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$31.5K

$98.9K

$207.5K

How much do ria compliance jobs pay per year?

As of Aug 21, 2026, the average yearly pay for ria compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a RIA Compliance?

A RIA (Registered Investment Advisor) Compliance job involves ensuring that an investment advisory firm follows all regulatory requirements set by the SEC, FINRA, and state regulators. Compliance professionals develop policies, conduct audits, monitor trading activities, and maintain proper disclosures to protect clients and the firm from legal or regulatory issues. They also provide guidance on ethical practices, manage regulatory filings like Form ADV, and stay updated on changing laws to ensure continuous compliance.

What are the key skills and qualifications needed to thrive in the RIA Compliance position?

To thrive in an RIA Compliance role, you need a solid understanding of SEC and FINRA regulations, investment advisory operations, and an educational background in finance, law, or a related field. Experience with compliance management systems, regulatory filing platforms like IARD, and certifications such as the Investment Adviser Certified Compliance Professional (IACCP) are highly valued. Exceptional analytical thinking, attention to detail, and strong communication skills help set successful compliance professionals apart. These capabilities are vital to ensure advisory firms remain regulatory compliant, mitigate risks, and build trust with clients and regulators.

What are some typical challenges faced by RIA Compliance professionals?

RIA Compliance professionals often encounter the challenge of keeping up with evolving regulatory requirements and ensuring that firm policies are continuously updated to reflect these changes. Another common challenge is maintaining thorough documentation and conducting regular internal audits to prevent compliance breaches. In addition, compliance officers frequently assist with employee training and coordinate with advisors, legal counsel, and regulators to address complex issues. Successfully navigating these challenges requires adaptability, ongoing learning, and clear communication across departments.

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Ria Compliance jobs near you
Infographic showing various Ria Compliance job openings in the United States as of August 2026, with employment types broken down into 90% Full Time, 5% Part Time, and 5% Contract. Highlights an 84% In-person, and 16% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer -- Private Equity RIA Growth (Dallas)

InforCapital, partnership

Dallas, TX • On-site

Full-time

Re-posted 19 days ago

Job description

Tyree & D'Angelo Partners, a leading private equity investment firm based in Dallas, is looking for a Chief Compliance Officer. The CCO will oversee the regulatory compliance for a rapidly growing Registered Investment Advisor (RIA), engaging with the SEC and ensuring comprehensive compliance measures are in place.

The ideal candidate should possess deep RIA compliance experience and a strategic mindset essential for supporting multi-entity growth. A strong in-person presence in Dallas is required.

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