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Registered Financial Advisor Jobs (NOW HIRING)

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Active RIA (Registered Investment Adviser) or Series 65/66 licensure required, with a clean ... financial advisory, wealth management, or a related field where you've advised individuals or ...

Merit Financial Advisors

Financial Advisor

Albany, GA · On-site

Best Places to Work for Financial Advisors 2018, 2019, 2020, 2021, 2022, 2023, and 2024 - Recognized firms were required to be a registered investment advisor (RIA) that has been in business at least ...

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Registered Financial Advisor information

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$36K

$102.1K

$144K

How much do registered financial advisor jobs pay per year?

As of Jun 8, 2026, the average yearly pay for registered financial advisor in the United States is $102,134.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,000.00 and $131,000.00 per year, depending on experience, location, and employer.

What is the difference between Registered Financial Advisor vs Financial Planner?

AspectRegistered Financial AdvisorFinancial Planner
CredentialsTypically holds Series 7, 63, or 65 licenses; may be registered with SEC or FINRAOften holds CFP certification; may also have Series licenses
Work EnvironmentWorks for brokerage firms, banks, or independent firms; provides investment adviceWorks independently or within firms; offers comprehensive financial planning
Industry UsageCommonly used in investment-focused rolesUsed broadly for holistic financial planning services

The main difference is that a Registered Financial Advisor is often licensed to sell securities and provide investment advice, while a Financial Planner offers comprehensive financial planning services, which may include investments, estate planning, and retirement strategies. Both roles require relevant certifications and serve clients in managing their finances, but their focus and scope can differ.

What are some common challenges faced by Registered Financial Advisors when building a client base?

Registered Financial Advisors often encounter challenges such as establishing trust with new clients, differentiating their services in a competitive market, and navigating regulatory requirements. Building a strong client base requires consistent networking, excellent communication skills, and a thorough understanding of clients' unique financial needs. Advisors typically work closely with other professionals, such as tax specialists and estate planners, to provide comprehensive service, and ongoing professional development is crucial for staying current with industry regulations and best practices.

What are the key skills and qualifications needed to thrive as a Registered Financial Advisor, and why are they important?

To thrive as a Registered Financial Advisor, you need a solid understanding of financial planning, investment strategies, and regulatory compliance, typically supported by a bachelor's degree in finance or a related field and relevant licenses like the Series 7 and Series 66. Familiarity with portfolio management software, CRM platforms, and financial analysis tools is essential for daily operations. Strong interpersonal skills, active listening, and ethical judgment set outstanding advisors apart when building trust with clients. These skills and qualities are crucial for delivering personalized advice, ensuring regulatory adherence, and fostering long-term client relationships.

Is $200,000 enough to work with a financial advisor?

A registered financial advisor typically recommends investment strategies based on clients' assets, goals, and risk tolerance. While $200,000 is a substantial amount that can allow for comprehensive financial planning and investment management, the level of service and fees may vary depending on the advisor's fee structure and the complexity of your financial situation.

What is a Registered Financial Advisor?

A Registered Financial Advisor is a licensed professional who provides financial advice and guidance to individuals or organizations. They help clients with investments, retirement planning, tax strategies, and other financial decisions. To become registered, advisors must meet regulatory requirements, pass relevant exams, and adhere to ethical standards set by financial authorities. Their main goal is to help clients achieve their financial objectives through tailored advice and planning.
What cities are hiring for Registered Financial Advisor jobs? Cities with the most Registered Financial Advisor job openings:
What are the most commonly searched types of Registered Financial Advisor jobs? The most popular types of Registered Financial Advisor jobs are:
What states have the most Registered Financial Advisor jobs? States with the most job openings for Registered Financial Advisor jobs include:
Registered Financial Advisor jobs near you

Financial Advisor

Engage Employment Solutions

Marshall, MI • On-site

Full-time

Medical, Retirement

Posted 4 days ago

Job description

Company Description
Engage Employment Solutions, LLC works on both side of the employment application. Filling important vacant positions for employers and career coaching job seekers in gaining job offers in their desired industry.
With over 30 years of executive human resources leadership, We work with the best employers to find the best new employees. Engage Employment Solutions is not a staffing or temp. agency. We work directly with our different employers for direct hire positions.
Recruitment expertise in all levels of public sector positions, specialty retail, health care, behavioral health care, manufacturing and specialty IT positions.
EngageEmploymentSolution.com
Job Description
FINANCIAL ADVISOR
Ready to take your career to new levels of purpose, pride and satisfaction? Looking for freedom to control your schedule and your income, while making a profound impact in the lives of your clients and your community? Already a Registered Financial / Investment Advisor?
If the answer is yes to any of these questions, then this opportunity is your answer.
About Us
VantagePointe Financial Group - Our Firm was established in 1984. Our mission is to provide quality financial guidance, to build relationships of trust, and to develop innovative solutions that help our clients achieve their financial dreams and goals.
What makes us different? It's our people. We are comprised of a dedicated team of professionals with a wide range of backgrounds - in finance, insurance, investments, and risk management. Many of our professionals have designations including Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC), and Certified Financial Planner™ (CFP®). It's our process. Each Financial Advisor is responsible for understanding his or her client's entire financial picture and for providing the appropriate resources to meet a variety of needs. It's our goods and services. We offer a full range of financial planning services and outstanding products from the most respected companies in the marketplace. And finally, it's our calling to make a difference.
The truth is, it's all of these - backed by our commitment to maintain our relationship with our clients.
Why you should consider this opportunity? Check out what we can offer you:
• Starting Base Salary plus Commission Splits
• IRA and Health Benefits
• Office Space
• Marketing Materials
• Financial Planning Software
• Assistance with Compliance, New Business Coordinators, Processes/Systems and our Website
Job Description
The Financial Advisor position will be based out of our Marshall, Michigan office. This position helps clients reach their goals by developing and implementing financial plans to show clients where they are today, plan where they want to go tomorrow and provide the financial tools and support to help them get there. These tools may include the areas of retirement planning, insurance & investment services, estate planning, and education funding. The Financial Advisor has the flexibility to build their own practice while receiving support from our group's team of experts in the financial field.
Responsibilities include:
• Provides individualized needs analysis and prepares recommendations for customized financial solutions for potential clients.
• Profiles clients and delivers recommendations to ensure these needs are met
• Uses sales tools and modules to conduct the analysis; offers the best advice and products for client's understanding of solutions
• Delivers a diversified set of brokerage, investment and insurance with advice-based solutions with a financial planning mindset to meet the individual investment needs of current and potential clients.
• Increases assets under management by offering investment and insurance solutions to clients and leveraging business partnerships to increase referrals
• Provides financial planning services by advising the client on the advantages and disadvantages of different product decisions in alignment with the client's needs
• Meets or exceeds established sales goals for assigned market, while meeting individual client needs and complying with set policies and regulations
• Understands and adheres to the group's risk and regulatory standards, policies and controls.
Qualifications
Education, Experience and Licensing Requirements:
• Minimum 2 years of experience in the financial industry
• Must hold series 7, series 63 & 65 or 66 licenses and a book of business
• Previous trust/fiduciary product, financial planning, managed accounts or insurance experience preferred
• Excellent Sales and Customer Service Skills
• Analytical and reporting skills
• Attention to detail and possess good time management skills
Additional Information
This position will be working from the Marshall office and will include travel in a 20 to 30 mile radius.

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