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Regulatory Exam Jobs (NOW HIRING)

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Senior Business Manager- Compliance

Miami, FL · On-site

Regulatory Exam & M&A Support * Assist with regulatory exam prep, coordinating document requests, status reporting, and leadership updates. * Support risk and compliancerelated M&A activities ...

Future Education

Exam Invigilator

Merton, WI · On-site

£85 - £95/day

Responsibilities include supervising students during exams, ensuring exam regulations are followed, distributing and collecting exam materials, and providing a calm environment for students.

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Regulatory Exam information

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$15

$34

$145

How much do regulatory exam jobs pay per hour?

As of Jul 15, 2026, the average hourly pay for regulatory exam in the United States is $34.60, according to ZipRecruiter salary data. Most workers in this role earn between $22.36 and $26.20 per hour, depending on experience, location, and employer.

What type of job is regulatory affairs?

Regulatory affairs is a profession focused on ensuring that companies comply with government regulations and standards for products such as pharmaceuticals, medical devices, and food. Professionals in this field prepare and submit documentation, interpret regulations, and work with regulatory agencies to obtain approvals, often requiring knowledge of laws, policies, and relevant tools like submission software.

What jobs pay 4000 a week without a degree?

Regulatory exam-related roles typically require specific certifications or licenses rather than a degree, and high weekly pay such as $4,000 is uncommon without specialized skills or experience. Jobs in sales, real estate, or certain trades like commercial driving or technical trades may reach this level with experience, but often require licensing or training. Most high-paying roles without a degree involve sales, entrepreneurship, or skilled trades that emphasize experience and certifications over formal education.

What is the highest paying job in regulatory affairs?

The highest paying roles in regulatory affairs are typically senior executive positions such as Vice President or Director of Regulatory Affairs, which can earn six-figure salaries. These roles often require extensive experience, advanced certifications, and leadership skills in managing compliance and regulatory strategies across organizations.

What are the key skills and qualifications needed to thrive as a Regulatory Examiner, and why are they important?

To thrive as a Regulatory Examiner, you need a solid understanding of financial regulations, risk assessment, and compliance procedures, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory reporting systems, audit software, and sometimes professional certifications like the CRCM or CPA is often required. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills in this position. These skills ensure accurate evaluation of compliance, effective reporting, and constructive interaction with regulated entities.

What are regulatory exams?

Regulatory exams are assessments or inspections conducted by government agencies or regulatory bodies to ensure that organizations comply with relevant laws, regulations, and industry standards. These exams can cover areas such as financial practices, safety protocols, environmental regulations, and more, depending on the industry. The purpose of a regulatory exam is to protect consumers, maintain market integrity, and ensure that businesses operate ethically and within legal boundaries. Organizations typically undergo periodic regulatory exams and must address any issues or deficiencies identified during the process.

What are some common challenges faced during a regulatory exam, and how can professionals best prepare for them?

Professionals involved in regulatory exams often face challenges such as managing tight deadlines, ensuring complete and accurate documentation, and responding to unexpected inquiries from examiners. Preparation typically involves coordinating with various departments to gather necessary information, reviewing internal processes for compliance, and conducting mock exams or readiness assessments. Proactive communication, organization, and a thorough understanding of relevant regulations are key to navigating these exams successfully. Building strong relationships with internal teams also helps ensure timely and accurate responses to examiner requests.

How do you get a job in regulatory affairs?

To get a job in regulatory affairs, candidates typically need a bachelor's degree in life sciences, pharmacy, or a related field, along with knowledge of regulatory guidelines such as FDA or EMA standards. Gaining experience through internships or entry-level positions and obtaining certifications like RAC can improve job prospects. Strong communication skills and familiarity with regulatory submission processes are also important.

What is the difference between Regulatory Exam vs Insurance Underwriter?

AspectRegulatory ExamInsurance Underwriter
Required CredentialsTypically requires passing a regulatory exam and licensingRequires knowledge of insurance policies, risk assessment, and sometimes licensing
Work EnvironmentRegulatory agencies, compliance offices, or licensing boardsInsurance companies, underwriting departments, or brokerage firms
Industry UsageMandatory for licensing and compliance in financial and insurance sectorsUsed to evaluate and price insurance risks for clients
Common Search/ComparisonOften compared due to licensing requirements and industry overlap

The Regulatory Exam and Insurance Underwriter roles both require industry-specific knowledge and licensing. The Regulatory Exam focuses on compliance, laws, and regulations, often necessary for licensing in financial and insurance sectors. In contrast, the Insurance Underwriter assesses risks and determines policy terms. While they serve different functions, both are integral to the insurance industry and often searched together by professionals seeking licensing or career information.

What are the most commonly searched types of Regulatory Exam jobs? The most popular types of Regulatory Exam jobs are:
What states have the most Regulatory Exam jobs? States with the most job openings for Regulatory Exam jobs include:
What job categories do people searching Regulatory Exam jobs look for? The top searched job categories for Regulatory Exam jobs are:
Regulatory Exam jobs near you
Infographic showing various Regulatory Exam job openings in the United States as of July 2026, with employment types broken down into 60% Full Time, and 40% Part Time. Highlights an 100% In-person job distribution, with an average salary of $71,960 per year, or $34.6 per hour.
Regulatory Compliance Exam Specialist

Regulatory Compliance Exam Specialist

Westlake Financial

Agoura Hills, CA • On-site

$60K - $80K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 6 days ago

Job description

The candidate will be a point of contact for state and federal regulatory examinations and will assist regulators on all requests pertaining to an examination. In addition, the individual will be responsible for developing and implementing appropriate corrective actions to address deficiencies cited in federal regulatory and state examination reports. Further, the individual will be responsible for ensuring that all deadlines and requests are met as these are extremely time sensitive.
Responsibilities:
  • Help provide responses to state and federal requests for information.
  • Help to coordinate state and federal regulatory examinations from agencies such as the CFPB, DOJ, FTC, SEC, NY DFS, DBO, TX OCCC and others.
  • Develop and implement necessary corrective actions to resolve cited exceptions that result from state and federal regulatory examinations
  • Schedule follow up internal audits to monitor and maintain the effectiveness of the corrective action taken to ensure future compliance
  • Provide written responses to exception reports and ongoing audit results to state and federal regulators
  • Prepare internal reports and summaries on incidents of non-compliance with relevant legal, regulatory and policy requirements
  • Develop and present Root Cause Analysis along with Corrective Action Plans to the compliance board and board of directors
  • Work closely with the Chief Compliance Officer and Regulatory Compliance Counsel to ensure that cited exceptions are in fact valid before developing and implementing a remediation/corrective action.
  • Work with and partner with business units to develop, design, document, and maintain monitoring policies and procedures for the objective of ensuring compliance with relevant legal and regulatory requirements governing compliance finance.

REQUIREMENTS:
  • Basic knowledge of multi-state regulatory requirements for auto finance
  • Basic knowledge of Consumer Financial Protection Laws.
  • Strong communication skills (verbal, writing) including the ability to communicate professionally with state and federal regulators and upper management.
  • Superior interpersonal skills and teamwork awareness
  • Demonstrated understanding of learning & development principles
  • Must be able to handle multi-tasking of projects and manage priorities in fast paced environment; and
  • Detail Oriented.

EDUCATION AND/OR EXPERIENCE:
  • Bachelor's Degree from an accredited College or University in Business related discipline;
  • Preferred to have at least three years previous experience in the auto finance industry

MACHINES, OFFICE EQUIPTMENT & SOFTWARE:
  • Daybreak or other retail consumer servicing systems preferred;
  • Web navigation and/or web-based application;
  • Personal computer: Microsoft Word, Excel, and Outlook, PowerPoint, Vision; and
  • Copier, Faxing & other general office supplies.

Compensation Plan:
  • $60,000 - $80,000 depending on experience
  • The exact starting compensation to be offered will be determined at the time of selecting an applicant for hire and will be dependent on a wide range of factors, including but not limited to geographic location, skill set, experience, education, credentials, and licensure when applicable.

Benefits
What do we offer?
  • Medical, Dental, and Vision benefits
  • Life Insurance and Long-term disability plans
  • Flexible Spending Account
  • 401K matching
  • Employee Stock Ownership Program in a $18.2 Billion Company, plus company matching
  • Wellness Programs
  • Metro Tap Card and Metro-link Reimbursement (for Los Angeles, CA employees only)
  • Career Path Opportunities
  • Discounts on Parks, Museums, Movie Tickets, and Attractions
  • Annual Flu Shot
  • Paid Vacations Days
  • Paid Sick days
  • Paid holidays
  • HGym (available in our Los Angeles, CA & Dallas,TX office)
  • Rental Car Discounts, Dell Member Purchase Program
  • UKG Wallet

Acknowledgement
We will consider for employment all qualified Applicants, including those with Criminal Histories, in a manner consistent with the requirements of applicable state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.
We are an equal opportunity employer and do not unlawfully discriminate in employment. No question on this application is used for the purpose of limiting or excluding any applicant from consideration for employment on a basis prohibited by local, state, or federal law. Equal access to employment, services, and programs is available to all persons. Those applicants requiring reasonable accommodation to the application and/or interview process should notify a representative
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

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