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Series 65 Registered Investment Advisor Ria Jobs

Crafted Staff

0161 - Investment Advisor

Palm Springs, FL · On-site

$130K/yr

We're seeking an experienced Investment Adviser Representative (IAR) to drive business development and lead generation for a boutique Registered Investment Advisor (RIA) in Tampa. This is a client ...

Crafted Staff

0161 - Investment Advisor

Palm Springs, FL · On-site

$130K/yr

We're seeking an experienced Investment Adviser Representative (IAR) to drive business development and lead generation for a boutique Registered Investment Advisor (RIA) in Tampa. This is a client ...

Boutique Recruiting

Wealth Advisor

Atlanta, GA · On-site

Experience with Registered Investment Advisors (RIA) * Series 65 certification * Bachelor's degree is strongly preferred * CFP designation is preferred * Experience with MoneyGuide Pro is preferred ...

Boutique Recruiting

Wealth Advisor

Pasadena, CA · On-site

$100K - $150K/yr

Experience with Registered Investment Advisors (RIA) * Possession of Series 65 license * Bachelor's degree is strongly preferred * Certified Financial Planner (CFP) designation is preferred

Sowell Management

Financial Advisor

Rogers, AR · On-site

FINRA Series 65 or 66 license. * Experience managing individual client relationships, financial ... We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to ...

Sowell Management

Financial Advisor

Rogers, AR · On-site

FINRA Series 65 or 66 license. * Experience managing individual client relationships, financial ... We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to ...

Sowell Management

Financial Advisor

Rogers, AR · On-site

FINRA Series 65 or 66 license.Experience managing individual client relationships, financial ... We are a dynamic and growth-oriented Registered Investment Advisor (RIA) firm dedicated to ...

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All JobsSeries 65 Registered Investment Advisor Ria Jobs

Series 65 Registered Investment Advisor Ria information

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$11K

$78.7K

$140K

How much do series 65 registered investment advisor ria jobs pay per year?

As of Aug 10, 2026, the average yearly pay for series 65 registered investment advisor ria in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Series 65 Registered Investment Advisor (RIA)?

To thrive as a Series 65 Registered Investment Advisor (RIA), you need a deep understanding of financial markets, portfolio management, and regulatory compliance, typically demonstrated by passing the Series 65 exam and meeting state registration requirements. Familiarity with financial planning software, CRM tools, and investment analysis platforms is essential for managing client portfolios and operations efficiently. Strong interpersonal skills, ethical judgment, and effective communication set top advisors apart by building trust and tailored client relationships. These skills are crucial for delivering compliant, personalized investment advice that supports clients' financial goals and maintains regulatory integrity.

What are some common challenges faced by Series 65 Registered Investment Advisors (RIAs) when managing client relationships?

Series 65 Registered Investment Advisors (RIAs) often encounter challenges such as balancing personalized client service with regulatory compliance, managing diverse client expectations, and staying updated with evolving investment products and market trends. Building trust and maintaining open communication is crucial, especially when markets are volatile or clients have complex financial needs. Additionally, RIAs must regularly document client interactions and ensure all recommendations align with fiduciary standards, which can be time-consuming but is essential for maintaining a successful practice.

What is the difference between Series 65 Registered Investment Advisor Ria vs Series 7 Registered Representative?

AspectSeries 65 Registered Investment Advisor RiaSeries 7 Registered Representative
CredentialsRequires Series 65 license, qualifying for investment advisory rolesRequires Series 7 license, enabling securities trading and brokerage activities
Work EnvironmentProvides investment advice, financial planning, and portfolio managementEngages in buying, selling, and trading securities for clients
Employer & Industry UsageRegistered with SEC or state authorities, primarily in advisory firmsEmployed by brokerage firms or securities dealers

The Series 65 Registered Investment Advisor Ria and Series 7 Registered Representative serve different roles in the financial industry. The RIA focuses on providing investment advice and financial planning, while the Series 7 license allows for securities trading. Understanding these differences helps clients choose the right professional for their financial needs.

What is a Series 65 Registered Investment Advisor (RIA)?

A Series 65 Registered Investment Advisor (RIA) is a professional or firm that has passed the Series 65 exam and is registered to provide investment advice to clients for a fee. The Series 65 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as laws, regulations, portfolio management, and ethics. RIAs are required to act as fiduciaries, meaning they must put their clients' best interests first. They often provide personalized financial planning, investment management, and guidance for individuals and institutions. Registration is typically with the Securities and Exchange Commission (SEC) or state securities regulators, depending on the size of assets managed.
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Series 65 Registered Investment Advisor Ria jobs near you
Infographic showing various Series 65 Registered Investment Advisor Ria job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $78,695 per year, or $37.8 per hour.

0161 - Investment Advisor

Crafted Staff

Palm Springs, FL • On-site

$130K/yr

Full-time

Retirement

Re-posted 25 days ago

Job description

We're seeking an experienced Investment Adviser Representative (IAR) to drive business development and lead generation for a boutique Registered Investment Advisor (RIA) in Tampa. This is a client-first, relationship-driven position where you'll operate with significant independence while collaborating with a small, high-performing team of 9.You'll focus on building referral pipelines, leveraging your network, and developing Centers of Influence (COIs) to fuel sustainable growth. This is an ideal opportunity for an experienced advisor approaching retirement or in transition who wants a stable, meaningful role with strong earning potential.Key Responsibilities

  • Generate new business through proactive outreach, networking, and relationship-building
  • Leverage Schwab and Fidelity networks to identify and pursue qualified opportunities
  • Build and maintain a strong referral pipeline with strategic partners
  • Develop and nurture Centers of Influence (CPAs, attorneys, business owners, etc.)
  • Provide advisory services and portfolio management to assigned clients
  • Work independently while maintaining collaboration with the in-office team
  • Contribute to a client-first culture focused on long-term relationships

Required QualificationsEducation:

  • Bachelor's degree (required)

Professional Credentials & Experience:Candidates must meet one of the following:

  • SAN eligible with 4+ years as a registered IAR, OR
  • CFP in good standing for 3+ years

Additional Requirements:

  • No disclosures on your public regulatory profile (BrokerCheck/IAPD)
  • No non-compete agreements with Schwab or Fidelity (or willing to wait out 3-year restriction)

Preferred Qualifications

  • Experience in an RIA environment (firms like Fisher Investments, Creative Planning, Corient, or Mariner Wealth Advisors)
  • CFP certification (or willingness to pursue if not yet obtained)
  • Approaching retirement or in a career transition seeking stability
  • Comfortable and enthusiastic about in-person, relationship-based work

Compensation & Benefits

  • Base Salary: $130,000
  • Bonus Potential: Up to $150,000 (performance-based)
  • Compensation Model: Transition over time from salary to fee-based revenue (roll-down structure)

Work Environment

  • Location: Rocky Point, Tampa, FL
  • Schedule: Hybrid 3 days per week in-office; flexible remote arrangement for the remaining days
  • Team Size: Small, collaborative office of approximately 9 people
  • Culture: Client-first, independent-minded, relationship-focused

Why Join Us?

  • Work with a boutique RIA focused on quality over volume
  • Operate with high autonomy while supported by a collaborative team
  • Leverage established networks (Schwab, Fidelity) for growth
  • Competitive compensation with strong bonus upside
  • Flexible hybrid arrangement with meaningful in-person connection
  • Ideal for advisors seeking stability and purpose in their next chapter