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Sec Investigation Analyst Jobs (NOW HIRING)

Cboe Global Markets

Surveillance Analyst

Chicago, IL · On-site

$161.70K/yr

... SEC rules and policies. Your responsibilities will be: Performs a combination of the following ... Directly related experience in a regulatory, compliance, surveillance, or investigative role is a ...

Trinity College

Research Analyst

Hartford, CT

Monitor economic trends through financial publications and services, SEC filings, corporate ... Identify, investigate, analyze, organize and evaluate information yielded from a variety of sources ...

Cboe Global Markets

Surveillance Analyst

Chicago, IL

$161.70K/yr

... SEC rules and policies. Your responsibilities will be: Performs a combination of the following ... Requires 2+ years of experience in regulatory, compliance, surveillance, or investigative functions ...

BWXT

Senior Financial Reporting Analyst

Washington, VA · Hybrid

... SEC filings. * Familiarity with financial reporting software and tools. * Advanced proficiency in Microsoft Excel (pivot tables, VLOOKUPs, financial modeling). * Strong analytical and investigative ...

BWXT

Senior Financial Reporting Analyst

Charlotte, NC · Hybrid

... SEC filings. * Familiarity with financial reporting software and tools. * Advanced proficiency in Microsoft Excel (pivot tables, VLOOKUPs, financial modeling). * Strong analytical and investigative ...

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$45K

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$99.5K

How much do sec investigation analyst jobs pay per year?

As of Jun 4, 2026, the average yearly pay for sec investigation analyst in the United States is $85,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $98,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a SEC Investigation Analyst, and why are they important?

To thrive as a SEC Investigation Analyst, you need strong analytical skills, a solid understanding of securities laws and regulations, and typically a degree in finance, law, or a related field. Familiarity with investigative tools, data analysis software, and case management systems is often required, as are certifications like CPA, CFE, or JD. Critical thinking, attention to detail, and strong written and verbal communication skills help analysts excel in gathering evidence and presenting findings. These skills and qualifications are crucial for detecting and addressing securities violations, safeguarding market integrity, and ensuring regulatory compliance.

What are some common challenges Sec Investigation Analysts face when handling multiple cases simultaneously?

Sec Investigation Analysts often juggle numerous cases at once, which can make prioritization and time management challenging. Each investigation may involve distinct timelines, varying levels of complexity, and different stakeholders, requiring analysts to stay organized and adaptable. Effective communication with team members and other departments is crucial to ensure information is shared promptly and cases progress efficiently. Leveraging case management tools and maintaining detailed documentation can help analysts manage their workload and reduce errors while meeting deadlines.

What is a SEC Investigation Analyst?

A SEC Investigation Analyst is a professional who works for the U.S. Securities and Exchange Commission or related organizations, assisting in the investigation of potential securities law violations. Their duties typically include analyzing financial documents, gathering evidence, conducting interviews, and preparing reports to support enforcement actions. SEC Investigation Analysts play a crucial role in maintaining the integrity of financial markets by helping to detect and prevent fraud, insider trading, and other illegal activities. They often collaborate with attorneys, accountants, and other investigators during their work.

What is the difference between Sec Investigation Analyst vs Security Analyst?

AspectSec Investigation AnalystSecurity Analyst
Required CredentialsTypically requires security clearances, certifications like CISSP or CISAOften requires certifications like CompTIA Security+ or CISSP
Work EnvironmentInvestigative settings, government agencies, or corporate security teamsIT departments, cybersecurity firms, or corporate security teams
Employer & IndustryGovernment agencies, defense, or large corporationsPrivate sector, cybersecurity firms, or IT departments
Common Search & ComparisonYesNo

The Sec Investigation Analyst focuses on investigating security breaches, threats, and compliance issues, often within government or corporate investigations. In contrast, the Security Analyst primarily monitors and protects IT systems from cyber threats. While both roles require security certifications and involve security protocols, their work environments and specific responsibilities differ significantly.

Information Security Analyst (SME)

Information Security Analyst (SME)

Cape Fox SS

Washington, DC • On-site

$120K - $145K/yr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 8 days ago

Job description

Cape Fox Federal Integrators is seeking an experienced Information Security Analyst Subject Matter Expert (SME). The salary range (or hiring range) for this position has been established at: $120,000.00 - $145,000.00 The above salary range represents the company's good faith and reasonable estimate of the range of possible compensation at the time of posting. In addition, for fulltime, benefit eligible positions we offer a variety of benefits including company holidays, paid time off, health insurance, dental insurance, vision insurance, life and disability insurance as well as 401K with company match

Duties and responsibilities include: Perform all security analysis activities according to established standards. Maintain threat awareness and monitor NIGC information systems for exploits and any suspicious activities; analyze aggregated logs and reports from security tools. Develop a daily security analysis and reporting checklist and execute activities identified in the checklist.

Evaluate effectiveness of security analysis activities compared to best practices and recommend improvements. Adhere to Continuous Monitoring practices to evaluate the effectiveness of implemented security controls and execute proactive threat hunting activities to ensure confidentiality, integrity, and availability of NIGC information systems. Develop detection and response configuration policies to increase automation and alerting.

Develop Incident handling procedures. Execute Incident Response activities to include all associated actions according to the NIGC incident response plan. Validate that sufficient and relevant information is captured and retained from security tools to support actionable security awareness and incident investigations.

Collect security operations performance and NIGC security posture management metrics and prepare NIGC threat reports to inform risk management decisions.Bachelor's Degree Must complete applicable background investigations, obtain and maintain a Public Trust clearance, execute a Non-Disclosure Agreement (NDA), comply with all NIGC policies, and acknowledge and sign the NIGC Rules of Behavior. CompTIA SEC+ certification desired 4+ years of related experience. Authorization to work in the United States without sponsorship as defined by the Immigration Reform Act of 1986

#CJ #CJBachelor's Degree Must complete applicable background investigations, obtain and maintain a Public Trust clearance, execute a Non-Disclosure Agreement (NDA), comply with all NIGC policies, and acknowledge and sign the NIGC Rules of Behavior. CompTIA SEC+ certification desired 4+ years of related experience. Authorization to work in the United States without sponsorship as defined by the Immigration Reform Act of 1986.

#CJ #CJ

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