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Remote Sec Compliance Jobs (NOW HIRING)

Advisors Excel

Compliance Examiner

Lenexa, KS · On-site +1

Compliance Manager Location: Topeka, KS/ Lenexa, KS - or fully remote for qualified candidates ... Knowledge of SEC/FINRA, and various state rules and regulations * Confident, professional, and ...

Cardinal Health

SEC Reporting Supervisor

Dublin, OH · Remote

$80.90K - $115.50K/yr

... compliance with the SEC and GAAP. * Oversees the month-end close lease accounting process ... Remote Candidates who are back-to-work, people with disabilities, without a college degree, and ...

Cardinal Health

SEC Reporting Supervisor

Dublin, OH · Remote

$80.90K - $115.50K/yr

... compliance with the SEC and GAAP. Oversees the month-end close lease accounting process. Supports ... Remote Candidates who are back-to-work, people with disabilities, without a college degree, and ...

Cardinal Health

SEC Reporting Supervisor

Michigan, ND · Remote

$80.90K - $115.50K/yr

... compliance with the SEC and GAAP. * Oversees the month-end close lease accounting process ... Remote Candidates who are back-to-work, people with disabilities, without a college degree, and ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

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Remote Sec Compliance information

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$31.5K

$98.9K

$207.5K

How much do remote sec compliance jobs pay per year?

As of Jun 1, 2026, the average yearly pay for remote sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by professionals in a remote security compliance role, and how can they be effectively managed?

Professionals in remote security compliance roles often face challenges such as coordinating with distributed teams, ensuring consistent policy enforcement across various locations, and managing secure access to sensitive information remotely. Effective communication tools, regular virtual check-ins, and clear documentation of compliance procedures can help mitigate these challenges. Additionally, leveraging automation for compliance monitoring and utilizing secure collaboration platforms are key strategies for maintaining strong security standards while working remotely.

What is a Remote Sec Compliance professional?

A Remote Sec Compliance professional is responsible for ensuring that an organization's information systems and processes adhere to security standards and regulatory requirements, all while working remotely. They assess security policies, conduct audits, and help implement compliance measures for frameworks such as HIPAA, GDPR, or SOC 2. Their role is crucial in protecting sensitive data and maintaining trust with clients and regulatory bodies, especially as more organizations adopt remote work environments. These professionals often collaborate with IT, legal, and management teams to address compliance gaps and stay current with evolving security regulations.

What is the difference between Remote Sec Compliance vs Remote Security Analyst?

AspectRemote Sec ComplianceRemote Security Analyst
Required CredentialsCertifications like CISSP, CISA, CISMCertifications like CompTIA Security+, CISSP (optional)
Work EnvironmentFocus on compliance policies, audits, documentationFocus on threat detection, incident response, security monitoring
Employer & Industry UsageUsed in regulated industries like finance, healthcareUsed across tech, finance, government sectors

Remote Sec Compliance professionals primarily focus on ensuring organizations meet security standards and regulatory requirements, while Remote Security Analysts monitor and respond to security threats. Both roles require security certifications, but their daily tasks and focus areas differ significantly.

More about Remote Sec Compliance jobs
What cities are hiring for Remote Sec Compliance jobs? Cities with the most Remote Sec Compliance job openings:
What are the most commonly searched types of Sec Compliance jobs? The most popular types of Sec Compliance jobs are:
What states have the most Remote Sec Compliance jobs? States with the most job openings for Remote Sec Compliance jobs include:
What job categories do people searching Remote Sec Compliance jobs look for? The top searched job categories for Remote Sec Compliance jobs are:
Remote Sec Compliance jobs near you
Infographic showing various Remote Sec Compliance job openings in the United States as of May 2026, with employment types broken down into 95% Full Time, and 5% Contract. Highlights an 94% Physical, and 6% Hybrid job distribution, with an average salary of $98,949 per year, or $47.6 per hour.
Compliance Examiner

Compliance Examiner

Advisors Excel

Lenexa, KS • On-site, Remote

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 22 days ago

Job description

Position: Compliance Examiner
Department: Compliance
Reporting to: Compliance Manager
Location: Topeka, KS/ Lenexa, KS - or fully remote for qualified candidates
Overview:
We are seeking a highly motivated individual to join our Compliance Examination team. As part of our comprehensive compliance department, this team is responsible for conducting branch audits of registered representatives/investment advisor representatives all over the country, who utilize our Wealth Management and Financial Services platforms. The Examiner will be responsible for conducting thorough audit reviews, identifying any compliance issues, and working through the remediation process.
Please note the company does not extend sponsorship opportunities at this time.
What you’ll do:
  • Lead full-cycle (remote and onsite) examinations to identify deficiencies in compliance processes and procedures.
  • Create comprehensive examination reports and clearly communicate findings; provide solution-based feedback on any compliance issues found.
  • Regular communication with advisors and office staff for audit prep, records/document maintenance, required reporting submissions and prompt response to various compliance needs.
  • Collaborate with the Wealth Management and Financial Services Marketing and Operational teams to identify and resolve various compliance issues.
  • Stay up to date on new and existing regulatory requirements.
Experience you’ll bring:
  • At least 5 years of financial service Industry experience
  • Series 7 License (24 preferred or must obtain upon hire)
  • Knowledge of SEC/FINRA, and various state rules and regulations
  • Confident, professional, and articulate in written and verbal communication; experience conducting meetings and presentations
  • Strong organizational skills: capacity to manage a heavy workload while navigating a variety of competing, ever-changing priorities
  • Detail-oriented; able to work with a high degree of accuracy in a fast-paced environment
  • Ability to travel (30% - 50%)
Bonus Points:
  • Experience in supervision, compliance, and/or regulatory management
  • Experience conducting exams or audits
  • Experience with technical supervisory systems (Orion, ProSurv, Smarsh, and RegEd)
What you’ll get:
  • Amazing benefits, including medical, dental, vision, and 401k (with matching options)
  • Generous PTO package from your start date
  • Access to an on-site café, gym, and primary care
  • Continuous personal and professional development opportunities
  • Recognition for hard work amp; exemplary performance
  • Employee-sponsored events…and more!
Who We Are:
Advisors Excel is a fast-paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors’ businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here – as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
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