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Sec Investigation Analyst Jobs (NOW HIRING)

Chenega Corporation

Senior Fraud Analyst

Washington, DC · On-site

$104.80K - $135.40K/yr

Supports investigations, performs standardized analyses, or create custom analyses. * Support ... Apply SEC defined processes, allocation principles, and assignment criteria, and assign TCRs for ...

C2 Alaska, LLC

Senior Fraud Analyst

Washington, DC · On-site

$104.80K - $135.40K/yr

Supports investigations, performs standardized analyses, or create custom analyses. * Support ... Apply SEC defined processes, allocation principles, and assignment criteria, and assign TCRs for ...

C2 Alaska, LLC

Senior Fraud Analyst

Washington, DC · On-site +1

$104.80K - $135.40K/yr

Supports investigations, performs standardized analyses, or create custom analyses. * Support ... Apply SEC defined processes, allocation principles, and assignment criteria, and assign TCRs for ...

C2 Alaska, LLC

Senior Fraud Analyst

Washington, DC

$104.80K - $135.30K/yr

Supports investigations, performs standardized analyses, or create custom analyses. * Support ... Apply SEC defined processes, allocation principles, and assignment criteria, and assign TCRs for ...

UGI

SEC Financial Reporting Manager

King Of Prussia, PA · Hybrid

$99.70K - $135.40K/yr

... units to investigate and resolve such issues. Support Controllers' group initiatives and ... Oversee overall analytical review processes for domestic and international business units. In ...

UGI

SEC Financial Reporting Manager

King Of Prussia, PA · Hybrid

$99.70K - $135.40K/yr

... units to investigate and resolve such issues. Support Controllers' group initiatives and ... Oversee overall analytical review processes for domestic and international business units. In ...

Cboe Global Markets

Surveillance Analyst

Chicago, IL

$161.70K/yr

... SEC rules and policies. Your responsibilities will be: Performs a combination of the following ... Directly related experience in a regulatory, compliance, surveillance, or investigative role is a ...

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All JobsSec Investigation Analyst Jobs

Sec Investigation Analyst information

See salary details

$45K

$85.1K

$99.5K

How much do sec investigation analyst jobs pay per year?

As of Jun 4, 2026, the average yearly pay for sec investigation analyst in the United States is $85,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $98,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a SEC Investigation Analyst, and why are they important?

To thrive as a SEC Investigation Analyst, you need strong analytical skills, a solid understanding of securities laws and regulations, and typically a degree in finance, law, or a related field. Familiarity with investigative tools, data analysis software, and case management systems is often required, as are certifications like CPA, CFE, or JD. Critical thinking, attention to detail, and strong written and verbal communication skills help analysts excel in gathering evidence and presenting findings. These skills and qualifications are crucial for detecting and addressing securities violations, safeguarding market integrity, and ensuring regulatory compliance.

What are some common challenges Sec Investigation Analysts face when handling multiple cases simultaneously?

Sec Investigation Analysts often juggle numerous cases at once, which can make prioritization and time management challenging. Each investigation may involve distinct timelines, varying levels of complexity, and different stakeholders, requiring analysts to stay organized and adaptable. Effective communication with team members and other departments is crucial to ensure information is shared promptly and cases progress efficiently. Leveraging case management tools and maintaining detailed documentation can help analysts manage their workload and reduce errors while meeting deadlines.

What is a SEC Investigation Analyst?

A SEC Investigation Analyst is a professional who works for the U.S. Securities and Exchange Commission or related organizations, assisting in the investigation of potential securities law violations. Their duties typically include analyzing financial documents, gathering evidence, conducting interviews, and preparing reports to support enforcement actions. SEC Investigation Analysts play a crucial role in maintaining the integrity of financial markets by helping to detect and prevent fraud, insider trading, and other illegal activities. They often collaborate with attorneys, accountants, and other investigators during their work.

What is the difference between Sec Investigation Analyst vs Security Analyst?

AspectSec Investigation AnalystSecurity Analyst
Required CredentialsTypically requires security clearances, certifications like CISSP or CISAOften requires certifications like CompTIA Security+ or CISSP
Work EnvironmentInvestigative settings, government agencies, or corporate security teamsIT departments, cybersecurity firms, or corporate security teams
Employer & IndustryGovernment agencies, defense, or large corporationsPrivate sector, cybersecurity firms, or IT departments
Common Search & ComparisonYesNo

The Sec Investigation Analyst focuses on investigating security breaches, threats, and compliance issues, often within government or corporate investigations. In contrast, the Security Analyst primarily monitors and protects IT systems from cyber threats. While both roles require security certifications and involve security protocols, their work environments and specific responsibilities differ significantly.

Global Regulatory Enforcement Associate Attorney

Direct Counsel

New York, NY

$225K - $235K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 25 days ago

Job description

Direct Counsel is seeking a Global Regulatory Enforcement Associate Attorney (Junior-Level) to join a national law firm in New York.

Overview
Direct Counsel is recruiting a junior associate attorney to join the Global Regulatory Enforcement Group. Candidates will assist with litigation, government investigations, and SEC enforcement matters. Federal clerkship or prior government/prosecutorial experience is a plus. Candidates with a CPA license are strongly preferred.

Key Responsibilities

  • Support litigation and regulatory enforcement matters, including SEC investigations.

  • Conduct legal research, draft memoranda, and assist with case management.

  • Collaborate with partners and senior attorneys on client matters.

  • Participate in strategy sessions and compliance assessments.

Qualifications

  • 1–2 years of experience in litigation, government investigations, or regulatory enforcement.

  • JD from an accredited law school and active membership in the New York bar.

  • CPA license preferred; federal clerkship or government/prosecutorial experience helpful.

  • Strong analytical, writing, and communication skills.

Compensation
The anticipated salary range for this role is $225,000 – $235,000, depending on experience.

Benefits
Comprehensive benefits include medical, dental, vision, life and disability insurance, 401(k), paid family leave, paid time off, flexible spending and health savings accounts, mental health support, transportation benefits, childcare support, tuition assistance, and optional supplemental insurance programs.