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Series 53 Jobs (NOW HIRING)

53 Stations

Investment Associate

San Francisco, CA · On-site

53 Stations is looking for an Investment Associate in San Francisco to manage the investment execution process from sourcing to close. The role requires strong financial modeling skills and ...

53 Stations

Investment Associate

San Francisco, CA · On-site

53 Stations is looking for an Investment Associate in San Francisco to manage the investment execution process from sourcing to close. The role requires strong financial modeling skills and ...

Leland

FINRA Exams (Series 7 & SIE) Tutor

We're seeking an experienced FINRA exams tutor to work with candidates preparing for licensing exams including SIE, Series 7, Series 6, Series 63, Series 65, and Series 66. This role includes ...

Scires

$63 - $105/hr

H-53 Stallion series (MH-53, CH-53); C-130 Hercules or Hercules variants (AC-130, MC-130); F/A-18 Hornet or Super Hornet; E-2C/D Hawkeye; King Air or C-12 Huron variants; P-8A Poseidon Desired Skills

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Series 53 information

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$88K

$167.3K

$301.5K

How much do series 53 jobs pay per year?

As of Sep 6, 2026, the average yearly pay for series 53 in the United States is $167,291.00, according to ZipRecruiter salary data. Most workers in this role earn between $144,000.00 and $168,500.00 per year, depending on experience, location, and employer.

What is a Series 53 license?

A Series 53 license is a professional qualification required for individuals who supervise the municipal securities activities of broker-dealers in the United States. The Series 53 exam, administered by the Municipal Securities Rulemaking Board (MSRB), tests knowledge of MSRB rules, federal securities laws, and regulatory requirements related to municipal securities. Passing this exam allows a person to act as a Municipal Securities Principal, overseeing compliance and operations related to municipal bond transactions.

What skills and qualifications are needed to thrive as a Series 53 Municipal Securities Principal?

To thrive as a Series 53 Municipal Securities Principal, you need a deep understanding of municipal securities regulations, compliance procedures, and supervisory principles, typically validated by passing the Series 53 exam and holding prior securities licenses like Series 7 or Series 52. Familiarity with regulatory systems such as MSRB G-Systems and compliance monitoring tools is essential. Exceptional attention to detail, ethical judgment, and strong leadership skills help ensure effective supervision and adherence to legal standards. These competencies are crucial for maintaining regulatory compliance, minimizing risk, and upholding the integrity of municipal securities transactions.

What are common challenges faced by professionals holding the Series 53 license when supervising municipal securities activities?

One of the main challenges for Series 53 professionals is staying current with the constantly evolving regulations and compliance requirements related to municipal securities. They must ensure that all transactions and supervisory procedures are in line with MSRB rules, which can be complex and subject to frequent updates. Additionally, balancing supervisory responsibilities across multiple departments and maintaining effective communication with registered representatives can be demanding. Strong organizational skills and ongoing education are essential for success in this supervisory role.

What is the difference between Series 53 vs Series 7?

AspectSeries 53Series 7
Primary FunctionMunicipal securities dealer registration and complianceGeneral securities representative, including stocks and bonds
Required CertificationsSeries 53Series 7
Work EnvironmentMunicipal securities firms, regulatory complianceBroker-dealers, securities firms, retail and institutional sales
Industry UsagePrimarily in municipal securitiesBroader securities industry, including stocks, bonds, options

The Series 53 and Series 7 exams are both essential licenses in the securities industry. The Series 53 focuses on municipal securities dealer registration and compliance, while the Series 7 covers a wide range of securities transactions. Professionals often pursue Series 53 to specialize in municipal bonds, whereas Series 7 is more comprehensive for general securities trading. Understanding these differences helps candidates choose the right license based on their career focus in the securities industry.

What does the Series 53 allow you to do?

The Series 53 license allows individuals to supervise and oversee municipal securities activities, including the operation of municipal securities principal functions. It qualifies professionals to manage municipal securities underwriting, trading, and sales activities within a firm. This license is often required for those working in municipal securities firms or departments dealing with state and local government securities.
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Series 53 jobs near you
Infographic showing various Series 53 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution, with an average salary of $167,291 per year, or $80.4 per hour.

Investment Associate - Enterprise Software, Deal Lifecycle

53 Stations

San Francisco, CA • On-site

Full-time

This job post has expired 2 days ago. Applications are no longer accepted.

Job description

53 Stations is looking for an Investment Associate in San Francisco to manage the investment execution process from sourcing to close. The role requires strong financial modeling skills and experience in private equity or investment banking. The ideal candidate will lead due diligence efforts and collaborate across teams to ensure successful deal execution. A competitive salary and exposure to the full investment lifecycle are offered.

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