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Manager Ria Firm Jobs in Arizona (NOW HIRING)

twenty80.io

Senior Tax Analyst

Phoenix, AZ · Hybrid

$85K - $115K/yr

Experience with tax research tools such as BNA, RIA, CCH, or similar platforms * Proficiency with ... document management platforms (e.g., SharePoint, OneDrive) Preferred Qualifications * Master ...

Beacon Pointe

Senior Wealth Advisor

Scottsdale, AZ · On-site

$80 - $120/hr

Senior Wealth Advisors are responsible for providing comprehensive wealth management advice and ... Background in a wirehouse, independent broker‑dealer, bank, or RIA environment. * Financial ...

LPL Financial

Transition Support Partner

Tempe, AZ · Remote

$30.70 - $51.15/hr

The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to ...

Sequoia Financial Group Llc

Wealth Planner

Phoenix, AZ · On-site

$49K - $67K/yr

... RIA), headquartered in Northeast Ohio, offering financial planning and wealth management services ... This specialization will drive firm wide philosophy related to the area of expertise and be ...

Sequoia Financial Group Llc

Wealth Strategist

Phoenix, AZ · On-site

$110K - $143K/yr

... RIA), headquartered in Northeast Ohio, offering financial planning and wealth management services ... Assists the advisory and wealth planning team in the development of cohesive firm-level planning ...

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All JobsRia Firm JobsManager Ria Firm JobsManager Ria Firm Jobs in Arizona

Manager Ria Firm information

What is the difference between Manager Ria Firm vs Financial Advisor?

AspectManager Ria FirmFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses, CFP certification often preferredSeries 7, 66, or 65 licenses, CFP certification common
Work EnvironmentManages firm operations, oversees advisors, complianceProvides personalized financial planning and investment advice
Employer & IndustryRia firms, financial services industryIndependent or firm-based financial advisory firms

While both roles require similar licenses and certifications, a Manager Ria Firm oversees the firm's operations and compliance, whereas a Financial Advisor focuses on client financial planning and investment advice. The Manager Ria Firm role is more managerial and administrative, while the Financial Advisor role is client-facing and advisory-focused.

What are the most commonly searched types of Ria Firm jobs in Arizona?

The most popular types of Ria Firm jobs in Arizona are:

What cities in Arizona are hiring for Manager Ria Firm jobs?

Cities in Arizona with the most Manager Ria Firm job openings:

Manager Ria Firm jobs near you
Infographic showing various Manager Ria Firm job openings in Arizona as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution.

Account Review Specialist

Cambridge Investment Research, Inc.

Phoenix, AZ • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 4 days ago

Job description

Job SummaryKey Deliverables and Responsibilities

As an Account Review Specialist, you will play an important role in reviewing account documentation, supporting compliance processes, and helping ensure adherence to internal and external regulatory requirements.

This position offers an excellent opportunity for a detail-oriented professional who enjoys problem-solving, collaborating with others, and contributing to a high-performing team environment.

What You'll Do

  • Communicate policies and procedures to advisors and associates while helping maintain regulatory compliance.

  • Identify potential policy violations and escalate concerns to leadership when appropriate.

  • Respond to phone, email, voicemail, and occasional in-person inquiries in a professional and timely manner.

  • Research industry rules, regulations, and compliance requirements.

  • Monitor and support registered investment advisory (RIA) communications and documentation.

  • Develop and maintain knowledge of industry compliance standards, regulations, and best practices.

  • Handle sensitive and confidential information with discretion and professionalism.

  • Participate in departmental projects and cross-training opportunities as needed.


What We Are Looking For

  • Ability to interpret policies, procedures, and business documentation.

  • Ability to manage confidential information responsibly.

  • Strong attention to detail and organizational skills.

  • Excellent written and verbal communication skills.

  • Effective problem-solving and analytical skills.

  • Works well in a collaborative team environment

Preferred Qualifications

  • Experience in financial services, operations, compliance, or account processing.

  • Familiarity with investment advisory or brokerage industry practices.

  • Experience working in a fast-paced, service-oriented environment.

Location: Fairfield, IA or Phoenix, AZ (hybrid attendance model)


Why Cambridge?

Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.

  • Premium benefit package including medical, vision, dental, life and long-term disability insurance
  • Vacation/sick time
  • 401K retirement plan with company matching program
  • Eleven paid holidays

You can find more details about our comprehensive benefits packagehere.


Cambridge Overview:

Cambridge is a financial solutions firm that provides business support services to thousands of independent financial advisors. These advisors offer personalized investment services including wealth management, financial planning, and retirement services to individuals and families across the country. Cambridge provides significant compliance, technology, and transaction processing support to these financial advisors and their offices.

Apply