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Investment Management Attorney Jobs (NOW HIRING)

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Under the supervising Attorney in the Investment Management practice group, the Paralegal will provide substantive legal and administrative support to our Investment Management & Securities group in ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Supports the legal team in all aspects of investment fund management, including regulatory ...

... growing investment management firm with more than $2.5 billion in assets under management, is seeking a senior attorney to lead its legal and compliance functions. Depending on the individual ...

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Investment Management Attorney information

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$46K

$108.2K

$172.5K

How much do investment management attorney jobs pay per year?

As of Sep 2, 2026, the average yearly pay for investment management attorney in the United States is $108,160.00, according to ZipRecruiter salary data. Most workers in this role earn between $80,000.00 and $130,000.00 per year, depending on experience, location, and employer.

What is an investment management attorney?

Investment Management Attorneys are legal professionals who specialize in advising investment companies, mutual funds, hedge funds, and other asset managers on regulatory compliance, fund formation, securities law, and related legal matters. They help clients navigate complex regulations such as the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Their work often involves drafting legal documents, assisting with SEC filings, and representing clients in regulatory or enforcement proceedings. These attorneys play a critical role in ensuring their clients operate within the law while achieving their business objectives.

What are the key skills and qualifications needed to thrive as an investment management attorney?

To thrive as an Investment Management Attorney, you need a Juris Doctor (JD) degree, admission to the bar, and a strong understanding of securities laws, investment regulations, and fund structures. Familiarity with legal research platforms like Westlaw or LexisNexis, and experience with compliance systems and contract drafting tools, are typically required. Excellent analytical thinking, attention to detail, and effective communication skills help in advising clients and negotiating complex agreements. These skills and qualifications ensure attorneys can navigate regulatory environments, mitigate legal risks, and support the success of investment firms.

What are some common challenges faced by investment management attorneys when navigating regulatory changes?

Investment Management Attorneys often encounter challenges keeping up with rapidly evolving regulations from agencies like the SEC and CFTC. Staying compliant requires continuous monitoring of new rules and promptly advising clients or firms on how these changes impact fund structures, disclosures, and operational procedures. This means attorneys must collaborate closely with compliance teams, portfolio managers, and external advisors to implement updates efficiently and mitigate legal risks. Adapting to complex international regulations can also be demanding, especially for firms operating globally.

What is the difference between Investment Management Attorney vs Fund Counsel?

AspectInvestment Management AttorneyFund Counsel
CredentialsJ.D. degree, state bar admission, often securities law certificationsJ.D. degree, bar admission, securities law certifications
Work EnvironmentLaw firms, corporate legal departments, regulatory agenciesLaw firms, in-house legal teams for fund managers or investment firms
Employer & IndustryLegal service providers, financial institutions, asset management firmsPrivate fund managers, hedge funds, private equity firms
Search & Comparison IntentUnderstanding legal roles in investment managementLegal support for fund formation and compliance

Investment Management Attorneys and Fund Counsels both require securities law expertise and work within the financial industry. While Investment Management Attorneys focus on legal advice across various investment products, Fund Counsels specialize in legal matters related to fund formation, compliance, and operation. Both roles often overlap but serve distinct functions within the investment management ecosystem.

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What cities are hiring for Investment Management Attorney jobs?

Cities with the most Investment Management Attorney job openings:

What states have the most Investment Management Attorney jobs?

States with the most job openings for Investment Management Attorney jobs include:

What job categories do people searching Investment Management Attorney jobs look for?

The top searched job categories for Investment Management Attorney jobs are:

Infographic showing various Investment Management Attorney job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 14% Part Time, and 2% Contract. Highlights an 89% Physical, 2% Hybrid, and 9% Remote job distribution, with an average salary of $108,160 per year, or $52 per hour.

Paralegal - Investment Management & Securities

Stark & Stark P C

Hamilton, NJ โ€ข On-site

$58 - $72/hr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 3 days ago

New


Job description

Overview:Under the supervising Attorney in the Investment Management practice group, the Paralegal will provide substantive legal and administrative support to our Investment Management & Securities group in our Hamilton, NJ office. The ideal candidate is a self-directed, detail-oriented professional with strong organizational skills and the ability to manage multiple priorities in a fast-paced environment. This position offers an excellent opportunity to deepen experience in Investment Management & Securities work and to continue professional development in a challenging, collaborative, and collegial setting.Responsibilities:Assist in the execution and tracking of the Firmโ€™s annual compliance program.Generate and maintain reports related to compliance and client matters.Monitor and track key compliance program tasks and deadlines.Assist with the preparation and filing of client regulatory documents, including Form ADV, Forms U4 & U5, and Policies and Procedures manuals.Answer and direct phone calls in a courteous and professional manner.Draft, edit, and manage client correspondence.Review and organize client email archives and relevant communications.Organize, maintain, and update digital client files.Handle other responsibilities as directed.Qualifications:Bachelor's degree, Associate's degree, or Paralegal Certificate required.3-5 years of experience in financial services, law, or related field (preferred).Proficient in Microsoft Office, especially Excel.Strong numeracy, analytical, and organizational skills with high attention to detail.Familiar with financial/investment terminology.Quick learner with ability to master new software.Reliable self-starter with strong work ethic and follow-through.Able to multitask, prioritize, and perform under pressure.Team-oriented with professional client interaction skills.Compensation & BenefitsStark & Stark is committed to the health and well-being of its staff members. The firm offers a full range of benefits, including medical, prescription, dental and vision coverage. The firm also provides generous paid time off, life insurance, accidental death and dismemberment, disability benefits and 401(k) plan with firm contributions.Compensation will be determined based on multiple factors, including candidate experience, qualifications, accomplishments, and location. Employees may also be eligible for annual performance-based merit increases rewarding individual and firm achievements.*No calls or emails from staffing agencies or recruiters, please. Unsolicited resumes from search firms will not be considered when no contract is in place.Equal Opportunity EmployerStark & Starkโ€™s policy is to make employment decisions based on merit, ability, and competence. Except where required by law, employment practices shall not be influenced or affected by an applicantโ€™s or staff memberโ€™s race, color, religion, sex, national origin, age, or any other characteristic provided by law. Qualified minorities, females, veterans, and attorneys with disabilities are encouraged to apply. It is also our policy to provide a work environment that is free of harassment of any kind, including that which is sexual, age-related, or ethnic.Mansfield RuleAs part of its continued efforts to actively recruit and advance the recruitment, development, and promotion of diverse lawyers Stark & Stark is participating in Diversity Labโ€™s Midsize Mansfield Rule initiative. The Mansfield Rule is named for Arabella Mansfield, the first woman admitted to practice law in the United States. It measures whether law firms affirmatively consider diverse lawyers for hiring, advancement, and significant leadership roles.Under this initiative, we strive for a candidate pool consisting of at least 30% women, attorneys from underrepresented racial and/or ethnic groups, lawyers with disabilities, and/or LGBTQ+ attorneys. The Mansfield Rule initiative also includes a commitment by Stark & Stark to be transparent in our internal governance, particularly with our selection guidelines and job descriptions for firm management roles and committees. #J-18808-Ljbffr