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Manager Ria Firm Jobs in Arizona (NOW HIRING)

Comply with Firm practice management procedures and systems. * Stay informed on current topics ... Experience with ProSystem fx Tax and Engagement, CCH, RIA, BNA and other tax preparation / research ...

Tax Supervisor

Yuma, AZ · On-site

$93K - $106K/yr

Comply with Firm practice management procedures and systems. * Stay informed on current topics ... Experience with ProSystem fx Tax and Engagement, CCH, RIA, BNA and other tax preparation / research ...

Tax Supervisor

Yuma, AZ · On-site

$95K - $125K/yr

Comply with Firm practice management procedures and systems. * Stay informed on current topics ... Experience with ProSystem fx Tax and Engagement, CCH, RIA, BNA and other tax preparation / research ...

Senior Tax Analyst

Phoenix, AZ · Hybrid

$85K - $115K/yr

Experience with tax research tools such as BNA, RIA, CCH, or similar platforms * Proficiency with ... document management platforms (e.g., SharePoint, OneDrive) Preferred Qualifications * Master ...

Elevate relevant questions or concerns to senior analysts or management as appropriate. * File ... Demonstrate professionalism, accountability, client focus, and teamwork as part of the firm ...

Wealth Planner

Phoenix, AZ · On-site

$49K - $67K/yr

... RIA), headquartered in Northeast Ohio, offering financial planning and wealth management services ... This specialization will drive firm wide philosophy related to the area of expertise and be ...

Wealth Strategist

Phoenix, AZ · On-site

$110K - $143K/yr

... RIA), headquartered in Northeast Ohio, offering financial planning and wealth management services ... Assists the advisory and wealth planning team in the development of cohesive firm-level planning ...

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Showing results 1-20

Manager Ria Firm information

What is the difference between Manager Ria Firm vs Financial Advisor?

AspectManager Ria FirmFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses, CFP certification often preferredSeries 7, 66, or 65 licenses, CFP certification common
Work EnvironmentManages firm operations, oversees advisors, complianceProvides personalized financial planning and investment advice
Employer & IndustryRia firms, financial services industryIndependent or firm-based financial advisory firms

While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.

Can financial advisors make $500,000 a year?

Financial advisors can earn $500,000 or more annually, especially those with extensive experience, a strong client base, and specialization in high-net-worth individuals. Achieving this level often requires advanced certifications like the CFP or CFA, a robust network, and effective sales skills. Income varies widely based on location, firm size, and individual performance.

What jobs make $1,000,000 a year?

In the context of a Manager at Ria Firm, high-earning roles often include executive positions such as CEOs, CFOs, and other C-suite leaders, as well as successful entrepreneurs and certain investment professionals. These roles typically require extensive experience, advanced skills, and often involve leadership in finance, technology, or business development. Achieving a $1 million annual income usually involves a combination of salary, bonuses, and equity or profit sharing.

Is $200,000 enough to work with a financial advisor?

For a Manager at Ria Firm, $200,000 can be sufficient to work with a financial advisor, depending on the advisor's fee structure and the level of services required. Many financial advisors charge a percentage of assets under management or flat fees, which can vary widely, so it's important to discuss costs upfront. The salary may also influence the scope of financial planning or investment management services you can afford.

What is an RIA manager?

An RIA manager oversees registered investment advisor firms, managing client portfolios, ensuring compliance with regulations, and leading financial advisory teams. They typically hold certifications such as the Series 65 or 66 and have strong knowledge of investment strategies and regulatory requirements.
What are the most commonly searched types of Ria Firm jobs in Arizona? The most popular types of Ria Firm jobs in Arizona are:
What cities in Arizona are hiring for Manager Ria Firm jobs? Cities in Arizona with the most Manager Ria Firm job openings:

SVP Divisional Sales Manager - West

FAVARH

Phoenix, AZ

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 16 days ago


Job description

Together we fight for everyone's opportunity for a better financial future.

We will do this together - with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone's access to opportunities. The status quo is not good enough ... we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future. We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action. We are committed to a work environment where the differences that we are born with - and those we acquire throughout our lives - are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage - Apply Now

Get to Know the Opportunity

The Western Divisional Sales Manager (DSM) will oversee sales operations across 6 Senior Regional Director (SRD) territories, in addition to two specialists from our Privates and Alternatives Specialist team. More specifically, the role will be responsible for leading the division to achieve gross and NNCF goals within our Mutual Fund, SMA, ETF, Model Portfolio, and Private / Alternative offerings. He/she will develop and lead a high-performing team to achieve strong sales results across RIAs, Wirehouse and Independent Broker Dealers whilst also ensuring the team develops new relationships with advisors and strengthens those that exist. The ideal candidate will have a strong background in sales leadership, a track record of successfully coaching salespeople, and delivering results.

This role also requires developing key relationships with clients, their COI's, and sales leadership teams. In addition, establishing and maintaining strong relationships with internal stakeholders within Voya Investment Management are critical to the division's success. This candidate knows how to partner effectively with Strategic Relationships Teams (key accounts) to achieve firm specific and organizational goals.

This position requires a strategic sales professional with extensive experience in Intermediary Distribution, capable of navigating between big picture thinking and micro-level execution.

The Contributions You Will Make

  • Attract, retain, manage, and develop the SRDs within the division to ensure focus and execution in accordance with the Intermediary channel goals and objectives.
  • Increase sales and assets of Voya Investment Management's Mutual Fund, SMA, ETF, Model Portfolio, and Private / Alternative offerings across RIAs, Wirehouse and Independent Broker Dealers.
  • Experience managing an RIA sales team is preferred.
  • Build a strong rapport with management teams and Centers of Influence at our Client Partner Firms.
  • Analyze performance of sales team to recognize top performers and address shortfalls to ensure sales teams are supported effectively.
  • Provide senior sales leadership with market intelligence, including sales trends, product demands, competitor intel and recommend solutions to address findings.
  • Manage divisional spending to help budget and achieve ROI objectives.
  • This individual is a team player who demonstrates the ability to partner and influence across internal segments such as Sales Leadership, Strategic Relationships Team, our Internal Sales Desk, our Portfolio Managers / CPMs / Specialists, Marketing, Sales Enablement and Data Intelligence Teams.
  • Ensure Voya's products and capabilities are being sold in accordance with stated objectives.
  • Ensure compliance with firm and industry standards and regulations.
  • This role will build strong relationships with the head of distribution, the head of marketing, the head of practice management, internal sales, and the Strategic Relationships Team.

Minimum Knowledge & Experience:

  • 10 years of previous wholesaling experience is required.
  • Five plus years of divisional sales management experience is strongly desired.
  • Series 7, 66 and 24 licenses are required.
  • The candidate will be expected to travel ~80% of the time and must reside within the region in which they are managing.
  • Proven history of leadership, strong grasp of capital markets, financial products, market dynamics, and intermediary distribution.
  • Excellent presentation and communication skills are required.
  • Must have a proven track record of sales success.
  • Creative problem solver with an innovative, growth-oriented attitude.
  • Ability to coach and be coached, possess strong organizational skills and process driven.
  • Team oriented with a strong desire to help team members succeed.

#LI-BMS

Compensation Pay Disclosure:

Voya is committed to pay that's fair and equitable, which means comparable pay for comparable roles and responsibilities.

The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Voya Financial is willing to pay at the time of this posting.

Actual compensation offered may vary from the posted salary range based upon the candidate's geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

$175,000 USD base salary + monthly commission and annual Discretionary Award eligibility

Be Well. Stay Well.

Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That's why we offer an array of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.

What We Offer

  • Health, dental, vision and life insurance plans
  • 401(k) Savings plan - with generous company matching contributions (up to 6%)
  • Voya Retirement Plan - employer paid cash balance retirement plan (4%)
  • Tuition reimbursement up to $5,250/year
  • Paid time off - including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
  • Paid volunteer time - 40 hours per calendar year

Learn more about Voya benefits (download PDF)

Critical Skills

At Voya, we have identified the following critical skills which are key to success in our culture:

  • Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
  • Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.
  • Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills

Equal Employment Opportunity

Voya Financial is an equal-opportunity employer. Voya Financial provides equal opportunity to qualified individuals regardless of race, color, sex, national origin, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.

Reasonable Accommodations

Voya is committed to the inclusion of all qualified individuals. As part of this commitment, Voya will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please reference resources for applicants with disabilities.

Misuse of Voya's name in fraud schemes