Chicago, IL · On-site
... Shareholder Services team by managing front-line communication and relationship management for Third Party Wealth clients and sales partners, specifically for Separately Managed Accounts (SMAs). This ...
Chicago, IL · On-site
... Shareholder Services team by managing front-line communication and relationship management for Third Party Wealth clients and sales partners, specifically for Separately Managed Accounts (SMAs). This ...
This role helps support our client's Shareholder Services team by managing front-line communication and relationship management for Third Party Wealth clients and sales partners, specifically for ...
This role helps support our client's Shareholder Services team by managing front-line communication and relationship management for Third Party Wealth clients and sales partners, specifically for ...
Boston, MA · On-site
$200 - $220/hr
Manage the day-to-day delivery for Performance Analytics and Shareholder Services platforms * Provide technical guidance to the team on design, architecture, and implementation decisions * Lead ...
Boston, MA · On-site
$200 - $220/hr
Manage the day-to-day delivery for Performance Analytics and Shareholder Services platforms * Provide technical guidance to the team on design, architecture, and implementation decisions * Lead ...
North Chicago, IL · On-site
... Shareholder Services will support client service and relationship management activities for Third-Party Wealth clients and sales partners, with a specific focus on Separately Managed Accounts (SMAs)
North Chicago, IL · On-site
... Shareholder Services will support client service and relationship management activities for Third-Party Wealth clients and sales partners, with a specific focus on Separately Managed Accounts (SMAs)
We are seeking a contract Client Services Administrator to join our dynamic Shareholder Communication team in our Edgewood, Long Island, New York office. In this role, you will be answering ...
We are seeking a contract Client Services Administrator to join our dynamic Shareholder Communication team in our Edgewood, Long Island, New York office. In this role, you will be answering ...
Jersey City, NJ · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
Jersey City, NJ · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
We are seeking a contract Client Services Administrator to join our dynamic Shareholder Communication team in our Edgewood, Long Island, New York office. In this role, you will be answering ...
We are seeking a contract Client Services Administrator to join our dynamic Shareholder Communication team in our Edgewood, Long Island, New York office. In this role, you will be answering ...
Westlake, TX · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
Westlake, TX · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
Smithfield, RI · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
Smithfield, RI · On-site
$95K - $186K/yr
Treasury operations or shareholder services of a publicly traded company * Effective written, verbal and listening skills * Strong analytic, problem solving and decision-making skills * Developed ...
Los Angeles, CA · On-site
$90K - $110K/yr
This role is responsible for intermediary onboarding, ongoing due diligence, contractual agreement administration, shareholder servicing and Sub-TA fee oversight, and transfer agent oversight ...
Los Angeles, CA · On-site
$90K - $110K/yr
This role is responsible for intermediary onboarding, ongoing due diligence, contractual agreement administration, shareholder servicing and Sub-TA fee oversight, and transfer agent oversight ...
$90K - $110K/yr
This role is responsible for intermediary onboarding, ongoing due diligence, contractual agreement administration, shareholder servicing and Sub-TA fee oversight, and transfer agent oversight ...
$90K - $110K/yr
This role is responsible for intermediary onboarding, ongoing due diligence, contractual agreement administration, shareholder servicing and Sub-TA fee oversight, and transfer agent oversight ...
This role sits within a broader Shareholder Services organization and focuses on administrator oversight, managing relationships with fund administrators, monitoring trade flows, and supporting ...
This role sits within a broader Shareholder Services organization and focuses on administrator oversight, managing relationships with fund administrators, monitoring trade flows, and supporting ...
Shareholder Relations Assistant Location: Lebanon, TN If you're looking for a career where purpose ... Commitment to service excellence * Ability to work independently while demonstrating excellent ...
Shareholder Relations Assistant Location: Lebanon, TN If you're looking for a career where purpose ... Commitment to service excellence * Ability to work independently while demonstrating excellent ...
Romeo, CO · On-site
$250 - $410/hr
Finance Directors, Legal Director, Shareholder Services Would you like to work for a company where ambitious spirits and creativity thrive? L&L Products offers a culture that grows talent and ...
Romeo, CO · On-site
$250 - $410/hr
Finance Directors, Legal Director, Shareholder Services Would you like to work for a company where ambitious spirits and creativity thrive? L&L Products offers a culture that grows talent and ...
Mansfield, MA · On-site
$225K - $300K/yr
Shareholder services and support of all Board of Directors matters as required. * Credit services to preserve customer relationships and increase profit at acceptable risk. * Services in areas such ...
Mansfield, MA · On-site
$225K - $300K/yr
Shareholder services and support of all Board of Directors matters as required. * Credit services to preserve customer relationships and increase profit at acceptable risk. * Services in areas such ...
Mansfield, MA · On-site
$225K - $300K/yr
Shareholder services and support of all Board of Directors matters as required. * Credit services to preserve customer relationships and increase profit at acceptable risk. * Services in areas such ...
Mansfield, MA · On-site
$225K - $300K/yr
Shareholder services and support of all Board of Directors matters as required. * Credit services to preserve customer relationships and increase profit at acceptable risk. * Services in areas such ...
Juneau, AK · On-site
$95K - $105K/yr
... services departments and external partners to provide the best and most holistic opportunities ... The Shareholder Development Manager also works alongside and interacts with students as an advisor ...
Juneau, AK · On-site
$95K - $105K/yr
... services departments and external partners to provide the best and most holistic opportunities ... The Shareholder Development Manager also works alongside and interacts with students as an advisor ...
Shareholder Relations Assistant Location: Lebanon, TN If you're looking for a career where purpose ... Commitment to service excellence * Ability to work independently while demonstrating excellent ...
Shareholder Relations Assistant Location: Lebanon, TN If you're looking for a career where purpose ... Commitment to service excellence * Ability to work independently while demonstrating excellent ...
Manhattan, NY · On-site
$85 - $100/hr
... a diverse shareholder base by delivering data, tools, and advisory services. ISS-Corporate's global client base extends across North America, Europe, and Asia, as well as other established and ...
New
Manhattan, NY · On-site
$85 - $100/hr
... a diverse shareholder base by delivering data, tools, and advisory services. ISS-Corporate's global client base extends across North America, Europe, and Asia, as well as other established and ...
New
Romeo, MI · On-site
Finance Directors, Legal Director, Shareholder Services Would you like to work for a company where ambitious spirits and creativity thrive? L&L Products offers a culture that grows talent and ...
New
Romeo, MI · On-site
Finance Directors, Legal Director, Shareholder Services Would you like to work for a company where ambitious spirits and creativity thrive? L&L Products offers a culture that grows talent and ...
New
| Aspect | Shareholder Services | Transfer Agent |
|---|---|---|
| Primary Role | Assisting shareholders with account inquiries, dividends, and account maintenance | Maintaining shareholder records, processing stock transfers, and issuing certificates |
| Required Credentials | Typically customer service experience, financial knowledge, sometimes securities licenses | Financial background, securities licenses, and knowledge of record-keeping systems |
| Work Environment | Customer service centers, financial institutions, corporate offices | Financial institutions, transfer agent firms, corporate registrars |
Shareholder Services focuses on assisting shareholders directly with account-related questions, while Transfer Agents handle the administrative tasks of maintaining shareholder records and processing stock transfers. Both roles require financial knowledge and often similar certifications, but their daily functions and interactions differ significantly.
Cities with the most Shareholder Services job openings:
States with the most job openings for Shareholder Services jobs include:
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Other
Posted 9 days ago
This role helps support our client's Shareholder Services team by managing front-line communication and relationship management for Third Party Wealth clients and sales partners, specifically for Separately Managed Accounts (SMAs).
This position will provide support by acting as the primary point of contact for clients and sales channels, managing service needs across sales territories and client types.
This position will ensure high quality service delivery through responsiveness to client inquiries, crisis management, and adherence to service levels.
Manage client relationships by serving as primary point of contact with clients and sales channels
Support client onboarding, answer client inquiries for fund/portfolio information, and execute client lifecycle events
Communicate and work closely with the sales force to provide high quality service to clients
Analyze and problem solve, both independently and with the team
Monitor and escalate service issues to ensure a high quality response to clients
Work on special value projects as necessary (i.e., asset development/retention, automation related projects)
Partner with Management and other Service Representatives to build long term successful and scalable service models
Work closely with the firm's trading desks, relaying the status of trading activity on all client accounts
Cultivate a service environment targeted towards enhancing the client experience
Prior experience in a client service environment within the financial services industry, preferably with Separately Managed Accounts and service to Financial Advisors
Critical thinking, analytical, and problem-solving skills
Outstanding leadership, time management, and relationship management skills
Keen attention to detail and high sense of urgency, meeting client needs in a thorough and efficient manner
Highly self-motivated with strong communication and teamwork skills, and the ability to work well in a fast-paced environment
Proficient PC skills including MS Word, MS Excel, MS Access, and MS PowerPoint
Bachelor's degree required
FINRA Series 7 and Series 63 required (if not already licensed, should be obtained within first 60 days on the job)
