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Sec Investigation Analyst Jobs (NOW HIRING)

Cboe Global Markets

Surveillance Analyst

Chicago, IL · On-site

$161K/yr

... SEC rules and policies. Your responsibilities will be: Performs a combination of the following ... Requires 2+ years of experience in regulatory, compliance, surveillance, or investigative functions ...

Amyx, Inc.

eDiscovery Analyst

Washington, DC

The SEC has four primary goals: 1) Detect possible violations of the securities laws and ... investigation. • 7+ years of professional experience. • 5+ years of eDiscovery experience. • ...

Amyx, Inc.

eDiscovery Analyst

Washington, DC · On-site +1

The SEC has four primary goals: 1) Detect possible violations of the securities laws and ... investigation. • 7+ years of professional experience. • 5+ years of eDiscovery experience. • ...

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Sec Investigation Analyst information

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$45K

$85.1K

$99.5K

How much do sec investigation analyst jobs pay per year?

As of Jun 5, 2026, the average yearly pay for sec investigation analyst in the United States is $85,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $98,500.00 per year, depending on experience, location, and employer.

What are some common challenges Sec Investigation Analysts face when handling multiple cases simultaneously?

Sec Investigation Analysts often juggle numerous cases at once, which can make prioritization and time management challenging. Each investigation may involve distinct timelines, varying levels of complexity, and different stakeholders, requiring analysts to stay organized and adaptable. Effective communication with team members and other departments is crucial to ensure information is shared promptly and cases progress efficiently. Leveraging case management tools and maintaining detailed documentation can help analysts manage their workload and reduce errors while meeting deadlines.

What is the difference between Sec Investigation Analyst vs Security Analyst?

AspectSec Investigation AnalystSecurity Analyst
Required CredentialsTypically requires security clearances, certifications like CISSP or CISAOften requires certifications like CompTIA Security+ or CISSP
Work EnvironmentInvestigative settings, government agencies, or corporate security teamsIT departments, cybersecurity firms, or corporate security teams
Employer & IndustryGovernment agencies, defense, or large corporationsPrivate sector, cybersecurity firms, or IT departments
Common Search & ComparisonYesNo

The Sec Investigation Analyst focuses on investigating security breaches, threats, and compliance issues, often within government or corporate investigations. In contrast, the Security Analyst primarily monitors and protects IT systems from cyber threats. While both roles require security certifications and involve security protocols, their work environments and specific responsibilities differ significantly.

What are the key skills and qualifications needed to thrive as a SEC Investigation Analyst, and why are they important?

To thrive as a SEC Investigation Analyst, you need strong analytical skills, a solid understanding of securities laws and regulations, and typically a degree in finance, law, or a related field. Familiarity with investigative tools, data analysis software, and case management systems is often required, as are certifications like CPA, CFE, or JD. Critical thinking, attention to detail, and strong written and verbal communication skills help analysts excel in gathering evidence and presenting findings. These skills and qualifications are crucial for detecting and addressing securities violations, safeguarding market integrity, and ensuring regulatory compliance.

What is a SEC Investigation Analyst?

A SEC Investigation Analyst is a professional who works for the U.S. Securities and Exchange Commission or related organizations, assisting in the investigation of potential securities law violations. Their duties typically include analyzing financial documents, gathering evidence, conducting interviews, and preparing reports to support enforcement actions. SEC Investigation Analysts play a crucial role in maintaining the integrity of financial markets by helping to detect and prevent fraud, insider trading, and other illegal activities. They often collaborate with attorneys, accountants, and other investigators during their work.

Litigation Associate - Securities

Kaizen Stackup

Washington, DC • Hybrid

$310K - $445K/yr

Full-time

Medical, Dental, Vision

Posted 14 days ago

Job description

Now Hiring: Securities Litigation Associate

Multiple Locations | Full-Time | High-Impact Role

Are you ready to be on the front lines of high-stakes litigation and regulatory defense for some of the most disruptive and innovative companies on the planet? Join a nationally acclaimed team that's trusted by industry giants and unicorn startups alike to handle the toughest securities-related challenges.

The Role

We’re on the hunt for a Securities Litigation Associate with 4+ years of experience to join our fast-paced and highly respected litigation group. You’ll dive into headline-grabbing class actions, derivative suits, M&A litigation, and white-collar matters that span SEC investigations, DOJ enforcement, and internal investigations into accounting, whistleblower, or anti-bribery concerns.

This is a career-defining opportunity to:

  • Represent leading public and private companies (including Fortune 100s)

  • Defend boards, officers, and execs in high-exposure civil litigation

  • Handle cutting-edge regulatory and white-collar matters

  • Work closely with seasoned partners and directly with clients

  • Build your courtroom and case strategy chops early and often

What You Bring

  • At least 4 years of relevant experience in securities litigation and/or regulatory defense

  • Strong writing, advocacy, and analytical skills (aka, you own the brief and kill it in the room)

  • A law degree from a top school and a record of academic excellence

  • Bar membership in the state where you plan to practice, or eligibility to sit/waive in

  • A collaborative mindset and readiness to dig into meaningful, complex work

Locations

We're hiring across San Francisco, Silicon Valley, New York, Seattle, and Washington D.C. Remote-hybrid flexibility available.

Compensation + Perks

  • Base salary range: $310,000 – $445,000

  • Performance bonuses for rockstars

  • Full-stack benefits: Health, dental, vision, HSA/FSA, mental wellness, and more

  • Supportive culture, elite mentorship, and professional development

  • Exposure to cutting-edge industries like AI, biotech, fintech, crypto, and more

Ready to shape the future of securities litigation while working with powerhouse clients and top-tier legal minds?

Click Apply and let’s talk.

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