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Manager Mutual Fund Compliance Jobs (NOW HIRING)

The Rockridge Group

Fund Administrator

Concord, CA

$75K - $103K/yr

Prepare/review various materials for quarterly and special mutual fund board meetings, including drafting of memoranda and ad hoc reports to boards of trustees; * Monitor compliance exception reports ...

UMB Financial

Mutual Fund Accountant

Milwaukee, WI · On-site

$51K - $75K/yr

The UMB Registered Fund team manages the daily accounting, tax, audit, administration, and ... Analyze corporate action application for GAAP compliance * Reconcile cash settlements to the ...

KPMG

Senior Manager, Mutual Fund Tax

Boston, MA

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

KPMG

Senior Manager, Mutual Fund Tax

Miami, FL · On-site

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

KPMG

Senior Manager, Mutual Fund Tax

New York, NY

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

KPMG

Senior Manager, Mutual Fund Tax

Austin, TX · On-site

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

KPMG

Senior Manager, Mutual Fund Tax

Tampa, FL · On-site

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

KPMG

Senior Manager, Mutual Fund Tax

Austin, TX · On-site

Prior experience in Mutual Fund and/or investment partnership * Proficient in the taxation of ... The attached link contains further information regarding KPMG's compliance with federal, state and ...

U.S. Bank

Mutual Fund Relationship Manager 3

Milwaukee, WI · On-site

$68K - $93K/yr

Bank Global Fund Services offers fund administration, compliance, legal administration, fund ... As a Transfer Agent, we act as liaison and provide service to over 200 mutual fund/alternative ...

US Bank

Mutual Fund Relationship Manager 3

Milwaukee, WI · Hybrid

$68K - $93K/yr

Bank Global Fund Services offers fund administration, compliance, legal administration, fund ... As a Transfer Agent, we act as liaison and provide service to over 200 mutual fund/alternative ...

ultimus

AVP, Fund Compliance - Mutual Funds

Englewood, CO · On-site

$124K - $166K/yr

SUMMARY The AVP, Fund Compliance coordinates daily, monthly, and quarterly compliance workflows ... Manages associates within department including, but not limited to, hiring, training, and ...

LPL Financial

Mutual Fund Trader

Tempe, AZ · On-site

$29.71 - $49.52/hr

... compliance violations. Acting as liaison for Financial Advisors who may raise inquiries regarding ... Identify risk, analyze procedures, and work with managers to resolve procedural gaps. When ...

LPL Financial

Mutual Fund Trader

Tempe, AZ

$29.71 - $49.52/hr

... compliance violations. Acting as liaison for Financial Advisors who may raise inquiries regarding ... Identify risk, analyze procedures, and work with managers to resolve procedural gaps. When ...

LPL Financial

Mutual Fund Trader

Fort Mill, SC

$29.71 - $49.52/hr

... compliance violations. Acting as liaison for Financial Advisors who may raise inquiries regarding ... Identify risk, analyze procedures, and work with managers to resolve procedural gaps. When ...

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Manager Mutual Fund Compliance information

See salary details

$60K

$89.8K

$161.5K

How much do manager mutual fund compliance jobs pay per year?

As of Aug 26, 2026, the average yearly pay for manager mutual fund compliance in the United States is $89,770.00, according to ZipRecruiter salary data. Most workers in this role earn between $69,000.00 and $94,500.00 per year, depending on experience, location, and employer.

What is the difference between Manager Mutual Fund Compliance vs Mutual Fund Compliance Analyst?

AspectManager Mutual Fund ComplianceMutual Fund Compliance Analyst
CertificationsSeries 7, 24, 63/65/66, CFA (preferred)Series 7, 24, 63/65/66
Work EnvironmentManagement, strategic oversight, team leadershipResearch, monitoring, reporting
Employer & Industry UsageAsset management firms, compliance departmentsFund companies, compliance teams

While both roles focus on mutual fund compliance, the Manager Mutual Fund Compliance typically oversees compliance programs, manages teams, and develops policies. The Mutual Fund Compliance Analyst primarily conducts monitoring, reviews, and reports to ensure adherence to regulations. The manager role involves strategic decision-making, whereas the analyst role is more execution-focused.

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What are the most commonly searched types of Mutual Fund Compliance jobs?

The most popular types of Mutual Fund Compliance jobs are:

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Manager Mutual Fund Compliance jobs near you
Infographic showing various Manager Mutual Fund Compliance job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 11% Part Time, and 1% Contract. Highlights an 81% Physical, 2% Hybrid, and 17% Remote job distribution, with an average salary of $89,770 per year, or $43.2 per hour.

Fund Administrator

Concord, CA

The Rockridge Group
See more jobs at The Rockridge Groupexternal

$75K - $103K/yr

Full-time

Re-posted 26 days ago

Job description


 
  • Assist in the administration and auditing of the Funds’ compliance program;
  • Assist with aspects of financial reporting process;
  • Prepare/review various materials for quarterly and special mutual fund board meetings, including drafting of memoranda and ad hoc reports to boards of trustees; 
  • Monitor compliance exception reports and maintain supporting documentation of resolution; 
  • Assist in conducting regular due diligence reviews of Sub-Advisors’ compliance programs;
  • Assist with preparation of materials for the 15(c) annual renewal process of advisory, sub-advisory agreement and service provider agreements;
  • Assist with the functions of the Pricing Analyst outlined in the proprietary mutual fund families’ valuation procedures, and assist with valuation process for investments held in each of the proprietary mutual fund families sponsored by company, including with respect to exotic fixed income and/or derivative securities;
  • Organize and maintain supporting documentation for all valuation actions and decisions for the proprietary mutual fund families, including composition of minutes for Valuation Committee meetings and related memorandums for the Board of Trustee meetings;
  • Assist with preparation of materials for financial, shareholder, regulatory reports, and SEC filings;
  • Assist with special projects and cross-functional tasks, as needed;
  • Develop knowledge of SEC and other regulatory requirements as they relate to mutual funds;
  • Develop productive, effective and collaborative working relationships with vendors, outside counsel, internal business partners and sub-advisors to the Funds.
 
Basic Qualifications
 
  • Bachelor’s degree required; Accounting or Finance degree preferred; 
  • 2-5 years’ related experience required

Preferred Skills/Experience
  • Demonstrates ethics and integrity, adhering to AssetMark’s core values.  Holds others accountable for upholding ethics and values;
  • Is a team-oriented professional, interacting effectively and collaboratively with team members and others across the organization;
  • Achieves results within time, budget and quality standards even under shifting priorities;
  • Produces high-quality work that is accurate and thorough, with attention to detail;
  • Uses analytical and problem-solving skills and judgment to quickly identify problem areas and proactively resolve issues;
  • Possesses exemplary oral and written communication skills, demonstrated through interactions with internal business partners, external auditors, legal counsel and other service providers;
  • Background with mutual funds;
  • Fund Accounting, Fund Administration, Fund Compliance regulatory and/or audit experience.
 
 
 
 
AssetMark, Inc., is an investment adviser registered with the U.S. Securities and Exchange Commission.