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Remote Sec Filing Jobs in New York (NOW HIRING)

Mercor

Equity Research Analyst - Expert

New York, NY · Remote

$120/hr

Remote Duration: Minimum four weeks Commitment: 10+ hours/week Role Responsibilities * Analyze and extract information from public SEC filings to support AI model training . * Evaluate the accuracy ...

DocGo

Director, Accounting

New York, NY · Remote

$160K - $175K/yr

... population health, remote patient monitoring, and ambulance services. DocGo disrupts the ... Serve as a key leader in SEC filings, including 10-Ks, 10-Qs, 8-Ks, and related disclosures.

Alpaca

Financial Operations Principal

New York, NY · On-site +1

... filings * Monitor and maintain compliance with SEC Rule 15c3-1 (Net Capital Rule) and Rule 15c3-3 ... Ability to work independently in a remote environment while partnering effectively across teams

Guidepoint

Industrials Consultant

New York, NY · On-site +1

$175K - $225K/yr

... remote within the United States. WHAT YOU'LL DO: * Monitor a coverage universe of public companies within a sector by tracking earnings releases, investor presentations, SEC filings, sell-side ...

Netflix

Manager, Stock Operations

New York, NY · On-site +1

... and remote workers. Partner with internal technology teams to manage and design workflows and ... Review first drafts of statutory public filings, including SEC filings, Forms 3, 4, and 5, and ...

CFGI

Finance & Accounting Advisory - Consultant

Stamford, CT · On-site +1

$95K - $110K/yr

Enjoy the flexibility of office/remote/client site work locations (engagement specific). * Create ... Exposure to SEC reporting and filings, including Forms 10-K, 10-Q, and S-1. * Experience in one or ...

CFGI

Finance & Accounting Advisory - Consultant

New York, NY · On-site +1

$95K - $115K/yr

Enjoy the flexibility of office/remote/client site work locations (engagement specific). * Create ... Exposure to SEC reporting and filings, including Forms 10-K, 10-Q, and S-1. * Experience in one or ...

CFGI

Finance & Accounting Advisory - Consultant

Stamford, CT · On-site +1

$95K - $110K/yr

Enjoy the flexibility of office/remote/client site work locations (engagement specific). * Create ... Exposure to SEC reporting and filings, including Forms 10-K, 10-Q, and S-1. * Experience in one or ...

CFGI

Finance & Accounting Advisory - Consultant

New York, NY · On-site +1

$95K - $115K/yr

Enjoy the flexibility of office/remote/client site work locations (engagement specific). * Create ... Exposure to SEC reporting and filings, including Forms 10-K, 10-Q, and S-1. * Experience in one or ...

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Remote Sec Filing information

What is a Remote SEC Filing job?

A Remote SEC Filing job involves preparing, reviewing, and submitting financial documents and disclosures to the U.S. Securities and Exchange Commission (SEC) from a remote location. Professionals in these roles ensure that companies comply with federal regulations by accurately filing forms such as 10-Ks, 10-Qs, and 8-Ks. They often work closely with finance, legal, and compliance teams to verify information and meet strict deadlines. These positions require strong attention to detail, knowledge of SEC regulations, and proficiency with electronic filing systems like EDGAR.

What are some common challenges faced by professionals working in remote SEC filing roles, and how can they be addressed?

Remote SEC filing professionals often face challenges such as managing strict filing deadlines across time zones, ensuring secure handling of sensitive financial data, and maintaining clear communication with cross-functional teams. To address these, it's important to establish organized workflows, use secure file-sharing and collaboration tools, and schedule regular check-ins with legal and finance departments. Staying updated on regulatory changes and leveraging project management software can also help ensure accuracy and compliance in a remote environment.

What are the key skills and qualifications needed to thrive as a Remote SEC Filing Specialist, and why are they important?

To thrive as a Remote SEC Filing Specialist, you need a strong understanding of SEC regulations, financial reporting standards, and typically a background in accounting or finance. Familiarity with EDGAR filing systems, XBRL tagging, and related compliance software is essential. Attention to detail, time management, and effective communication are critical soft skills for ensuring accuracy and meeting strict deadlines. These competencies ensure compliance with legal requirements and the timely, error-free submission of financial documents to regulatory authorities.

What is the difference between Remote Sec Filing vs Remote SEC Compliance Specialist?

AspectRemote Sec FilingRemote SEC Compliance Specialist
CredentialsKnowledge of SEC filing requirements, possibly some certifications in securities or complianceSame as Sec Filing, often with additional compliance or legal certifications
Work EnvironmentPrimarily remote, focused on preparing and submitting filingsRemote, with broader compliance responsibilities beyond filings
Industry UsageUsed by finance, legal, and compliance teams for SEC filingsUsed by legal and compliance teams for SEC regulations adherence

Remote Sec Filing involves preparing and submitting SEC documents, while Remote SEC Compliance Specialist handles broader compliance tasks related to SEC regulations. Both roles require similar credentials and are often remote, but the Compliance Specialist has a wider scope of responsibilities.

What are the most commonly searched types of Sec Filing jobs in New York? The most popular types of Sec Filing jobs in New York are:
What are popular job titles related to Remote Sec Filing jobs in New York? For Remote Sec Filing jobs in New York, the most frequently searched job titles are:
What job categories do people searching Remote Sec Filing jobs in New York look for? The top searched job categories for Remote Sec Filing jobs in New York are:
What cities in New York are hiring for Remote Sec Filing jobs? Cities in New York with the most Remote Sec Filing job openings:
Remote Sec Filing jobs near you
Infographic showing various Remote Sec Filing job openings in New York as of July 2026, with employment types broken down into 1% As Needed, 79% Full Time, 15% Part Time, 1% Temporary, and 4% Contract. Highlights an 94% Physical, 3% Hybrid, and 3% Remote job distribution.

Capital Markets Client Service Associate - 3rd Shift (Remote)

Broadridge Financial Solutions, Inc.

New York, NY • On-site, Remote

$90K - $100K/yr

Full-time

Posted 29 days ago

Broadridge rating

6.7

Company rating: 6.7 out of 10

Based on 34 frontline employees who took The Breakroom Quiz

138th of 150 rated financial services

Job description

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team.
Broadridge is growing! Our Disclosure Solutions team is seeking a Capital Markets Client Service Associate to support capital markets clients during the overnight shift. In this role, you will serve as the primary client contact and project coordinator for complex financial document workflows, partnering with corporate issuers, legal teams, investment banking professionals and internal production teams to move projects from intake through proofing, revisions, EDGAR filing, print and delivery.
This role is Remote with a Overnight work schedule.
Schedule: 11:00 PM to 7:00 AM ET, Sunday to Thursday OR Tuesday to Saturday
Responsibilities
  • Serve as the main point of contact for corporate issuers, legal counsel, investment banking teams and other capital markets clients.
  • Manage financial print and disclosure projects from initial request through final delivery, including composition, proofing, client revisions, EDGAR filing support, print, mail and electronic delivery.
  • Partner closely with internal composition, EDGAR, print production, digital delivery and quality control teams to help ensure work is completed accurately and on schedule.
  • Review client instructions, monitor project status, identify risks and proactively share updates, next steps and timing expectations.
  • Support SEC filing and transaction-related workflows, including prospectuses, registration statements, proxy materials, merger documents and other financial disclosures.
  • Troubleshoot and resolve client issues promptly and professionally, escalating concerns when needed to help protect deadlines and client satisfaction.
  • Maintain accurate project notes, job details, client instructions, version history and status updates across internal systems, while upholding quality, confidentiality, security and compliance standards in a highly regulated financial services environment.
  • Balance competing priorities and urgent client requests while maintaining a high level of service and attention to detail during overnight hours.

Requirements
  • Bachelor's degree preferred, or equivalent relevant work experience.
  • Three to five years of experience in client service, project coordination, financial services, legal services, printing, document production or a similar deadline-driven environment.
  • Strong written and verbal communication skills, including the ability to provide clear status updates and manage client expectations effectively.
  • Excellent organization, prioritization, multitasking and follow-through skills in a fast-paced production environment.
  • Proficiency with Microsoft Office (Word, Excel, Outlook and PowerPoint) and Adobe Acrobat Pro.
  • Attention to detail and comfort working with complex, time-sensitive documents, along with sound judgment, composure and accountability when supporting urgent deadlines.

Preferred Qualifications
  • Experience in financial printing, EDGAR filing, regulatory disclosure, capital markets, legal document production or transaction support
  • Familiarity with SEC forms and filings such as S-1, S-3, S-4, 10-K, 10-Q, 8-K and DEF 14A; and experience supporting corporate issuers, law firms, investment banks or other financial services clients, with comfort using workflow, job management, document management or production tracking systems.

Additional Information
This is a dedicated overnight remote role. Additional hours,days, and holiday coverage may be required based on deadlines and client needs.
Compensation Range: $90,000 - $100,000
Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.
Bonus Eligibility: Bonus Eligible
Benefits Information: Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings. for this role.
All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.
Apply by clicking the application link and submitting your information. The deadline to apply for this role is July 31st, 2026.
#LI-EP1
We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company-and ultimately a community-that recognizes and celebrates everyone's unique perspective.
Use of AI in Hiring
As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.
US applicants: Click here to view the EEOC "Know Your Rights" poster.
Disability Assistance
We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued, and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression, and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, military or veteran status, and other protected characteristics protected by applicable federal, state, or local laws.
If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to BRcareers@broadridge.com.

What Broadridge employees say

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About Broadridge

Sourced by ZipRecruiter

Broadridge, a global Fintech leader with more than $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive digital transformation for our clients and help them get ahead of today’s challenges to capitalize on what’s next. For nearly six decades, we’ve been providing the critical infrastructure that powers corporate governance, capital markets and wealth and investment management. Our industry-specific technology, solutions and data and intelligence power business transformation – helping you get ahead of today’s challenges while preparing for what’s next.

Industry

Finance and insurance

Company size

10,000+ Employees

Headquarters location

New Hyde Park, NY, US

Year founded

1962

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