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Sec Investigation Analyst Jobs (NOW HIRING)

SEC Reporting Analyst

Houston, TX ยท On-site

$90K - $110K/yr

We are looking for a meticulous SEC Reporting Analyst to support external reporting, technical ... Investigate complex accounting topics, document technical positions, and discuss conclusions with ...

Sr. Investigator

Overland Park, KS ยท On-site

$100 - $125/hr

... SEC rules and regulations. Analyze evidence, apply regulatory judgment across multiple data sources, and determine appropriate disposition. Prepare investigative reports detailing findings in a clear ...

Compliance Analyst

Jersey City, NJ ยท On-site

$50 - $60/hr

This role is responsible for ensuring adherence to internal policies, SEC Rule 15c3-3 requirements ... Support investigations into compliance-related matters and recommend corrective actions. * Partner ...

$160K - $220K/yr

... Investigation Attorney with 5+ years of securities litigation experience to join our case ... Evaluating potential securities cases by analyzing corporate disclosures, SEC filings, stock price ...

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Sec Investigation Analyst information

See salary details

$45K

$85.1K

$99.5K

How much do sec investigation analyst jobs pay per year?

As of Sep 9, 2026, the average yearly pay for sec investigation analyst in the United States is $85,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $98,500.00 per year, depending on experience, location, and employer.

What is a SEC Investigation Analyst?

A SEC Investigation Analyst is a professional who works for the U.S. Securities and Exchange Commission or related organizations, assisting in the investigation of potential securities law violations. Their duties typically include analyzing financial documents, gathering evidence, conducting interviews, and preparing reports to support enforcement actions. SEC Investigation Analysts play a crucial role in maintaining the integrity of financial markets by helping to detect and prevent fraud, insider trading, and other illegal activities. They often collaborate with attorneys, accountants, and other investigators during their work.

What are the key skills and qualifications needed to thrive as a SEC Investigation Analyst?

To thrive as a SEC Investigation Analyst, you need strong analytical skills, a solid understanding of securities laws and regulations, and typically a degree in finance, law, or a related field. Familiarity with investigative tools, data analysis software, and case management systems is often required, as are certifications like CPA, CFE, or JD. Critical thinking, attention to detail, and strong written and verbal communication skills help analysts excel in gathering evidence and presenting findings. These skills and qualifications are crucial for detecting and addressing securities violations, safeguarding market integrity, and ensuring regulatory compliance.

What are some common challenges SEC Investigation Analysts face when handling multiple cases simultaneously?

Sec Investigation Analysts often juggle numerous cases at once, which can make prioritization and time management challenging. Each investigation may involve distinct timelines, varying levels of complexity, and different stakeholders, requiring analysts to stay organized and adaptable. Effective communication with team members and other departments is crucial to ensure information is shared promptly and cases progress efficiently. Leveraging case management tools and maintaining detailed documentation can help analysts manage their workload and reduce errors while meeting deadlines.

What is the difference between Sec Investigation Analyst vs Security Analyst?

AspectSec Investigation AnalystSecurity Analyst
Required CredentialsTypically requires security clearances, certifications like CISSP or CISAOften requires certifications like CompTIA Security+ or CISSP
Work EnvironmentInvestigative settings, government agencies, or corporate security teamsIT departments, cybersecurity firms, or corporate security teams
Employer & IndustryGovernment agencies, defense, or large corporationsPrivate sector, cybersecurity firms, or IT departments
Common Search & ComparisonYesNo

The Sec Investigation Analyst focuses on investigating security breaches, threats, and compliance issues, often within government or corporate investigations. In contrast, the Security Analyst primarily monitors and protects IT systems from cyber threats. While both roles require security certifications and involve security protocols, their work environments and specific responsibilities differ significantly.

What are popular job titles related to Sec Investigation Analyst jobs?

For Sec Investigation Analyst jobs, the most frequently searched job titles are:

Infographic showing various Sec Investigation Analyst job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 86% Full Time, 6% Part Time, and 7% Contract. Highlights an 81% Physical, 9% Hybrid, and 10% Remote job distribution, with an average salary of $85,141 per year, or $40.9 per hour.

SEC Reporting Analyst

Houston, TX โ€ข On-site

Robert Half
Recruiting and Staffing Servicesย โ€ขย 10K+ employees

$90K - $110K/yr

Full-time

Posted 17 days ago


Job description

We are looking for a meticulous SEC Reporting Analyst to support external reporting, technical accounting research, and regulatory compliance for our finance organization in Houston, Texas. This role will play a central part in preparing periodic filings, evaluating complex accounting matters, and partnering with cross-functional teams to ensure accurate and timely financial disclosures. The ideal candidate brings a solid foundation in U.S. GAAP and SEC reporting, along with the ability to communicate accounting conclusions clearly to internal and external stakeholders.
Responsibilities:
• Oversee the preparation and review of quarterly and annual SEC filings, including Forms 10-Q, 10-K, 8-K, and Section 16 reporting, to support complete and timely submissions.
• Contribute to the development and filing of the annual proxy statement, coordinating required financial and governance-related disclosures.
• Evaluate newly issued accounting guidance and work with business partners to determine reporting implications and implementation needs.
• Investigate complex accounting topics, document technical positions, and discuss conclusions with external auditors to support final treatment.
• Prepare clear written analyses that explain significant transactions, financial reporting judgments, and accounting conclusions for management and audit review.
• Review acquisition and related transaction documents to identify accounting, valuation, and disclosure considerations.
• Manage recurring valuation-related reporting activities and maintain supporting schedules and workpapers for quarterly updates.
• Lead the annual goodwill impairment assessment and coordinate supporting analysis for review by key stakeholders.
• Partner closely with Accounting, Finance, Legal, and other internal teams to strengthen reporting processes, update controls, and support audit requests and special projects.• At least 3 years of relevant experience in SEC reporting, financial reporting, or technical accounting, including public accounting audit exposure.
• Bachelor’s degree in Accounting; CPA designation is preferred.
• Strong knowledge of U.S. GAAP, SEC filing requirements, and internal control concepts, including SOX compliance considerations.
• Hands-on experience with financial reporting matters such as earnings support, disclosure preparation, and accounting research.
• Familiarity with technical accounting areas such as ASC 606, ASC 815, and ASC 842.
• Ability to analyze issues independently, identify practical solutions, and manage deadlines in a fast-paced environment.
• Effective written and verbal communication skills, with the ability to work across departments and present accounting conclusions clearly.
• High attention to detail, strong organizational skills, and a collaborative, service-oriented approach.

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About Robert Half

Sourced by ZipRecruiter

Founded in 1948, Robert Half pioneered the idea of professional talent solutions to connect opportunities at great companies with highly skilled job seekers. As business needs changed, we evolved to offer specialized talent solutions for finance and accounting, technology, administrative and customer support, creative and marketing, and legal fields. In 2002, we introduced our subsidiary, Protiviti, a global independent risk consulting and internal audit service, to support companies as they faced more strategic business challenges.

Industry

Recruiting and staffing services

Company size

10,000+ Employees

Headquarters location

San Ramon, CA, US

Year founded

1948