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Market Surveillance Jobs (NOW HIRING)

Mercor

Market Conduct Specialist - AI Trainer

Dallas, TX · On-site +1

$100/hr

Trade Surveillance Expert (Market Abuse & Conduct Monitoring) Type: Contract Compensation: $100/hour Location: Remote Role Responsibilities * Review and analyze simulated and real-world trading ...

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Market Surveillance information

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$82K

$96K

$107.5K

How much do market surveillance jobs pay per year?

As of Aug 13, 2026, the average yearly pay for market surveillance in the United States is $95,950.00, according to ZipRecruiter salary data. Most workers in this role earn between $89,000.00 and $103,000.00 per year, depending on experience, location, and employer.

What is the difference between Market Surveillance vs Compliance Analyst?

AspectMarket SurveillanceCompliance Analyst
Required CredentialsTypically securities licensing (e.g., Series 7, 24)Often securities licenses and compliance certifications
Work EnvironmentFinancial exchanges, regulatory agenciesFinancial institutions, brokerage firms
Employer & Industry UsageUsed mainly in trading floors, exchangesUsed in banks, asset managers, brokerages
Search & Comparison IntentUnderstanding roles in market monitoringUnderstanding compliance and regulatory roles

Market Surveillance focuses on monitoring trading activities to detect irregularities and prevent market abuse, often working within exchanges or regulatory bodies. Compliance Analysts ensure firms adhere to legal standards and internal policies, working within financial institutions. While both roles require securities licenses and involve regulatory knowledge, Market Surveillance is more about monitoring market activity, whereas Compliance Analysts focus on regulatory adherence within organizations.

What does a market surveillance analyst do?

A market surveillance analyst monitors trading activity and market data to detect and prevent fraudulent or manipulative practices. They analyze transactions using specialized software, ensure compliance with regulations, and report suspicious behavior to authorities. Strong analytical skills and knowledge of financial markets are essential for this role.

How does a market surveillance professional typically collaborate with other departments within a financial organization?

Market Surveillance professionals frequently collaborate with compliance, legal, trading, and risk management teams to investigate unusual market activities and ensure adherence to regulations. Regular communication is essential, as surveillance analysts may need to escalate suspicious findings, clarify policy interpretations, or coordinate on regulatory reporting. This cross-functional teamwork helps ensure that any potential market abuse or manipulation is identified and addressed promptly, fostering a culture of transparency and ethical conduct across the organization.

What are the key skills and qualifications needed to thrive as a market surveillance analyst?

To thrive as a Market Surveillance Analyst, you need a strong background in finance, analytics, and regulatory compliance, often supported by a degree in finance, economics, or a related field. Familiarity with surveillance platforms, data analysis tools (such as SQL or Python), and knowledge of market regulations (e.g., FINRA, SEC) are typically required. Analytical thinking, attention to detail, and effective communication help analysts detect unusual trading activity and collaborate across teams. These skills are essential for ensuring market integrity, preventing manipulation, and maintaining compliance with regulatory standards.

What is market surveillance?

Market surveillance refers to the process of monitoring and analyzing trading activities in financial markets to detect and prevent unfair practices such as market manipulation, insider trading, and other forms of misconduct. It helps ensure that markets operate in a fair, transparent, and orderly manner, protecting investors and maintaining market integrity. Market surveillance is typically carried out by regulatory bodies, exchanges, and specialized teams within financial institutions using sophisticated technologies and analytical tools.
More about Market Surveillance jobs
What states have the most Market Surveillance jobs? States with the most job openings for Market Surveillance jobs include:
What job categories do people searching Market Surveillance jobs look for? The top searched job categories for Market Surveillance jobs are:
Market Surveillance jobs near you
Infographic showing various Market Surveillance job openings in the United States as of August 2026, with employment types broken down into 86% Full Time, 11% Part Time, and 3% Contract. Highlights an 88% Physical, 4% Hybrid, and 8% Remote job distribution, with an average salary of $95,950 per year, or $46.1 per hour.

Market Surveillance Technical Lead (SQL, Python, Financial Markets)

ACA Group

San Antonio, TX • On-site

Full-time

This job post has expired 1 day ago. Applications are no longer accepted.

Job description

Market Surveillance Technical Lead (SQL, Python, Financial Markets)

ACA is seeking an Application Support Lead for our Surveillance Applications to lead a team of analysts responsible for monitoring, supporting, and enhancing surveillance data and systems related to financial transactions and securities activity. This role blends strong technical expertise with leadership responsibilities, ensuring the consistent delivery of high-quality surveillance support, maintaining data integrity, and driving client satisfaction across ACA Technology platforms.

What you'll do:

  • Lead and mentor a team of Surveillance Data Analysts, providing day-to-day guidance, coaching, and performance management
  • Oversee execution of daily operational tasks across the surveillance support function, ensuring timely issue resolution and system stability
  • Act as a subject matter expert in surveillance data, including trade activity, securities, and holdings
  • Troubleshoot complex data and system issues within MS SQL environments, identifying root causes and implementing scalable solutions
  • Ensure integrity, accuracy, and completeness of surveillance data across platforms
  • Partner with internal stakeholders and clients to resolve issues, communicate updates, and implement enhancements
  • Manage system configurations and support ongoing platform improvements, particularly within the surveillance modules
  • Drive process improvements, automation initiatives, and efficiency gains
  • Coordinate incident management and escalation processes, ensuring high-quality service delivery
  • Support onboarding and training of new team members

To qualify for the role, you must have:

  • Strong experience with MS SQL (querying, troubleshooting, performance tuning)
  • Experience using PySpark (Python) scripting
  • Solid understanding of financial markets, including securities, trade lifecycles, and holdings data
  • Proven ability to analyze and resolve complex data-related issues in a technical environment
  • Demonstrated leadership or team coordination experience
  • Excellent problem-solving, analytical, and communication skills
  • Prior experience in a market surveillance, compliance, or fintech environment

Skills and attributes for success:

  • Proficiency in Python or other scripting languages for data analysis
  • Familiarity with market abuse surveillance concepts (e.g., insider trading, spoofing, wash trades)
  • Background in client-facing roles or managing client relationships within a support model
  • Highly motivated and results-driven, with a proactive approach to learning and career growth; able to contribute to both internal initiatives and client-facing projects
  • Ability to work independently and collaboratively within a team, demonstrating leadership qualities when necessary
  • Continuously learning mindset, with a desire to stay updated with the latest technologies and industry trends
  • Dedicated to upholding ACA's high-quality standards and customer service focus
  • Nice to have experience with AWS, New Relic, Postman, Linux/Bash, and Lambda

Apply