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Registered Financial Advisor Jobs (NOW HIRING)

Human Agency

Active RIA (Registered Investment Adviser) or Series 65/66 licensure required, with a clean ... financial advisory, wealth management, or a related field where you've advised individuals or ...

Thompson Financial Group

$120K/yr

Registered Financial Advisor - Location: Hunt Valley, MD, US Seeking a skilled Financial Advisor in Baltimore, MD We are seeking an experienced, fully licensed Independent Financial Advisor to ...

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$36K

$102.1K

$144K

How much do registered financial advisor jobs pay per year?

As of Jun 8, 2026, the average yearly pay for registered financial advisor in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What is the difference between Registered Financial Advisor vs Financial Planner?

AspectRegistered Financial AdvisorFinancial Planner
CredentialsTypically holds Series 7, 63, or 65 licenses; may be registered with SEC or FINRAOften holds CFP certification; may also have Series licenses
Work EnvironmentWorks for brokerage firms, banks, or independent firms; provides investment adviceWorks independently or within firms; offers comprehensive financial planning
Industry UsageCommonly used in investment-focused rolesUsed broadly for holistic financial planning services

The main difference is that a Registered Financial Advisor is often licensed to sell securities and provide investment advice, while a Financial Planner offers comprehensive financial planning services, which may include investments, estate planning, and retirement strategies. Both roles require relevant certifications and serve clients in managing their finances, but their focus and scope can differ.

What are some common challenges faced by Registered Financial Advisors when building a client base?

Registered Financial Advisors often encounter challenges such as establishing trust with new clients, differentiating their services in a competitive market, and navigating regulatory requirements. Building a strong client base requires consistent networking, excellent communication skills, and a thorough understanding of clients' unique financial needs. Advisors typically work closely with other professionals, such as tax specialists and estate planners, to provide comprehensive service, and ongoing professional development is crucial for staying current with industry regulations and best practices.

What are the key skills and qualifications needed to thrive as a Registered Financial Advisor, and why are they important?

To thrive as a Registered Financial Advisor, you need a solid understanding of financial planning, investment strategies, and regulatory compliance, typically supported by a bachelor's degree in finance or a related field and relevant licenses like the Series 7 and Series 66. Familiarity with portfolio management software, CRM platforms, and financial analysis tools is essential for daily operations. Strong interpersonal skills, active listening, and ethical judgment set outstanding advisors apart when building trust with clients. These skills and qualities are crucial for delivering personalized advice, ensuring regulatory adherence, and fostering long-term client relationships.

Is $200,000 enough to work with a financial advisor?

A registered financial advisor typically recommends investment strategies based on clients' assets, goals, and risk tolerance. While $200,000 is a substantial amount that can allow for comprehensive financial planning and investment management, the level of service and fees may vary depending on the advisor's fee structure and the complexity of your financial situation.

What is a Registered Financial Advisor?

A Registered Financial Advisor is a licensed professional who provides financial advice and guidance to individuals or organizations. They help clients with investments, retirement planning, tax strategies, and other financial decisions. To become registered, advisors must meet regulatory requirements, pass relevant exams, and adhere to ethical standards set by financial authorities. Their main goal is to help clients achieve their financial objectives through tailored advice and planning.
What cities are hiring for Registered Financial Advisor jobs? Cities with the most Registered Financial Advisor job openings:
What are the most commonly searched types of Registered Financial Advisor jobs? The most popular types of Registered Financial Advisor jobs are:
What states have the most Registered Financial Advisor jobs? States with the most job openings for Registered Financial Advisor jobs include:
Registered Financial Advisor jobs near you
Experienced Financial Advisor

Experienced Financial Advisor

Thompson Financial Group

Baltimore, MD • On-site

$120K/yr

Full-time

Posted 2 days ago

Job description

Description
Job Title: Registered Financial Advisor - Location: Hunt Valley, MD, US
Seeking a skilled Financial Advisor in Baltimore, MD
We are seeking an experienced, fully licensed Independent Financial Advisor to affiliate with our established Baltimore firm. In this role, you will build and manage your own client relationships while delivering comprehensive financial planning, investment advisory services, and insurance solutions-supported by our in‑house specialists, operational staff, and robust planning infrastructure.
This opportunity is ideal for business advisors who want true independence over their practice, branding, and schedule, while still benefiting from the stability, resources, and credibility of a long-standing organization.
Responsibilities
• Acquire, develop, and retain a book of individual and business clients through proactive business development, referrals, and networking.
• Provide holistic financial planning, including retirement planning, investment management, risk management/insurance, and estate conservation strategies.
• Analyze clients' financial situations, recommend appropriate investment and insurance solutions, and implement strategies aligned with a client‑first philosophy.
• Conduct ongoing portfolio and policy reviews, adjust strategies as clients' needs evolve, and maintain regular, high‑quality communication.
• Operate as an independent advisor within the TFG framework, leveraging firm resources, coaching, and technology to grow a sustainable practice.
Qualifications
• Active FINRA Series 7 and Series 66 registrations (or equivalent 63/65 combination).
• Active state Life and Health Insurance licenses for Maryland.
• Minimum 2-3 years of client‑facing experience as a financial advisor, planner, or financial professional in investments and/or insurance.
• Strong interpersonal, communication, and relationship‑building skills, with the ability to explain complex financial concepts in clear terms.
• Bachelor's degree or equivalent professional experience in financial services, wealth management, or a related field.
• Demonstrated business mindset and track record of business development or practice growth.

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