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Osj Manager Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam. * Identify and share best practices with OSJ Managers regarding ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam. Identify and share best practices with OSJ Managers regarding ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam. * Identify and share best practices with OSJ Managers regarding ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam. * Identify and share best practices with OSJ Managers regarding ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam. * Identify and share best practices with OSJ Managers regarding ...

LPL Financial

Sr Regional Supervisory Principal

Tempe, AZ · Remote

$84K - $140K/yr

Responsible for maintaining ongoing relationships to HOS advisors and/or OSJ managers by acting as a main point of contact to educate, guide, and assist them with maintaining a compliant business.

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Osj Manager information

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$27.5K

$81.7K

$137.5K

How much do osj manager jobs pay per year?

As of Sep 13, 2026, the average yearly pay for osj manager in the United States is $81,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $50,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What is an OSJ manager?

An OSJ Manager, or Office of Supervisory Jurisdiction Manager, is a professional responsible for overseeing compliance and supervisory activities within a financial services firm, typically a broker-dealer. Their primary duties include supervising registered representatives, ensuring adherence to regulatory requirements, conducting audits, and addressing compliance issues. OSJ Managers serve as the key point of contact between branch offices and the firm's home office compliance department. Their role is crucial for maintaining the integrity of the firm's operations and protecting both clients and the organization from regulatory risks.

What are the key skills and qualifications needed to thrive as an OSJ manager?

To thrive as an OSJ Manager, you need in-depth knowledge of financial regulations, supervisory procedures, and typically a FINRA Series 24 license or equivalent supervisory qualification. Familiarity with compliance monitoring systems, CRM software, and financial reporting tools is crucial for overseeing branch activities. Outstanding leadership, attention to detail, and strong communication skills help foster a compliant and productive team environment. These competencies are essential to ensure regulatory adherence, mitigate risk, and support the firm's reputation and operational success.

What are some common challenges faced by OSJ managers when supervising multiple registered representatives?

One of the key challenges OSJ Managers encounter is balancing oversight of numerous registered representatives while ensuring each individual remains compliant with regulatory standards. This often involves reviewing a high volume of communications, transactions, and documentation, which can be time-consuming and detail-oriented. Additionally, OSJ Managers must stay updated on evolving FINRA and SEC regulations, and effectively communicate these changes to their teams. Strong organizational skills and proactive communication are essential to address potential compliance issues promptly and foster a culture of accountability.

What cities are hiring for Osj Manager jobs?

Cities with the most Osj Manager job openings:

What are popular job titles related to Osj Manager jobs?

For Osj Manager jobs, the most frequently searched job titles are:

Infographic showing various Osj Manager job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 11% Part Time, and 1% Contract. Highlights an 80% Physical, 2% Hybrid, and 18% Remote job distribution, with an average salary of $81,677 per year, or $39.3 per hour.

Branch Office Examiner

Scottsdale, AZ • On-site, Remote

Osaic
Finance and Insurance • 1 - 5K employees
Learn more about Osaicexternal

$65K - $75K/yr

Full-time

Medical, Dental, Vision, Retirement

Re-posted 22 days ago

Osaic rating

8.1

Company rating: 8.1 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.

Basic Requirements:

  • Minimum 3 years Independent Broker-Dealer experience.
  • FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic knowledge and understanding of the Firm's and Regulatory Policies
  • Basic proficiency in information technology and skills used to communicate electronically, organize activities and analyze information.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Branch Examiner experience.
  • FINRA Series 24, FINRA Series 65 and/ or 66 preferred.

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Current Employees and Contractors Apply Here

What Osaic employees say

Pay

Benefits

Hours and flexibility

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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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