PowerPoint) or related software. Broad knowledge of bank products and services. Knowledge of federal and state banking regulations and compliance requirements. Excellent interpersonal skills, including verbal and written communication skills. Effective analytical and mathematical reasoning skills with problem-solving ability. Ability to work in a fast-paced environment and work well under pressure with a high degree of accuracy. Excellent client service skills. Tact and diplomacy in dealing with both clients and team members. The physical activities of this job include but are not limited to the ability to stand and sit for prolonged periods of time, use of manual dexterity, verbal communication, visual acuity, repetitive motion, and the ability to hear. Often long periods of mental concentration are required. Other activities are the ability to bend, climb, balance, stoop, kneel, crouch, reach, walk, push, pull, lift, and grasp. This position may require successful registration and issuance of a unique identification number from the Nationwide Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE ACT). Registration must be accomplished within an established timeframe after initial employment and includes a nationwide finger print check.
About Synovus
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
5,001 - 10,000 Employees
Headquarters location
Columbus, GA, US
Year founded
1888