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Pre Trade Risk Controls Product Manager Jobs (NOW HIRING)

Risk & Controls Associate

New York, NY ยท On-site

$88K - $115K/yr

... management. As a member of the team, you will advise the business, including product and engineering groups, while identifying areas of risk and making recommendations on mitigating controls. You ...

... management, underwriting corporate insurance, trade risk and analytics, model validation, and ... Appropriate risk controls * Appropriate methodologies for risk measurements and internal process ...

AVP, Banking Risk & Controls

Watseka, IL ยท On-site

$94K - $110K/yr

The role assists in the testing of risk-mitigating controls, supports enterprise risk reporting ... Prior experience working with Fiserv products. * Knowledge of business and management principles ...

... pre-/post-trade controls, kill-switch standards and system implementations. Perform critical ... Risk Management ----- Job Family: Market Risk ----- Time Type: Full time ----- Primary Location:

AVP, Banking Risk & Controls

Watseka, IL ยท On-site

$94K - $110K/yr

The role assists in the testing of risk-mitigating controls, supports enterprise risk reporting ... Prior experience working with Fiserv products. * Knowledge of business and management principles ...

AVP, Banking Risk & Controls

Melville, NY ยท On-site

$94K - $110K/yr

The role assists in the testing of risk-mitigating controls, supports enterprise risk reporting ... Prior experience working with Fiserv products. * Knowledge of business and management principles ...

AVP, Banking Risk & Controls

Bourbonnais, IL ยท On-site

$94K - $110K/yr

The role assists in the testing of risk-mitigating controls, supports enterprise risk reporting ... Prior experience working with Fiserv products. * Knowledge of business and management principles ...

Showing results 41-60

Pre Trade Risk Controls Product Manager information

See salary details

$51.5K

$159.4K

$197K

How much do pre trade risk controls product manager jobs pay per year?

As of Sep 14, 2026, the average yearly pay for pre trade risk controls product manager in the United States is $159,405.00, according to ZipRecruiter salary data. Most workers in this role earn between $141,000.00 and $197,000.00 per year, depending on experience, location, and employer.

What is a pre trade risk controls product manager?

Pre Trade Risk Controls Product Managers are professionals responsible for overseeing and developing systems that monitor and manage trading risks before trades are executed. They work closely with technology, compliance, and trading teams to ensure that financial institutions adhere to regulatory requirements and internal risk policies. Their responsibilities include defining product requirements, prioritizing features, and ensuring the risk controls effectively prevent errors, limit exposure, and safeguard market integrity. This role requires a strong understanding of financial markets, risk management, and product development.

How does a pre trade risk controls product manager typically collaborate with engineering and compliance teams to ensure effective risk mitigation?

A Pre Trade Risk Controls Product Manager works closely with engineering teams to define requirements and prioritize features that address critical risk scenarios before trades are executed. Frequent collaboration with compliance teams is also essential to ensure that controls align with evolving regulatory standards and internal risk policies. This role often involves leading cross-functional meetings, clarifying business goals, and translating regulatory needs into technical specifications, making communication and stakeholder management key aspects of daily responsibilities.

What are the key skills and qualifications needed to thrive as a pre trade risk controls product manager, and why are they important?

To thrive as a Pre Trade Risk Controls Product Manager, you need a deep understanding of financial markets, risk management principles, and experience in product lifecycle management, often backed by a degree in finance, computer science, or a related field. Familiarity with risk management platforms, order management systems (OMS), and regulatory compliance tools, as well as certifications like FRM or CFA, are highly beneficial. Strong analytical thinking, stakeholder management, and effective communication are essential soft skills for driving product strategy and cross-functional alignment. These competencies ensure the delivery of robust risk controls that protect trading operations and meet evolving regulatory requirements.

What are popular job titles related to Pre Trade Risk Controls Product Manager jobs?

For Pre Trade Risk Controls Product Manager jobs, the most frequently searched job titles are:

Infographic showing various Pre Trade Risk Controls Product Manager job openings in the United States as of June 2026, with employment types broken down into 96% Full Time, 2% Part Time, 1% Temporary, and 1% Contract. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $159,405 per year, or $76.6 per hour.

Risk & Controls Associate

New York, NY โ€ข On-site

$88K - $115K/yr

Full-time

Re-posted 28 days ago


Job description

About You

With an eye for details, you are excited to monitor the risk environment of the Company and provide insights to enable effective risk management. You enjoy partnering with the business by providing advice, guidance, and problem solving to identify areas of risk and make valuable recommendations on controls. You are interested in influencing change and decisions for business initiatives, project launches, and system implementations. A dynamic environment is motivating and you are passionate about technology and able to focus on key issues and the details that come with it.

About the Role

The Flourish Risk & Controls team is responsible for monitoring risk across Flourish and providing insights to enable effective risk management. As a member of the team, you will advise the business, including product and engineering groups, while identifying areas of risk and making recommendations on mitigating controls. You will contribute to the strategic development of the controls strategy for the business and assist in the decision making process for business initiatives including product launches and system implementations. You will partner with leaders and stakeholders across the organization to achieve a strong control environment that enhances and protects organizational value.

As a member of the team, you will contribute to the execution of the annual risk assessment process and design and execute risk-based audit programs to address the identified risks and compliance requirements. You will prepare audit reports to document audit scope, procedures, findings, and recommendations. You will interpret the significance of audit findings, draw conclusions from findings, and make practical recommendations for remediation. You will communicate with and educate process owners on the importance of controls, an effective control environment, and the role of the team.

Principal Responsibilities
  • Maintain the inventory of internal controls and assist control owners in their knowledge and understanding of the controls they own
  • Support the design and documentation of controls and where appropriate framework, policy, and process documentation to support those controls
  • Coordinate the annual risk assessment process and assist management in identifying and mitigating risks
  • Assist with holistic risk quantification and mitigation efforts across business units
  • Develop internal audit scope and audit plans
  • Acquire, analyze, and evaluate documentation to execute audit plans
  • Prepare and present reports that reflect audit results
  • Maintain open communication with teams and leadership across the organization
  • Manage the relationship with the external auditors
  • Project manage the external audits across multiple regulatory regimes including the audit preparation process and communication between auditors and control owners
  • Actively identify areas to improve operations and independently handle broad-scope projects
Qualifications
  • Bachelor's degree in Business, Finance, Accounting, or related field, or equivalent experience
  • 3+ years of work experience in an audit, advisory consulting, or risk management role
  • Experience designing, testing, implementing internal controls and reviewing business processes
  • Ability to interact with all levels, set objectives, and create results
  • Ability to navigate through ambiguity
  • Ability to manage and coordinate multiple project assignments simultaneously in a fast-paced environment
  • Ability and willingness to take initiative to address problems and make continuous process improvements
  • Excellent communication skills, with the ability to work with a wide variety of stakeholders
Preferred Qualifications
  • CPA, CA, CIA, or related experience
  • Knowledge of broker-dealer compliance requirements, including SEC Rule 17a-5
  • Knowledge of NAIC Model Law on Suitability in Annuity Transactions
  • Knowledge of the AICPA Trust Services Criteria for SOC 2 Examinations

At Flourish, we focus on ensuring fair, equitable pay by providing competitive salaries, along with bonus and incentive opportunities and benefits for all employees.

Base Salary Range: $88,300 - $115,900 plus bonus