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Registered Representative Finra Jobs (NOW HIRING)

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Senior Client Services Representative

Atlanta, GA · On-site

$18.50 - $25.50/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. * Answer phones, schedule appointments, and prepare ...

Cetera

Senior Client Services Representative

Atlanta, GA

$18.50 - $25.50/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. * Answer phones, schedule appointments, and prepare ...

Cetera

Senior Client Services Representative

San Diego, CA · On-site

$25 - $32.20/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. Answer phones, schedule appointments, and prepare materials ...

Cetera

Senior Client Services Representative

Woburn, MA · On-site

$23.55 - $30.75/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. Answer phones, schedule appointments, and prepare materials ...

Cetera

Senior Client Services Representative

Woburn, MA

$23.55 - $30.75/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. Answer phones, schedule appointments, and prepare materials ...

Cetera

Senior Client Services Representative

San Diego, CA · On-site

$25 - $32.20/hr

Act as a liaison between the registered representatives and their clients while following FINRA guidelines as a registered sales assistant. Answer phones, schedule appointments, and prepare materials ...

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All JobsFinance and Insurance JobsFinancial Services JobsFinancial Reporting Specialist JobsRegistered Representative Finra Jobs

Registered Representative Finra information

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$22.5K

$57.6K

$83.5K

How much do registered representative finra jobs pay per year?

As of Aug 18, 2026, the average yearly pay for registered representative finra in the United States is $57,604.00, according to ZipRecruiter salary data. Most workers in this role earn between $38,500.00 and $73,500.00 per year, depending on experience, location, and employer.

What is a registered representative FINRA?

A Registered Representative FINRA is a financial professional who is licensed to sell securities and investment products, such as stocks, bonds, and mutual funds, after passing qualifying exams administered by the Financial Industry Regulatory Authority (FINRA). These individuals typically work for brokerage firms or investment companies and must adhere to strict regulatory standards to ensure ethical conduct and investor protection. Registered Representatives must complete continuing education requirements and are subject to ongoing oversight by FINRA. Their primary role is to assist clients in making informed investment decisions and executing trades on their behalf.

What are the key skills and qualifications needed to thrive as a registered representative FINRA?

To thrive as a Registered Representative (FINRA), you need a solid understanding of financial markets, investment products, and compliance regulations, typically demonstrated through FINRA Series 7 and Series 63 or 66 licenses. Familiarity with trading platforms, customer relationship management (CRM) software, and compliance monitoring systems is essential. Excellent interpersonal, communication, and ethical judgment skills help build client trust and navigate complex financial situations. These competencies ensure effective client service, regulatory compliance, and successful business development in the financial industry.

What are some common challenges registered representatives face when balancing compliance requirements with client relationship management?

Registered Representatives often need to carefully balance their responsibility to comply with FINRA regulations while maintaining strong, trusting relationships with clients. This can be challenging, as it requires staying up-to-date with evolving compliance rules, ensuring all recommendations and transactions are properly documented, and sometimes having difficult conversations with clients about regulatory limitations. Effective representatives use clear communication and transparency to help clients understand the reasons behind regulatory requirements, which helps build trust and ensures ethical, legal standards are met. Regular training and collaboration with compliance teams are also crucial for navigating these challenges successfully.

What is the difference between Registered Representative Finra vs Stock Broker?

AspectRegistered Representative FinraStock Broker
CredentialsFINRA registration, Series 7 licenseOften the same, Series 7 license required
Work EnvironmentFinancial firms, brokerage officesFinancial firms, brokerage offices
Employer & IndustryBrokerage firms, securities industryBrokerage firms, securities industry
Search & Comparison IntentSimilar roles, different terminologySimilar roles, different terminology

Both Registered Representatives Finra and Stock Brokers perform similar functions in the securities industry, providing investment advice and selling securities. The main difference lies in terminology; 'Registered Representative Finra' emphasizes the regulatory registration, while 'Stock Broker' is a more general term used by the public. Both roles require Series 7 licensing and work within brokerage firms, making them closely related in credentials and work environment.

More about Registered Representative Finra jobs

What cities are hiring for Registered Representative Finra jobs?

Cities with the most Registered Representative Finra job openings:

What states have the most Registered Representative Finra jobs?

States with the most job openings for Registered Representative Finra jobs include:

What job categories do people searching Registered Representative Finra jobs look for?

The top searched job categories for Registered Representative Finra jobs are:

Registered Representative Finra jobs near you
Infographic showing various Registered Representative Finra job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $57,604 per year, or $27.7 per hour.

Agent/Registered Representative/Financial Advisor

New York Life

New York, NY

Full-time

Medical, Life, Retirement

Re-posted 20 days ago

Job description

New York Life is seeking an experienced Financial Representative or Financial Advisor to join our growing office. Strong applicants will have demonstrated an entrepreneurial “growth” mindset and a passion for working with their clients. In return, New York Life will offer stability, continuous development support, a formal track to management for qualified candidates, and an impressive product suite to help your clients plan for their financial future.

Desired Skills and Experience

4-year college degree

3+ years industry experience as a Registered Representative/Financial Advisor

Experience selling insurance; Life and Health License preferred

Securities Registrations as a Registered Representative: FINRA S6, S63 and/or S7 preferred

Accredited Designations preferred such as CFP, ChFC, or MSFS

Possess strong knowledge of the investment business and understanding of comprehensive financial planning concepts

Accomplished communicator with strong verbal and written skills

New York Life is committed to offering its Agents/Registered Representatives/Financial Advisors training and support

Our NYLIC University training program, designed to provide career-long support and growth including specialized training for those interested in the management career path

Our Advanced Planning Group supports a variety of wealth strategies and business planning objectives.

Eagle Strategies is a Registered Investment Advisor for qualifying agents who are also Registered Representatives and wish to offer investment advisory services

A team of highly-trained, experienced product consultants to support your client acquisition needs

Dedicated underwriters who work diligently on cases

Committed managers who don’t sell; but instead are dedicated to helping you succeed

A formal program for leadership and corporate opportunities, if desired

Our compensation and benefits programs include:

Significant Income Potential

Comprehensive medical coverage1 2

Retirement package; defined benefit pension plan and 401k2

Group life and disability income insurance1 2

Devotion to its policy owners has led New York Life through over 170 years of industry success. Some of our accolades include:

#69 on Fortune 100 in 2018

Most MDRT3 members in the United States

Highest possible financial strength ratings currently awarded to any life insurer: Standard & Poor’s (AA+); A.M. Best (A++); Moody’s (Aaa); and Fitch (AAA) according to Third Party Ratings Reports as of 7/30/18.

EOE M/F/D/V/SO

SMRU 1799504 /EXP 7/1/19

NorCal Orange logo

About NorCal Orange

Sourced by ZipRecruiter

Industry

Colleges, universities, and professional schools

Company size

11 - 50 Employees

Headquarters location

Syracuse, NY, US

View All NorCal Orange Jobs