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Manager Webull Jobs (NOW HIRING)

Webull

Associate Director of Compliance

New York, NY · On-site

Webull is a leading digital brokerage platform built on next generation global infrastructure. At ... Manage FINRA, SEC, and state regulatory examinations and inquiries from initial request through ...

Webull

Senior Marketing Manager

Saint Petersburg, FL · On-site

Webull is a leading digital brokerage platform built on next generation global infrastructure. At ... You do not wait to be managed. This role centers on two pillars: Product Marketing Leadership and ...

Apex Fintech Solutions

Sales Manager

Austin, TX · On-site

... Webull, and more than 20 million of our clients' customers. Collectively, AFS creates an ... Wealth Management Company - presented by Fintech Breakthrough Awards * 2021 Most Innovative ...

Apex Fintech Solutions

Portfolio Manager

Austin, TX · On-site

... Webull, and eToro, amongst many others; collectively, Apex powers access to the stock market for ... Manage the complete daily trading cycle from pre-market preparation through end-of-day ...

Apex Fintech Solutions

Sales Manager

New York, NY · On-site

... Webull, and more than 20 million of our clients' customers. Collectively, AFS creates an ... Wealth Management Company - presented by Fintech Breakthrough Awards * 2021 Most Innovative ...

Apex Fintech Solutions

Product Manager

Austin, TX · On-site

... management by building tech-forward solutions that help simplify, automate, and facilitate access ... Webull, and eToro, amongst many others; collectively, Apex powers access to the stock market for ...

Apex Fintech Solutions

Sales Manager

New York, NY · On-site

... Webull, and more than 20 million of our clients' customers. Collectively, AFS creates an ... Wealth Management Company - presented by Fintech Breakthrough Awards * 2021 Most Innovative ...

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Manager Webull information

What is the difference between Manager Webull vs Financial Advisor?

AspectManager WebullFinancial Advisor
Required CredentialsNone specific, often self-taught or with basic finance knowledgeLicenses such as Series 7, Series 66, or CFP certification
Work EnvironmentOnline trading platforms, remote or office-basedClient meetings, financial planning firms, or banks
Industry UsageFintech, online brokerage servicesFinancial planning and wealth management
Common Search/ComparisonYesNo

The main difference between a Manager Webull and a Financial Advisor lies in credentials and work scope. Webull managers typically focus on overseeing online trading activities without requiring formal financial licenses, whereas Financial Advisors hold specific certifications and provide personalized financial planning. Webull managers operate mainly within fintech platforms, while Financial Advisors work directly with clients in wealth management settings.

What are some common challenges faced by a Manager at Webull and how can they be addressed?

Managers at Webull often navigate the fast-paced environment of the fintech industry, balancing the demands of both technical and business teams. Common challenges include keeping up with rapidly changing regulations, ensuring seamless collaboration across departments, and driving innovation while maintaining operational efficiency. Successful managers address these challenges by fostering open communication, staying informed about industry trends, and implementing agile project management practices. Continuous learning and adaptability are key to thriving in this dynamic setting.

What are the key skills and qualifications needed to thrive as a Manager at Webull, and why are they important?

To thrive as a Manager at Webull, you need a solid background in finance or technology, leadership experience, and a relevant degree such as business administration or computer science. Familiarity with trading platforms, financial analytics tools, and project management systems like Jira or Salesforce is typically required. Strong communication, problem-solving abilities, and the capacity to motivate teams are standout soft skills for this role. These competencies are essential to drive business objectives, oversee complex projects, and foster a high-performing team in the fast-paced fintech industry.

What does a Manager at Webull do?

A Manager at Webull oversees teams or projects within the company, ensuring that business goals and performance targets are met. They coordinate between departments, manage workflows, and support team members to optimize productivity. Managers at Webull may be responsible for areas such as operations, product development, compliance, or customer service, depending on their specific role. They also play a key role in implementing company strategies and maintaining high standards of service for users.
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Manager Webull jobs near you

Associate Director of Compliance

Webull

New York, NY • On-site

Full-time

Medical, Dental, Vision, Retirement

Posted 9 days ago

Job description

Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience.
About The Role & Team
At Webull, our Compliance team serves as a strategic partner across the organization, safeguarding both our clients and the integrity of the firm. We blend deep regulatory expertise with a forward-thinking mindset to support innovation in a highly regulated industry.
We are looking to bring on an Associate Director of Compliance to our NY Wall Street Operations. This role is designed for a highly experienced compliance professional with deep expertise in FINRA and SEC regulations, strong independent judgment, and proven experience building and enhancing supervisory frameworks.
The ideal candidate is a hands-on leader and subject matter expert who can operate autonomously, draft and maintain Written Supervisory Procedures (WSPs), support regulatory exams, and partner cross-functionally to ensure the firm maintains a best-in-class compliance posture while enabling responsible business growth.
In This Role, You Will
  • Serve as a senior compliance subject matter expert on FINRA, SEC, and broker-dealer regulatory requirements.
  • Interpret evolving regulatory developments and assess their impact on the firm's policies, procedures, and controls.
  • Advise on escalations, risk assessments, and high-impact compliance issues with sound independent judgment.
  • Draft, enhance, and maintain comprehensive Written Supervisory Procedures (WSPs) to ensure alignment with regulatory expectations and business operations.
  • Conduct gap analyses and implement control enhancements to strengthen the supervisory framework.
  • Review and approve communications for compliance with FINRA Rule 2210 and related regulations.
  • Oversee the firm's licensing and registration function, including maintaining CRD and ensuring compliance with registration requirements.
  • Manage FINRA, SEC, and state regulatory examinations and inquiries from initial request through remediation.
  • Design and manage compliance training programs for business partners and new hires; deliver ongoing regulatory education across the organization
  • Collaborate cross-functionally with Legal, Operations, Technology, and Marketing to support scalable compliance solutions.
  • Provide training, mentorship, and regulatory guidance to business partners and junior compliance team members.

The Skills You Bring
  • Bachelor's degree in Finance, Business, Law, or related field.
  • 5 years of broker-dealer compliance experience (title dependent on experience).
  • Deep working knowledge of FINRA and SEC rules and regulatory frameworks.
  • Ability to analyze and interpret applicable rules, regulations, and policies
  • Demonstrated experience drafting and maintaining Written Supervisory Procedures.
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with regulators, industry associations, and other stakeholders.
  • Ability to work independently and manage multiple priorities in a fast-paced, dynamic environment.
  • Series 7, 63, or other relevant FINRA licenses.

What Makes You Stand Out
  • Hold an active Series 24 license or have the ability to obtain it within three months of hire.
  • Highly detail-oriented with a proven ability to self-motivate and take ownership of work.
  • Strong analytical and problem-solving skills, with the ability to proactively identify and address compliance risks.
  • Demonstrated initiative and a continuous improvement mindset, with a drive for excellence and operational efficiency.

Why Webull?
Webull is more than a fintech company-we're a global community of innovators, collaborators, and trailblazers. Headquartered in St. Petersburg, FL, Webull operates in 14 regions worldwide, serving over 20 million users. At Webull, your ideas matter, your voice is heard, and your work makes a real impact.
Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:
  • Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
  • Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
  • Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
  • Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
  • Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
  • Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.

This role is based in ourWall Street office (44 Wall Street, NYC) where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we're committed to fair, equitable, and transparent compensation. The base salary range is $135,000-165,000 annually, plus a discretionary bonus and full benefits. Final offers consider experience, location, and relevant qualifications.
EEOC Statement
Webull is an equal opportunity employer. We're committed to building a diverse and inclusive team where all backgrounds, perspectives, and talents are valued.

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