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Senior Investment Operations Associate Jobs in Colorado

Aegon

Head of Operations - WFG

Denver, CO · On-site

Our insurance, retirement, and investment solutions help people make the most of what's important ... Partner with senior leaders across distribution, product, technology, risk, compliance, finance and ...

Evio

Health Plan Operations Partner

Denver, CO · On-site

A major focus of this role is serving as the operational steward of Evio's Customer Advisory Committee (CAC), our senior forum for investor/customer collaboration. You'll also coordinate customer ...

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Senior Investment Operations Associate information

What are the primary responsibilities of a senior investment operations associate?

A Senior Investment Operations Associate oversees and manages the daily operational processes related to investment portfolios, such as trade settlements, reconciliations, and reporting. They ensure accuracy in transaction processing, monitor compliance with regulatory standards, and work closely with portfolio managers, custodians, and other stakeholders. Additionally, they may help implement process improvements, resolve discrepancies, and support audit and risk management activities within the investment operations team.

What are the key skills and qualifications needed to thrive as a senior investment operations associate?

To excel as a Senior Investment Operations Associate, you need a solid background in finance or accounting, strong analytical skills, and several years of experience in investment operations. Familiarity with portfolio management systems, trade settlement platforms, and industry regulations like SEC and FINRA is typically required, along with proficiency in Excel or similar data analysis tools. Attention to detail, problem-solving abilities, and effective communication are vital soft skills for managing complex transactions and collaborating with internal and external stakeholders. These competencies ensure accurate trade processing, regulatory compliance, and smooth investment operations, which are critical for minimizing risk and supporting business objectives.

How does a senior investment operations associate typically collaborate with portfolio managers and compliance teams?

As a Senior Investment Operations Associate, you'll play a crucial liaison role between portfolio managers and compliance teams. You'll facilitate timely settlement of trades, ensure accurate portfolio accounting, and help implement compliance checks to adhere to regulatory standards. Regular communication with portfolio managers is essential to resolve discrepancies, while you’ll work closely with compliance teams to address any potential operational risks. This collaborative environment ensures seamless investment operations and minimizes errors across the investment lifecycle.

What are popular job titles related to Senior Investment Operations Associate jobs in Colorado?

For Senior Investment Operations Associate jobs in Colorado, the most frequently searched job titles are:

What job categories do people searching Senior Investment Operations Associate jobs in Colorado look for?

The top searched job categories for Senior Investment Operations Associate jobs in Colorado are:

What cities in Colorado are hiring for Senior Investment Operations Associate jobs?

Cities in Colorado with the most Senior Investment Operations Associate job openings:

Senior Investment Operations Associate jobs near you
Infographic showing various Senior Investment Operations Associate job openings in Colorado as of June 2026, with employment types broken down into 66% Full Time, 31% Part Time, 1% Temporary, 1% Contract, and 1% Nights. Highlights an 85% Physical, 5% Hybrid, and 10% Remote job distribution.

Trading and Client Operations Associate - Dechtman Wealth Management

HighTower

Centennial, CO • On-site

$75K - $85K/yr

Other

Medical, Dental, Vision, Retirement, PTO

Posted 10 days ago

Job description

Your Future Team
As part of our dedicated wealth management team in Denver, you'll be joining a practice founded in 1984 and built on four core principles: always acting in the best interest of the client, providing straightforward fees, maintaining transparent communication, and giving every client personalized service. Our team takes pride in creating personalized financial plans tailored to each client's specific goals, never cookie-cutter solutions and never proprietary product sales. We serve as fiduciaries, offering services ranging from retirement planning to social security analysis. You'll be part of a collaborative, client-focused environment where success is measured by helping others achieve their financial goals. You will report to the Senior Wealth Advisor.
What You'll Do
Trading & Portfolio Implementation
  • Execute trades across client accounts in accordance with portfolio models and advisor direction
  • Ensure accurate and timely trade settlement and reconciliation
  • Monitor cash levels and raise cash for distributions, fees, and rebalancing
  • Assist with portfolio rebalancing and implementation of investment strategies
  • Coordinate with custodians to resolve trade-related issues
Cash Management & Client Transactions
  • Process client withdrawals, distributions, and money movements
  • Coordinate ACH, wire requests, and check disbursements
  • Verify funding availability and ensure documentation for all transactions
  • Troubleshoot and resolve transaction-related issues with custodians and clients
Client Service & Support (Post-Market Hours Focus)
  • Support the team with client service requests after market close
  • Help with account maintenance, service follow-ups, and client inquiries
  • Help ensure accurate completion of client requests
  • Provide a high level of responsiveness and professionalism in all client interactions
Account Maintenance & Operations
  • Open, update, and maintain client accounts across systems
  • Maintain accurate client records in CRM and portfolio management systems
  • Help with account linking, beneficiary updates, and banking instructions
  • Support reporting and data accuracy across platforms
Compliance & Documentation
  • Maintain proper documentation for trades, distributions, and client requests
  • Help with compliance tracking for client transactions and correspondence
  • Ensure all activities meet practice and regulatory standards
Team & Operational Support
  • Collaborate with advisors and team members to ensure smooth daily operations
  • Help with process improvements and operational efficiencies
  • Provide backup support for administrative tasks
What You'll Bring
  • 3-5 years of experience in financial services, wealth management, or trading operations preferred
  • Experience with custodial platforms such as Schwab is strongly preferred
  • Understanding of trading workflows, cash management, and account operations
  • Familiarity with portfolio management systems such as Black Diamond is a plus
  • Ability to manage multiple priorities in a fast-paced environment
  • Excellent communication and organizational skills
  • High level of professionalism and discretion when handling client information
  • Proficiency in Microsoft Office Suite and CRM systems
  • Bachelor's degree in Business, Finance, or related field preferred
  • Client-focused mindset with a commitment to delivering quality service
  • Ability to work both independently and as part of a team
What We Offer
  • Coverage on the first day of employment for medical, dental, and vision insurance
  • Paid parental leave (16 weeks for primary caregiver and 8 weeks for secondary caregiver)
  • 401k matching plan
  • HSA employer contributions
  • Generous PTO benefits
  • Student loan assistance
  • Pet insurance
  • Annual base salary of $75,000 - $85,000 plus discretionary bonus (exact base salary amount will be dependent on experience)

Hightower's Story
Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower's capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., the firm operates as a registered investment advisor (RIA).
Hightower Advisors, LLC is an SEC registered investment adviser. Registration as an investment advisor does not imply a certain level of skill or training. Securities are offered through Hightower Securities, LLC, Member FINRA/SIPC.
AN EQUAL OPPORTUNITY EMPLOYER: Hightower is an equal opportunity employer and does not discriminate based upon race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.
You are a U.S. citizen, U.S. permanent resident or possess other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.
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