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Risk And Control Jobs in Florida (NOW HIRING)

JPMorgan Chase & Co.

Control Manager

Jacksonville, FL · On-site

As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong ... You will support a strong, consistent control environment aligned to firmwide standards and ...

JP Morgan Chase

Control Manager

Jacksonville, FL · On-site

As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong ... You will support a strong, consistent control environment aligned to firmwide standards and ...

JPMorgan Chase & Co

Control Manager

Jacksonville, FL · On-site

As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong ... You will support a strong, consistent control environment aligned to firmwide standards and ...

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Risk And Control information

What is a risk and control professional?

Risk and Control professionals are responsible for identifying, assessing, and managing risks within an organization to ensure that business objectives are achieved safely and efficiently. They implement controls to mitigate financial, operational, and compliance risks, and monitor these controls for effectiveness. Their work often involves developing risk management strategies, conducting audits, and ensuring adherence to regulations and internal policies. By proactively addressing potential issues, they help protect the organization from losses and reputational damage.

What are the key skills and qualifications needed to thrive as a risk and control professional?

To thrive as a Risk and Control professional, you need a strong understanding of risk management frameworks, regulatory compliance, and internal controls, often supported by a degree in finance, accounting, or a related field. Familiarity with risk assessment tools, audit management systems, and certifications like CPA, CIA, or CRMA are commonly required. Analytical thinking, attention to detail, and effective communication are essential soft skills for identifying risks and collaborating with stakeholders. These skills ensure the organization proactively manages risks, maintains compliance, and protects its reputation and assets.

What are some common challenges faced by risk and control professionals, and how can they be addressed?

Professionals in Risk and Control roles often encounter challenges such as staying current with regulatory changes, managing competing priorities, and ensuring effective communication across departments. A proactive approach—such as continuous learning and leveraging risk management software—can help mitigate these issues. Building strong relationships with business units and maintaining clear documentation also play a key role in identifying and addressing risks efficiently. Successful professionals balance analytical skills with collaboration to ensure organizational compliance and resilience.

What is the difference between Risk And Control vs Compliance Analyst?

AspectRisk And ControlCompliance Analyst
Primary FocusIdentifying, assessing, and mitigating risks within an organizationEnsuring adherence to laws, regulations, and internal policies
CertificationsCRISC, COSO, or similar risk management certificationsCFE, CAMS, or compliance-specific certifications
Work EnvironmentRisk management departments, internal audit, or control teamsCompliance departments, legal teams, or regulatory units
Industry UsageWidely used across finance, banking, and corporate sectorsCommon in financial services, healthcare, and regulated industries

While Risk And Control professionals focus on identifying and mitigating risks to protect organizational assets, Compliance Analysts concentrate on ensuring the organization follows applicable laws and regulations. Both roles are essential for organizational integrity but differ in their core objectives and scope.

What are popular job titles related to Risk And Control jobs in Florida?

For Risk And Control jobs in Florida, the most frequently searched job titles are:

What job categories do people searching Risk And Control jobs in Florida look for?

The top searched job categories for Risk And Control jobs in Florida are:

What cities in Florida are hiring for Risk And Control jobs?

Cities in Florida with the most Risk And Control job openings:

Risk And Control jobs near you
Infographic showing various Risk And Control job openings in Florida as of August 2026, with employment types broken down into 1% As Needed, 76% Full Time, 19% Part Time, 3% Contract, and 1% Nights. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution.

AVP, Credit Risk Control

Cantor Fitzgerald Securities

Jacksonville, FL • On-site

Other

This job post has expired 3 days ago. Applications are no longer accepted.

Job description


We are seeking an Assistant Vice President to join our Credit Risk Control function, supporting the firm's broker-dealer's trading activities with Counterparties. This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC Rule 15c3-5 (the Market Access Rule) and internal risk appetite, working closely with Technology, Compliance, and Trading Desk stakeholders.
Responsibilities
  • Own and monitor daily credit and capital thresholds under SEC Rule 15c3-5, including client-level, desk-level, and aggregate market access limits
  • Design, calibrate, and periodically review pre-trade risk controls (order size, notional, price collar, message rate, and erroneous order checks) in coordination with electronic trading and technology teams
  • Investigate limit breaches, exception reports, and control overrides; escalate material issues per governance protocol
  • Partner with Compliance on the annual CEO certification process required under 15c3-5, including documentation of control effectiveness testing
  • Support onboarding of new clients/counterparties by setting risk-based credit limits and market access parameters
  • Monitor counterparty exposure (gross and net), margin/collateral sufficiency, and concentration risk across products
  • Produce regular MI/reporting for senior management, Risk Committee, and regulators (FINRA, SEC) on market access control performance
  • Contribute to control enhancement projects, including automation of limit monitoring and real-time surveillance tooling
  • Stay current on regulatory developments affecting market access, algorithmic trading controls, and broker-dealer risk management
  • Provide Reporting on limit usage, reporting on breaches and escalation to Senior management
Qualifications
  • 3-4 years of experience in credit risk, market risk, or risk control functions at a broker-dealer, bank, or trading firm
  • Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
  • Familiarity with front office Order Management Systems (OMS) and how limit checks integrate with trading workflows (required)
  • Familiarity with FINRA rules related to supervision of algorithmic trading and market access (e.g., Rule 3110, guidance on effective supervisory procedures)
  • Understanding of counterparty credit risk concepts: exposure measurement, margin/collateral, netting, and limit-setting methodologies
  • Experience with electronic trading infrastructure or FIX protocol a plus
  • Strong SQL/Python/Excel/Power BI skills for data analysis and control monitoring
  • Bachelor's degree in Finance, Economics, Mathematics, or related field; relevant certifications (FRM, CFA) a plus
  • Excellent communication skills; ability to work cross-functionally with Trading, Technology, Compliance, and Legal

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