Analyst, Compliance Consulting
New York, NY ยท On-site +1
... the SEC, FINRA, CFTC as well as international regulators. Kroll professionals possess an ... Remote employee. REQUIREMENTS: * Recently completed a Bachelor's or Master's degree in ...
New York, NY ยท On-site +1
... the SEC, FINRA, CFTC as well as international regulators. Kroll professionals possess an ... Remote employee. REQUIREMENTS: * Recently completed a Bachelor's or Master's degree in ...
New York, NY ยท On-site +1
... the SEC, FINRA, CFTC as well as international regulators. Kroll professionals possess an ... Remote employee. REQUIREMENTS: * Recently completed a Bachelor's or Master's degree in ...
Hoover, AL ยท On-site +1
$63K - $124K/yr
... and compliance. * Basic Qualifications * Bachelor's degree in accounting or finance * 3or more ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Hoover, AL ยท On-site +1
$63K - $124K/yr
... and compliance. * Basic Qualifications * Bachelor's degree in accounting or finance * 3or more ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Atlanta, GA ยท On-site +1
$63K - $124K/yr
... and compliance. * Basic Qualifications * Bachelor's degree in accounting or finance * 3or more ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Atlanta, GA ยท On-site +1
$63K - $124K/yr
... and compliance. * Basic Qualifications * Bachelor's degree in accounting or finance * 3or more ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Denver, CO ยท On-site +1
$95K - $115K/yr
... remote * Review branch operations, sales practices, supervisory procedures, and recordkeeping for compliance with FINRA, SEC, and other applicable regulations * Properly document findings ...
Denver, CO ยท On-site +1
$95K - $115K/yr
... remote * Review branch operations, sales practices, supervisory procedures, and recordkeeping for compliance with FINRA, SEC, and other applicable regulations * Properly document findings ...
Denver, CO ยท On-site +1
$95K - $115K/yr
... remote * Review branch operations, sales practices, supervisory procedures, and recordkeeping for compliance with FINRA, SEC, and other applicable regulations * Properly document findings ...
Denver, CO ยท On-site +1
$95K - $115K/yr
... remote * Review branch operations, sales practices, supervisory procedures, and recordkeeping for compliance with FINRA, SEC, and other applicable regulations * Properly document findings ...
... SEC compliance requirements * Coordinate with Empower's Executive Services and Personal Wealth ... For remote and hybrid positions you will be required to provide reliable high-speed internet with a ...
... SEC compliance requirements * Coordinate with Empower's Executive Services and Personal Wealth ... For remote and hybrid positions you will be required to provide reliable high-speed internet with a ...
$100K - $115K/yr
Review of all advertising submissions (including websites and social media accounts) for compliance with applicable advertising rules and regulations, including those set forth by the SEC and FINRA.
$100K - $115K/yr
Review of all advertising submissions (including websites and social media accounts) for compliance with applicable advertising rules and regulations, including those set forth by the SEC and FINRA.
New York, NY ยท Remote
$1.1K - $1.4K/wk
Remote Role Responsibilities * Review and evaluate AI-generated outputs related to regulatory ... FFIEC , FDA , SEC , GDPR , HIPAA ) and risk frameworks ( COSO , ISO 31000 ). * Collaborate ...
Quick apply
New York, NY ยท Remote
$1.1K - $1.4K/wk
Remote Role Responsibilities * Review and evaluate AI-generated outputs related to regulatory ... FFIEC , FDA , SEC , GDPR , HIPAA ) and risk frameworks ( COSO , ISO 31000 ). * Collaborate ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
San Francisco, CA ยท Remote
$136K - $204K/yr
Figure's ecosystem also includes YLDS, an SEC-registered yield-bearing stablecoin that operates as ... Remote
Quick apply
San Francisco, CA ยท Remote
$136K - $204K/yr
Figure's ecosystem also includes YLDS, an SEC-registered yield-bearing stablecoin that operates as ... Remote
Remote/Onsite Employment Type : Full Time Reports to : CEO Company Overview DPL Financial Partners ... Monitor and interpret changes in financial regulations (e.g., SEC fiduciary rules, NAIC insurance ...
Remote/Onsite Employment Type : Full Time Reports to : CEO Company Overview DPL Financial Partners ... Monitor and interpret changes in financial regulations (e.g., SEC fiduciary rules, NAIC insurance ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
Irving, TX ยท On-site +1
Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...
New York, NY ยท Remote
$1.1K - $1.4K/wk
Regulatory Compliance & Risk Management Expert Type: Contract Compensation: $1,150-$1,450 per ... FFIEC , FDA , SEC , GDPR , HIPAA ) and risk frameworks ( COSO , ISO 31000 ). * Collaborate ...
Quick apply
New York, NY ยท Remote
$1.1K - $1.4K/wk
Regulatory Compliance & Risk Management Expert Type: Contract Compensation: $1,150-$1,450 per ... FFIEC , FDA , SEC , GDPR , HIPAA ) and risk frameworks ( COSO , ISO 31000 ). * Collaborate ...
$100K - $110K/yr
Deep understanding of AML regulations, security industry typologies and FINRA/SEC compliance ... Remote
$100K - $110K/yr
Deep understanding of AML regulations, security industry typologies and FINRA/SEC compliance ... Remote
New York, NY ยท On-site +1
$80K - $95K/yr
Provide compliance support to business partners, as needed * Maintain regular interaction with ... Rules and regulations of the SEC, FINRA, and state securities regulatory agencies * Fundamental ...
New York, NY ยท On-site +1
$80K - $95K/yr
Provide compliance support to business partners, as needed * Maintain regular interaction with ... Rules and regulations of the SEC, FINRA, and state securities regulatory agencies * Fundamental ...
New York, NY ยท On-site +1
$75K - $95K/yr
Provide compliance support to business partners, as needed * Maintain regular interaction with ... Rules and regulations of the SEC, FINRA, and state securities regulatory agencies * Fundamental ...
New York, NY ยท On-site +1
$75K - $95K/yr
Provide compliance support to business partners, as needed * Maintain regular interaction with ... Rules and regulations of the SEC, FINRA, and state securities regulatory agencies * Fundamental ...
$100K - $110K/yr
Deep understanding of AML regulations, security industry typologies and FINRA/SEC compliance ... Remote
$100K - $110K/yr
Deep understanding of AML regulations, security industry typologies and FINRA/SEC compliance ... Remote
Colorado Springs, CO ยท On-site +1
Colorado Springs, CO Oakbrook Terrace, IL Hybrid InPerson Fully Remote FLSA Status: Exempt Position ... Interpret and apply complex federal and state regulations, including SEC, DOL, ERISA, and FINRA ...
Colorado Springs, CO ยท On-site +1
Colorado Springs, CO Oakbrook Terrace, IL Hybrid InPerson Fully Remote FLSA Status: Exempt Position ... Interpret and apply complex federal and state regulations, including SEC, DOL, ERISA, and FINRA ...
Petersburg, FL; however, we are open to considering remote candidates outside of the local area for ... Solid understanding of SEC and FINRA rules applicable to retail trading (e.g., best execution, Reg ...
Petersburg, FL; however, we are open to considering remote candidates outside of the local area for ... Solid understanding of SEC and FINRA rules applicable to retail trading (e.g., best execution, Reg ...
$31.5K - $47.5K
10% of jobs
$60.4K is the 25th percentile. Wages below this are outliers.
$47.5K - $63.5K
19% of jobs
$63.5K - $79.5K
19% of jobs
The median wage is $81.5K / yr.
$79.5K - $95.5K
17% of jobs
$106.4K is the 75th percentile. Wages above this are outliers.
$95.5K - $111.5K
15% of jobs
$111.5K - $127.5K
6% of jobs
$127.5K - $143.5K
5% of jobs
$143.5K - $159.5K
3% of jobs
$159.5K - $175.5K
2% of jobs
$175.5K - $191.5K
2% of jobs
$191.5K - $207.5K
1% of jobs
$31.5K
$98.9K
$207.5K
| Aspect | Remote Sec Compliance | Remote Security Analyst |
|---|---|---|
| Required Credentials | Certifications like CISSP, CISA, CISM | Certifications like CompTIA Security+, CISSP (optional) |
| Work Environment | Focus on compliance policies, audits, documentation | Focus on threat detection, incident response, security monitoring |
| Employer & Industry Usage | Used in regulated industries like finance, healthcare | Used across tech, finance, government sectors |
Remote Sec Compliance professionals primarily focus on ensuring organizations meet security standards and regulatory requirements, while Remote Security Analysts monitor and respond to security threats. Both roles require security certifications, but their daily tasks and focus areas differ significantly.

Compliance Consulting Analyst
Join Kroll's Global Compliance Consulting Team and gain hands-on experience in the dynamic field of Compliance. We are seeking motivated and detail-oriented individuals to contribute as new joiners in our Compliance Consulting Group.
Kroll's Compliance Consulting Group provides expert compliance support primarily to hedge funds, private equity firms, wealth managers and broker dealers in satisfying regulatory requirements by the SEC, FINRA, CFTC as well as international regulators. Kroll professionals possess an understanding of regulatory requirements, analytical skills and operations to support our client's compliance needs and provide tailored solutions in order to navigate the rapidly changing regulatory landscape. As a member of our team, you'll discover a supportive and collaborative work environment that empowers you to excel.
RESPONSIBILITIES:
Analysts will work with leaders to provide day-to-day or ad hoc support in the development, implementation and maintenance of compliance programs for a variety of registered investment advisers, including but not limited to:
REQUIREMENTS:
Preferred Qualifications:
1 year or more of corporate or regulatory experienceย
Knowledge of and familiarity with financial industry operations
Knowledge of federal securities laws, law degree a plus
Relevant industry certifications (CAMS, FINRA, NFA Series licenses etc.)ย
About Krollย
Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.ย
Kroll is committed to creating an inclusive work environment. We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
In order to be considered for a position, you must formally apply via careers.kroll.com.
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Business management consulting
5,001 - 10,000 Employees
New York, NY, US
1932